Athersys, Inc
ATHXDelisted Dec 27, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001368148
Athersys, Inc was delisted on Dec 27, 2023; its insiders filed their last Form 4 on Dec 21, 2023; 43 institutions reported holding it in 13F filings for Q3 2023, worth $1.18M in total; no superinvestor held it.
13F holders, Q1 2022
Institutional positions in Athersys, Inc as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 125
- −4 vs. Q4 2021
- Shares held
- 55.7M
- +1.49M (+2.7%) vs. Q4 2021
- Total value
- $33.6M
- −$15.4M (−31.4%) vs. Q4 2021
- New holders
- 17
- 27 more added
- Sold out
- 21
- 36 more reduced
1 institution that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ATHX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $0 |
| Q1 2026 | 1 | $0 |
| Q4 2025 | 1 | $0 |
| Q3 2025 | 1 | $0 |
| Q2 2025 | 2 | $0 |
| Q1 2025 | 2 | $0 |
| Q4 2024 | 4 | $0 |
| Q3 2024 | 4 | $0 |
| Q2 2024 | 4 | $3 |
| Q1 2024 | 4 | $5 |
| Q4 2023 | 7 | $5.51K |
| Q3 2023 | 43 | $1.18M |
| Q2 2023 | 46 | $3.79M |
| Q1 2023 | 47 | $2.78M |
| Q4 2022 | 50 | $1.67M |
| Q3 2022 | 44 | $4.11M |
| Q2 2022 | 117 | $10.9M |
| Q1 2022 | 125 | $33.6M |
| Q4 2021 | 130 | $49.2M |
| Q3 2021 | 141 | $68.4M |
| Q2 2021 | 140 | $73.2M |
| Q1 2021 | 140 | $108.0M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Athersys, Inc; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Private Capital Group, LLC | 500 | $0 | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 120 | $0 | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 1,000 | $606 | 0.00% | 00.0% | Unchanged |
| Fairfield Financial Advisors, LTD | 1,600 | $969 | 0.00% | +1,600 | New |
| Ancora Advisors, LLC | 2,000 | $1.00K | 0.00% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 2,000 | $1.00K | 0.00% | 00.0% | Unchanged |
| Center for Financial Planning, Inc. | 1,742 | $1.00K | 0.00% | 00.0% | Unchanged |
| Asset Dedication, LLC | 1,226 | $1.00K | 0.00% | 00.0% | Unchanged |
| AllSquare Wealth Management LLC | 915 | $1.00K | 0.00% | 00.0% | Unchanged |
| Oliver Lagore Vanvalin Investment Group | 2,080 | $1.00K | 0.00% | +2,080 | New |
| HighMark Wealth Management LLC | 3,000 | $2.00K | 0.00% | 00.0% | Unchanged |
| Clearstead Advisors, LLC | 5,000 | $3.00K | 0.00% | 00.0% | Unchanged |
| Captrust Financial Advisors | 4,500 | $3.00K | 0.00% | 00.0% | Unchanged |
| Arlington Partners LLC | 6,265 | $4.00K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 7,500 | $5.00K | 0.00% | 00.0% | Unchanged |
| Umb Bank N A | 10,000 | $6.00K | 0.00% | 00.0% | Unchanged |
| Prudential Financial Inc | 10,420 | $6.00K | 0.00% | 00.0% | Unchanged |
| Octavia Wealth Advisors, LLC | 10,500 | $6.00K | 0.00% | 00.0% | Unchanged |
| Xponance, Inc. | 10,172 | $6.00K | 0.00% | +10,172 | New |
| Glenmede Trust Co NA | 12,500 | $7.00K | 0.00% | 00.0% | Unchanged |
| Mackenzie Financial Corp | 11,249 | $7.00K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 13,382 | $8.00K | 0.00% | −32,751−71.0% | Reduced |
| Plante Moran Financial Advisors, LLC | 14,000 | $8.00K | 0.00% | 00.0% | Unchanged |
| Game Plan Financial Advisors, LLC | 14,000 | $8.00K | 0.00% | 00.0% | Unchanged |
| Point72 Hong Kong Ltd | 12,692 | $8.00K | 0.00% | +6,282+98.0% | Added |
| Chicago Partners Investment Group LLC | 10,991 | $8.00K | 0.00% | +10,991 | New |
| Clear Creek Financial Management, LLC | 14,000 | $8.00K | 0.00% | +14,000 | New |
| Citigroup Inc | 15,209 | $9.00K | 0.00% | −37,685−71.2% | Reduced |
| Ameritas Investment Partners, Inc. | 15,321 | $9.00K | 0.00% | 00.0% | Unchanged |
| Intercontinental Wealth Advisors, LLC | 15,190 | $9.00K | 0.00% | 00.0% | Unchanged |
| Cresset Asset Management, LLC | 15,750 | $10.0K | 0.00% | 00.0% | Unchanged |
| Sterling Financial Planning, Inc. | 17,000 | $10.0K | 0.01% | +17,000 | New |
| Eqis Capital Management, Inc. | 17,564 | $11.0K | 0.00% | −1,048−5.6% | Reduced |
| Ameritas Advisory Services, LLC | 17,525 | $11.0K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 17,700 | $11.0K | 0.00% | +5,790+48.6% | Added |
| Accurate Wealth Management, LLC | 18,000 | $11.0K | 0.00% | +18,000 | New |
| BNP Paribas Arbitrage, SA | 18,390 | $11.1K | 0.00% | −25,785−58.4% | Reduced |
| Personal Capital Advisors Corp | 20,000 | $12.0K | 0.00% | 00.0% | Unchanged |
| Nwam LLC | 20,000 | $12.0K | 0.00% | 00.0% | Unchanged |
| Money Concepts Capital Corp | 20,550 | $12.0K | 0.00% | +3,050+17.4% | Added |
| Legal & General Group Plc | 22,241 | $13.0K | 0.00% | +1,218+5.8% | Added |
| Envestnet Asset Management Inc | 23,432 | $14.0K | 0.00% | −23,058−49.6% | Reduced |
| Hudson Valley Investment Advisors Inc | 22,500 | $14.0K | 0.00% | 00.0% | Unchanged |
| Freestone Capital Holdings, LLC | 25,000 | $15.0K | 0.00% | 00.0% | Unchanged |
| Boston Family Office LLC | 24,000 | $15.0K | 0.00% | 00.0% | Unchanged |
| Waterfront Wealth Inc. | 29,726 | $16.0K | 0.01% | 00.0% | Unchanged |
| First Manhattan Co | 27,013 | $16.0K | 0.00% | 00.0% | Unchanged |
| Moneta Group Investment Advisors LLC | 29,727 | $18.0K | 0.00% | −187−0.6% | Reduced |
| Kestra Advisory Services, LLC | 31,585 | $19.0K | 0.00% | +500+1.6% | Added |
| Amalgamated Bank | 32,234 | $20.0K | 0.00% | −2,573−7.4% | Reduced |
| Amalgamated Financial Corp. | 32,234 | $20.0K | 0.00% | +32,234 | New |
| Jane Street Group, LLC | 34,582 | $21.0K | 0.00% | −101,504−74.6% | Reduced |
| Principal Financial Group Inc | 34,717 | $21.0K | 0.00% | +2,182+6.7% | Added |
| ProShare Advisors LLC | 39,922 | $24.0K | 0.00% | −4,817−10.8% | Reduced |
| Livingston Group Asset Management CO (operating as Southport Capital Management) | 39,380 | $24.0K | 0.01% | 00.0% | Unchanged |
| Sawtooth Solutions, LLC | 39,651 | $24.0K | 0.00% | +39,651 | New |
| HRT Financial LP | 41,744 | $25.0K | 0.00% | −117,904−73.9% | Reduced |
| Claraphi Advisory Network, LLC | 42,000 | $25.0K | 0.01% | +8,000+23.5% | Added |
| Raymond James Financial Services Advisors, Inc. | 43,000 | $26.0K | 0.00% | −291−0.7% | Reduced |
| Barclays PLC | 46,333 | $27.0K | 0.00% | −214,017−82.2% | Reduced |
| Gradient Investments LLC | 45,000 | $27.0K | 0.00% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 44,813 | $27.0K | 0.00% | +44,813 | New |
| Blair William & Co | 49,300 | $30.0K | 0.00% | 00.0% | Unchanged |
| Winfield Associates, Inc. | 49,000 | $30.0K | 0.01% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 56,784 | $34.0K | 0.00% | −2,000−3.4% | Reduced |
| Tobias Financial Advisors, Inc. | 60,000 | $36.0K | 0.01% | +60,000 | New |
| Integrated Advisors Network LLC | 60,600 | $37.0K | 0.00% | 00.0% | Unchanged |
| LPL Financial LLC | 67,131 | $41.0K | 0.00% | −2,955−4.2% | Reduced |
| Invesco Ltd. | 67,360 | $41.0K | 0.00% | −1,484−2.2% | Reduced |
| ETF Managers Group, LLC | 71,354 | $43.0K | 0.00% | +230+0.3% | Added |
| Perkins Capital Management Inc | 72,000 | $44.0K | 0.04% | +13,000+22.0% | Added |
| Voya Investment Management LLC | 78,131 | $47.0K | 0.00% | 00.0% | Unchanged |
| Pathstone Family Office, LLC | 81,547 | $50.0K | 0.00% | +2,697+3.4% | Added |
| Financial Planners of Cleveland, Inc. | 82,417 | $50.0K | 0.02% | 00.0% | Unchanged |
| Strategic Wealth Designers | 81,916 | $50.0K | 0.01% | +9,231+12.7% | Added |
| Wealth Effects LLC | 82,100 | $50.0K | 0.02% | +10,600+14.8% | Added |
| Cambridge Investment Research Advisors, Inc. | 88,332 | $53.0K | 0.00% | −1,689−1.9% | Reduced |
| Wells Fargo & Company | 89,492 | $55.0K | 0.00% | −69,575−43.7% | Reduced |
| California State Teachers Retirement System | 90,749 | $55.0K | 0.00% | −16,961−15.7% | Reduced |
| Virtu Financial LLC | 92,846 | $56.0K | 0.00% | +58,432+169.8% | Added |
| State Board of Administration of Florida Retirement System | 93,897 | $57.0K | 0.00% | 00.0% | Unchanged |
| Manufacturers Life Insurance Company, The | 98,654 | $59.7K | 0.00% | −26,656−21.3% | Reduced |
| Newport Capital Group, LLC | 100,246 | $61.0K | 0.05% | 00.0% | Unchanged |
| American International Group, Inc. | 105,715 | $64.0K | 0.00% | −3,120−2.9% | Reduced |
| HSBC Holdings PLC | 115,269 | $67.0K | 0.00% | 00.0% | Unchanged |
| Price T Rowe Associates Inc | 114,911 | $70.0K | 0.00% | +46,000+66.8% | Added |
| Deutsche Bank AG | 119,374 | $72.0K | 0.00% | −13,259−10.0% | Reduced |
| New York State Common Retirement Fund | 133,596 | $81.0K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 146,855 | $88.0K | 0.00% | +12,032+8.9% | Added |
| Sequoia Financial Advisors, LLC | 154,305 | $94.0K | 0.00% | +82,417+114.6% | Added |
| MAI Capital Management | 156,986 | $95.0K | 0.00% | 00.0% | Unchanged |
| Goldman Sachs Group Inc | 169,416 | $102.0K | 0.00% | −109,069−39.2% | Reduced |
| Alliancebernstein L.P. | 179,700 | $109.0K | 0.00% | −16,900−8.6% | Reduced |
| Rhumbline Advisers | 188,944 | $114.0K | 0.00% | −251−0.1% | Reduced |
| Cedar Brook Financial Partners, LLC | 206,435 | $125.0K | 0.03% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 214,160 | $133.0K | 0.00% | 00.0% | Unchanged |
| Green Alpha Advisors, LLC | 220,503 | $134.0K | 0.09% | +23,131+11.7% | Added |
| Simplex Trading, LLC | 230,170 | $139.0K | 0.00% | +230,170 | New |
| FMR LLC | 256,840 | $155.0K | 0.00% | +256,840 | New |
| Citadel Advisors LLC | 268,912 | $163.0K | 0.00% | −83,238−23.6% | Reduced |