Athersys, Inc
ATHXDelisted Dec 27, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001368148
Athersys, Inc was delisted on Dec 27, 2023; its insiders filed their last Form 4 on Dec 21, 2023; 43 institutions reported holding it in 13F filings for Q3 2023, worth $1.18M in total; no superinvestor held it.
13F holders, Q4 2022
Institutional positions in Athersys, Inc as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 50
- +6 vs. Q3 2022
- Shares held
- 2.00M
- −225.7K (−10.1%) vs. Q3 2022
- Total value
- $1.67M
- −$2.44M (−59.3%) vs. Q3 2022
- New holders
- 12
- 7 more added
- Sold out
- 6
- 16 more reduced
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ATHX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $0 |
| Q1 2026 | 1 | $0 |
| Q4 2025 | 1 | $0 |
| Q3 2025 | 1 | $0 |
| Q2 2025 | 2 | $0 |
| Q1 2025 | 2 | $0 |
| Q4 2024 | 4 | $0 |
| Q3 2024 | 4 | $0 |
| Q2 2024 | 4 | $3 |
| Q1 2024 | 4 | $5 |
| Q4 2023 | 7 | $5.51K |
| Q3 2023 | 43 | $1.18M |
| Q2 2023 | 46 | $3.79M |
| Q1 2023 | 47 | $2.78M |
| Q4 2022 | 50 | $1.67M |
| Q3 2022 | 44 | $4.11M |
| Q2 2022 | 117 | $10.9M |
| Q1 2022 | 125 | $33.6M |
| Q4 2021 | 130 | $49.2M |
| Q3 2021 | 141 | $68.4M |
| Q2 2021 | 140 | $73.2M |
| Q1 2021 | 140 | $108.0M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Athersys, Inc; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| JPMorgan Chase & Co | 25 | $0 | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 40 | $0 | 0.00% | −46−53.5% | Reduced |
| Ancora Advisors, LLC | 80 | $0 | 0.00% | 00.0% | Unchanged |
| Asset Dedication, LLC | 49 | $0 | 0.00% | 00.0% | Unchanged |
| Umb Bank N A | 400 | $0 | 0.00% | +400 | New |
| Barclays PLC | 1 | $1 | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 4 | $3 | 0.00% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 20 | $17 | 0.00% | −20−50.0% | Reduced |
| AllSquare Wealth Management LLC | 36 | $30 | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 40 | $34 | 0.00% | 00.0% | Unchanged |
| New England Capital Financial Advisors LLC | 40 | $52 | 0.00% | +40 | New |
| Center for Financial Planning, Inc. | 69 | $58 | 0.00% | 00.0% | Unchanged |
| Oliver Lagore Vanvalin Investment Group | 83 | $70 | 0.00% | 00.0% | Unchanged |
| HighMark Wealth Management LLC | 120 | $101 | 0.00% | 00.0% | Unchanged |
| Clearstead Advisors, LLC | 200 | $168 | 0.00% | 00.0% | Unchanged |
| Arlington Partners LLC | 250 | $210 | 0.00% | +250 | New |
| The PNC Financial Services Group, Inc. | 300 | $252 | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 400 | $336 | 0.00% | +400 | New |
| Money Concepts Capital Corp | 756 | $636 | 0.00% | +56+8.0% | Added |
| Wells Fargo & Company | 1,882 | $1.58K | 0.00% | −623−24.9% | Reduced |
| Gradient Investments LLC | 2,000 | $1.68K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 4,264 | $3.00K | 0.00% | −1,837−30.1% | Reduced |
| Citadel Advisors LLC | 4,969 | $4.17K | 0.00% | +4,969 | New |
| Bank of America Corp | 9,155 | $7.69K | 0.00% | +817+9.8% | Added |
| Tower Research Capital LLC (TRC) | 9,392 | $8.00K | 0.00% | +7,117+312.8% | Added |
| Atria Wealth Solutions, Inc. | 10,480 | $8.80K | 0.00% | 00.0% | Unchanged |
| Two Sigma Securities, LLC | 13,956 | $11.7K | 0.00% | +13,956 | New |
| UBS Group AG | 14,726 | $12.4K | 0.00% | −33,292−69.3% | Reduced |
| Values First Advisors, Inc. | 14,820 | $12.4K | 0.01% | −1,013−6.4% | Reduced |
| Group One Trading, L.P. | 15,138 | $12.7K | 0.00% | −30,234−66.6% | Reduced |
| Warberg Asset Management LLC | 16,780 | $14.1K | 0.00% | +16,780 | New |
| HRT Financial LP | 17,879 | $15.0K | 0.00% | +17,879 | New |
| Northern Trust Corp | 18,332 | $15.4K | 0.00% | −34−0.2% | Reduced |
| MAI Capital Management | 20,751 | $17.4K | 0.00% | −60,949−74.6% | Reduced |
| Strategic Wealth Designers | 13,902 | $17.5K | 0.00% | +13,902 | New |
| Green Alpha Advisors, LLC | 24,400 | $20.0K | 0.02% | −472−1.9% | Reduced |
| Morgan Stanley | 25,419 | $21.4K | 0.00% | +3,167+14.2% | Added |
| Virtu Financial LLC | 26,072 | $22.0K | 0.00% | +26,072 | New |
| State Street Corp | 29,213 | $24.5K | 0.00% | 00.0% | Unchanged |
| Millennium Management LLC | 34,363 | $29.0K | 0.00% | −34,957−50.4% | Reduced |
| Price T Rowe Associates Inc | 42,376 | $36.0K | 0.00% | +42,376 | New |
| Susquehanna Fundamental Investments, LLC | 50,361 | $42.3K | 0.00% | −11,518−18.6% | Reduced |
| Simplex Trading, LLC | 69,570 | $58.0K | 0.00% | −4,449−6.0% | Reduced |
| Geode Capital Management, LLC | 79,000 | $66.0K | 0.00% | −5,364−6.4% | Reduced |
| Renaissance Technologies LLC | 99,936 | $84.0K | 0.00% | +40,200+67.3% | Added |
| Vanguard Group Inc | 353,195 | $296.7K | 0.00% | +83,654+31.0% | Added |
| BlackRock Inc. | 457,496 | $384.3K | 0.00% | −7,400−1.6% | Reduced |
| Vahanian & Associates Financial Planning Inc. | 501,690 | $421.4K | 1.38% | +279,586+125.9% | Added |
| Pathstone Family Office, LLC | 15,388 | – | – | −295−1.9% | Reduced |
| Sofos Investments, Inc. | 1 | – | – | +1 | New |
| Jacobs Levy Equity Management, Inc | 0 | $0 | 0.00% | −528,565−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −29,381−100.0% | Sold out |
| Wolverine Trading, LLC | 0 | $0 | 0.00% | −13,689−100.0% | Sold out |
| Jacob Asset Management of New York LLC | 0 | $0 | 0.00% | −12,000−100.0% | Sold out |
| First Manhattan Co | 0 | $0 | 0.00% | −1,080−100.0% | Sold out |
| Fairfield Financial Advisors, LTD | 0 | $0 | 0.00% | −64−100.0% | Sold out |