Athersys, Inc
ATHXDelisted Dec 27, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001368148
Athersys, Inc was delisted on Dec 27, 2023; its insiders filed their last Form 4 on Dec 21, 2023; 43 institutions reported holding it in 13F filings for Q3 2023, worth $1.18M in total; no superinvestor held it.
13F holders, Q4 2023
Institutional positions in Athersys, Inc as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
ATHX is no longer listed, and 13F filings after Q3 2023 list far fewer holders. See Q3 2023
- Institutional holders
- 7
- −36 vs. Q3 2023
- Shares held
- 275.7K
- −2.45M (−89.9%) vs. Q3 2023
- Total value
- $5.51K
- −$1.17M (−99.5%) vs. Q3 2023
- New holders
- 4
- 1 more added
- Sold out
- 40
- 1 more reduced
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ATHX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $0 |
| Q1 2026 | 1 | $0 |
| Q4 2025 | 1 | $0 |
| Q3 2025 | 1 | $0 |
| Q2 2025 | 2 | $0 |
| Q1 2025 | 2 | $0 |
| Q4 2024 | 4 | $0 |
| Q3 2024 | 4 | $0 |
| Q2 2024 | 4 | $3 |
| Q1 2024 | 4 | $5 |
| Q4 2023 | 7 | $5.51K |
| Q3 2023 | 43 | $1.18M |
| Q2 2023 | 46 | $3.79M |
| Q1 2023 | 47 | $2.78M |
| Q4 2022 | 50 | $1.67M |
| Q3 2022 | 44 | $4.11M |
| Q2 2022 | 117 | $10.9M |
| Q1 2022 | 125 | $33.6M |
| Q4 2021 | 130 | $49.2M |
| Q3 2021 | 141 | $68.4M |
| Q2 2021 | 140 | $73.2M |
| Q1 2021 | 140 | $108.0M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Athersys, Inc; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Strategic Wealth Designers | 274,738 | $5.50K | 0.00% | +239,765+685.6% | Added |
| Ancora Advisors, LLC | 310 | $6 | 0.00% | −80−20.5% | Reduced |
| Arlington Partners LLC | 250 | $5 | 0.00% | +250 | New |
| Arlington Trust Co LLC | 250 | $5 | 0.00% | +250 | New |
| Game Plan Financial Advisors, LLC | 120 | $2 | 0.00% | +120 | New |
| Asset Dedication, LLC | 49 | $0 | 0.00% | 00.0% | Unchanged |
| Fairman Group, LLC | 11 | $0 | 0.00% | +11 | New |
| Vahanian & Associates Financial Planning Inc. | 0 | $0 | 0.00% | −939,530−100.0% | Sold out |
| Vanguard Group Inc | 0 | $0 | 0.00% | −543,219−100.0% | Sold out |
| Armistice Capital, LLC | 0 | $0 | 0.00% | −383,000−100.0% | Sold out |
| Geode Capital Management, LLC | 0 | $0 | 0.00% | −141,978−100.0% | Sold out |
| Values First Advisors, Inc. | 0 | $0 | 0.00% | −118,363−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −114,835−100.0% | Sold out |
| BlackRock Inc. | 0 | $0 | 0.00% | −87,760−100.0% | Sold out |
| Renaissance Technologies LLC | 0 | $0 | 0.00% | −54,204−100.0% | Sold out |
| Millennium Management LLC | 0 | $0 | 0.00% | −52,095−100.0% | Sold out |
| State Street Corp | 0 | $0 | 0.00% | −42,413−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −40,783−100.0% | Sold out |
| Atomi Financial Group, Inc. | 0 | $0 | 0.00% | −33,000−100.0% | Sold out |
| Northern Trust Corp | 0 | $0 | 0.00% | −25,971−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −26,497−100.0% | Sold out |
| Gradient Investments LLC | 0 | $0 | 0.00% | −21,700−100.0% | Sold out |
| XTX Topco Ltd | 0 | $0 | 0.00% | −17,373−100.0% | Sold out |
| Morgan Stanley | 0 | $0 | 0.00% | −12,926−100.0% | Sold out |
| UBS Group AG | 0 | $0 | 0.00% | −12,454−100.0% | Sold out |
| Advisor Group Holdings, Inc. | 0 | $0 | 0.00% | −8,344−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −7,812−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −2,339−100.0% | Sold out |
| Global Retirement Partners, LLC | 0 | $0 | 0.00% | −1,768−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −1,341−100.0% | Sold out |
| Bank of America Corp | 0 | $0 | 0.00% | −1,179−100.0% | Sold out |
| Wells Fargo & Company | 0 | $0 | 0.00% | −752−100.0% | Sold out |
| Clearstead Advisors, LLC | 0 | $0 | 0.00% | −400−100.0% | Sold out |
| Umb Bank N A | 0 | $0 | 0.00% | −400−100.0% | Sold out |
| Farther Finance Advisors, LLC | 0 | $0 | 0.00% | −400−100.0% | Sold out |
| The PNC Financial Services Group, Inc. | 0 | $0 | 0.00% | −300−100.0% | Sold out |
| HighMark Wealth Management LLC | 0 | $0 | 0.00% | −120−100.0% | Sold out |
| Macroview Investment Management LLC | 0 | $0 | 0.00% | −105−100.0% | Sold out |
| Oliver Lagore Vanvalin Investment Group | 0 | $0 | 0.00% | −83−100.0% | Sold out |
| Center for Financial Planning, Inc. | 0 | $0 | 0.00% | −69−100.0% | Sold out |
| New England Capital Financial Advisors LLC | 0 | $0 | 0.00% | −40−100.0% | Sold out |
| Federation des caisses Desjardins du Quebec | 0 | $0 | 0.00% | −40−100.0% | Sold out |
| AllSquare Wealth Management LLC | 0 | $0 | 0.00% | −36−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −20−100.0% | Sold out |
| Signaturefd, LLC | 0 | $0 | 0.00% | −4−100.0% | Sold out |
| Royal Bank of Canada | 0 | $0 | 0.00% | −654−100.0% | Sold out |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −1−100.0% | Sold out |