Athersys, Inc
ATHXDelisted Dec 27, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001368148
Athersys, Inc was delisted on Dec 27, 2023; its insiders filed their last Form 4 on Dec 21, 2023; 43 institutions reported holding it in 13F filings for Q3 2023, worth $1.18M in total; no superinvestor held it.
13F holders, Q1 2023
Institutional positions in Athersys, Inc as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 47
- −3 vs. Q4 2022
- Shares held
- 2.26M
- +259.9K (+13.0%) vs. Q4 2022
- Total value
- $2.78M
- +$1.11M (+66.3%) vs. Q4 2022
- New holders
- 6
- 10 more added
- Sold out
- 9
- 12 more reduced
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ATHX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $0 |
| Q1 2026 | 1 | $0 |
| Q4 2025 | 1 | $0 |
| Q3 2025 | 1 | $0 |
| Q2 2025 | 2 | $0 |
| Q1 2025 | 2 | $0 |
| Q4 2024 | 4 | $0 |
| Q3 2024 | 4 | $0 |
| Q2 2024 | 4 | $3 |
| Q1 2024 | 4 | $5 |
| Q4 2023 | 7 | $5.51K |
| Q3 2023 | 43 | $1.18M |
| Q2 2023 | 46 | $3.79M |
| Q1 2023 | 47 | $2.78M |
| Q4 2022 | 50 | $1.67M |
| Q3 2022 | 44 | $4.11M |
| Q2 2022 | 117 | $10.9M |
| Q1 2022 | 125 | $33.6M |
| Q4 2021 | 130 | $49.2M |
| Q3 2021 | 141 | $68.4M |
| Q2 2021 | 140 | $73.2M |
| Q1 2021 | 140 | $108.0M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Athersys, Inc; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| JPMorgan Chase & Co | 25 | $0 | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 103 | $0 | 0.00% | +63+157.5% | Added |
| Asset Dedication, LLC | 49 | $0 | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 4 | $5 | 0.00% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 20 | $25 | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 24 | $30 | 0.00% | +24 | New |
| AllSquare Wealth Management LLC | 36 | $44 | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 40 | $49 | 0.00% | 00.0% | Unchanged |
| New England Capital Financial Advisors LLC | 40 | $50 | 0.00% | 00.0% | Unchanged |
| Center for Financial Planning, Inc. | 69 | $85 | 0.00% | 00.0% | Unchanged |
| Oliver Lagore Vanvalin Investment Group | 83 | $102 | 0.00% | 00.0% | Unchanged |
| HighMark Wealth Management LLC | 120 | $148 | 0.00% | 00.0% | Unchanged |
| Arlington Partners LLC | 250 | $308 | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 300 | $369 | 0.00% | 00.0% | Unchanged |
| Ancora Advisors, LLC | 390 | $480 | 0.00% | +310+387.5% | Added |
| Farther Finance Advisors, LLC | 400 | $492 | 0.00% | 00.0% | Unchanged |
| Clearstead Advisors, LLC | 400 | $492 | 0.00% | +200+100.0% | Added |
| Umb Bank N A | 400 | $492 | 0.00% | 00.0% | Unchanged |
| Ameritas Advisory Services, LLC | 701 | $604 | 0.00% | +701 | New |
| Citadel Advisors LLC | 551 | $678 | 0.00% | −4,418−88.9% | Reduced |
| Wells Fargo & Company | 703 | $865 | 0.00% | −1,179−62.6% | Reduced |
| Group One Trading, L.P. | 1,069 | $1.31K | 0.00% | −14,069−92.9% | Reduced |
| Global Retirement Partners, LLC | 1,768 | $1.36K | 0.00% | +1,768 | New |
| Gradient Investments LLC | 2,000 | $2.46K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 4,344 | $5.32K | 0.00% | +80+1.9% | Added |
| Bank of America Corp | 6,895 | $8.48K | 0.00% | −2,260−24.7% | Reduced |
| Tower Research Capital LLC (TRC) | 9,246 | $11.0K | 0.00% | −146−1.6% | Reduced |
| Atria Wealth Solutions, Inc. | 10,480 | $12.9K | 0.00% | 00.0% | Unchanged |
| Atomi Financial Group, Inc. | 12,000 | $14.8K | 0.01% | +12,000 | New |
| Morgan Stanley | 13,685 | $16.8K | 0.00% | −11,734−46.2% | Reduced |
| Pathstone Family Office, LLC | 13,839 | $17.0K | 0.00% | −1,549−10.1% | Reduced |
| Strategic Wealth Designers | 14,013 | $17.2K | 0.00% | +111+0.8% | Added |
| Values First Advisors, Inc. | 16,173 | $19.9K | 0.01% | +1,353+9.1% | Added |
| Northern Trust Corp | 18,332 | $22.5K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 21,680 | $26.7K | 0.00% | +6,954+47.2% | Added |
| Green Alpha Advisors, LLC | 23,388 | $28.8K | 0.02% | −1,012−4.1% | Reduced |
| Sawtooth Solutions, LLC | 31,395 | $38.6K | 0.00% | +31,395 | New |
| CIBC Asset Management Inc | 36,376 | $44.7K | 0.00% | +36,376 | New |
| Simplex Trading, LLC | 42,409 | $52.0K | 0.00% | −27,161−39.0% | Reduced |
| State Street Corp | 42,413 | $52.2K | 0.00% | +13,200+45.2% | Added |
| Price T Rowe Associates Inc | 42,376 | $53.0K | 0.00% | 00.0% | Unchanged |
| Susquehanna Fundamental Investments, LLC | 49,962 | $61.5K | 0.00% | −399−0.8% | Reduced |
| Geode Capital Management, LLC | 79,000 | $97.2K | 0.00% | 00.0% | Unchanged |
| Renaissance Technologies LLC | 89,036 | $110.0K | 0.00% | −10,900−10.9% | Reduced |
| Vanguard Group Inc | 403,074 | $495.8K | 0.00% | +49,879+14.1% | Added |
| BlackRock Inc. | 451,697 | $555.6K | 0.00% | −5,799−1.3% | Reduced |
| Vahanian & Associates Financial Planning Inc. | 818,350 | $1.01M | 2.79% | +316,660+63.1% | Added |
| Millennium Management LLC | 0 | $0 | 0.00% | −34,363−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −26,072−100.0% | Sold out |
| MAI Capital Management | 0 | $0 | 0.00% | −20,751−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −17,879−100.0% | Sold out |
| Warberg Asset Management LLC | 0 | $0 | 0.00% | −16,780−100.0% | Sold out |
| Two Sigma Securities, LLC | 0 | $0 | 0.00% | −13,956−100.0% | Sold out |
| Money Concepts Capital Corp | 0 | $0 | 0.00% | −756−100.0% | Sold out |
| Barclays PLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| Sofos Investments, Inc. | 0 | $0 | 0.00% | −1−100.0% | Sold out |