Athersys, Inc
ATHXDelisted Dec 27, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001368148
Athersys, Inc was delisted on Dec 27, 2023; its insiders filed their last Form 4 on Dec 21, 2023; 43 institutions reported holding it in 13F filings for Q3 2023, worth $1.18M in total; no superinvestor held it.
13F holders, Q4 2022
Institutional positions in Athersys, Inc as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 50
- +6 vs. Q3 2022
- Shares held
- 2.00M
- −225.7K (−10.1%) vs. Q3 2022
- Total value
- $1.67M
- −$2.44M (−59.3%) vs. Q3 2022
- New holders
- 12
- 7 more added
- Sold out
- 6
- 16 more reduced
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ATHX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $0 |
| Q1 2026 | 1 | $0 |
| Q4 2025 | 1 | $0 |
| Q3 2025 | 1 | $0 |
| Q2 2025 | 2 | $0 |
| Q1 2025 | 2 | $0 |
| Q4 2024 | 4 | $0 |
| Q3 2024 | 4 | $0 |
| Q2 2024 | 4 | $3 |
| Q1 2024 | 4 | $5 |
| Q4 2023 | 7 | $5.51K |
| Q3 2023 | 43 | $1.18M |
| Q2 2023 | 46 | $3.79M |
| Q1 2023 | 47 | $2.78M |
| Q4 2022 | 50 | $1.67M |
| Q3 2022 | 44 | $4.11M |
| Q2 2022 | 117 | $10.9M |
| Q1 2022 | 125 | $33.6M |
| Q4 2021 | 130 | $49.2M |
| Q3 2021 | 141 | $68.4M |
| Q2 2021 | 140 | $73.2M |
| Q1 2021 | 140 | $108.0M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Athersys, Inc; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Vahanian & Associates Financial Planning Inc. | 501,690 | $421.4K | 1.38% | +279,586+125.9% | Added |
| BlackRock Inc. | 457,496 | $384.3K | 0.00% | −7,400−1.6% | Reduced |
| Vanguard Group Inc | 353,195 | $296.7K | 0.00% | +83,654+31.0% | Added |
| Renaissance Technologies LLC | 99,936 | $84.0K | 0.00% | +40,200+67.3% | Added |
| Geode Capital Management, LLC | 79,000 | $66.0K | 0.00% | −5,364−6.4% | Reduced |
| Simplex Trading, LLC | 69,570 | $58.0K | 0.00% | −4,449−6.0% | Reduced |
| Susquehanna Fundamental Investments, LLC | 50,361 | $42.3K | 0.00% | −11,518−18.6% | Reduced |
| Price T Rowe Associates Inc | 42,376 | $36.0K | 0.00% | +42,376 | New |
| Millennium Management LLC | 34,363 | $29.0K | 0.00% | −34,957−50.4% | Reduced |
| State Street Corp | 29,213 | $24.5K | 0.00% | 00.0% | Unchanged |
| Virtu Financial LLC | 26,072 | $22.0K | 0.00% | +26,072 | New |
| Morgan Stanley | 25,419 | $21.4K | 0.00% | +3,167+14.2% | Added |
| Green Alpha Advisors, LLC | 24,400 | $20.0K | 0.02% | −472−1.9% | Reduced |
| Strategic Wealth Designers | 13,902 | $17.5K | 0.00% | +13,902 | New |
| MAI Capital Management | 20,751 | $17.4K | 0.00% | −60,949−74.6% | Reduced |
| Northern Trust Corp | 18,332 | $15.4K | 0.00% | −34−0.2% | Reduced |
| HRT Financial LP | 17,879 | $15.0K | 0.00% | +17,879 | New |
| Warberg Asset Management LLC | 16,780 | $14.1K | 0.00% | +16,780 | New |
| Group One Trading, L.P. | 15,138 | $12.7K | 0.00% | −30,234−66.6% | Reduced |
| Values First Advisors, Inc. | 14,820 | $12.4K | 0.01% | −1,013−6.4% | Reduced |
| UBS Group AG | 14,726 | $12.4K | 0.00% | −33,292−69.3% | Reduced |
| Two Sigma Securities, LLC | 13,956 | $11.7K | 0.00% | +13,956 | New |
| Atria Wealth Solutions, Inc. | 10,480 | $8.80K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 9,392 | $8.00K | 0.00% | +7,117+312.8% | Added |
| Bank of America Corp | 9,155 | $7.69K | 0.00% | +817+9.8% | Added |
| Citadel Advisors LLC | 4,969 | $4.17K | 0.00% | +4,969 | New |
| Advisor Group Holdings, Inc. | 4,264 | $3.00K | 0.00% | −1,837−30.1% | Reduced |
| Gradient Investments LLC | 2,000 | $1.68K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 1,882 | $1.58K | 0.00% | −623−24.9% | Reduced |
| Money Concepts Capital Corp | 756 | $636 | 0.00% | +56+8.0% | Added |
| Farther Finance Advisors, LLC | 400 | $336 | 0.00% | +400 | New |
| The PNC Financial Services Group, Inc. | 300 | $252 | 0.00% | 00.0% | Unchanged |
| Arlington Partners LLC | 250 | $210 | 0.00% | +250 | New |
| Clearstead Advisors, LLC | 200 | $168 | 0.00% | 00.0% | Unchanged |
| HighMark Wealth Management LLC | 120 | $101 | 0.00% | 00.0% | Unchanged |
| Oliver Lagore Vanvalin Investment Group | 83 | $70 | 0.00% | 00.0% | Unchanged |
| Center for Financial Planning, Inc. | 69 | $58 | 0.00% | 00.0% | Unchanged |
| New England Capital Financial Advisors LLC | 40 | $52 | 0.00% | +40 | New |
| Federation des caisses Desjardins du Quebec | 40 | $34 | 0.00% | 00.0% | Unchanged |
| AllSquare Wealth Management LLC | 36 | $30 | 0.00% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 20 | $17 | 0.00% | −20−50.0% | Reduced |
| Signaturefd, LLC | 4 | $3 | 0.00% | 00.0% | Unchanged |
| Barclays PLC | 1 | $1 | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 25 | $0 | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 40 | $0 | 0.00% | −46−53.5% | Reduced |
| Ancora Advisors, LLC | 80 | $0 | 0.00% | 00.0% | Unchanged |
| Asset Dedication, LLC | 49 | $0 | 0.00% | 00.0% | Unchanged |
| Umb Bank N A | 400 | $0 | 0.00% | +400 | New |
| Pathstone Family Office, LLC | 15,388 | – | – | −295−1.9% | Reduced |
| Sofos Investments, Inc. | 1 | – | – | +1 | New |
| Jacobs Levy Equity Management, Inc | 0 | $0 | 0.00% | −528,565−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −29,381−100.0% | Sold out |
| Wolverine Trading, LLC | 0 | $0 | 0.00% | −13,689−100.0% | Sold out |
| Jacob Asset Management of New York LLC | 0 | $0 | 0.00% | −12,000−100.0% | Sold out |
| First Manhattan Co | 0 | $0 | 0.00% | −1,080−100.0% | Sold out |
| Fairfield Financial Advisors, LTD | 0 | $0 | 0.00% | −64−100.0% | Sold out |