Athersys, Inc
ATHXDelisted Dec 27, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001368148
Athersys, Inc was delisted on Dec 27, 2023; its insiders filed their last Form 4 on Dec 21, 2023; 43 institutions reported holding it in 13F filings for Q3 2023, worth $1.18M in total; no superinvestor held it.
13F holders, Q1 2022
Institutional positions in Athersys, Inc as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 125
- −4 vs. Q4 2021
- Shares held
- 55.7M
- +1.49M (+2.7%) vs. Q4 2021
- Total value
- $33.6M
- −$15.4M (−31.4%) vs. Q4 2021
- New holders
- 17
- 27 more added
- Sold out
- 21
- 36 more reduced
1 institution that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ATHX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $0 |
| Q1 2026 | 1 | $0 |
| Q4 2025 | 1 | $0 |
| Q3 2025 | 1 | $0 |
| Q2 2025 | 2 | $0 |
| Q1 2025 | 2 | $0 |
| Q4 2024 | 4 | $0 |
| Q3 2024 | 4 | $0 |
| Q2 2024 | 4 | $3 |
| Q1 2024 | 4 | $5 |
| Q4 2023 | 7 | $5.51K |
| Q3 2023 | 43 | $1.18M |
| Q2 2023 | 46 | $3.79M |
| Q1 2023 | 47 | $2.78M |
| Q4 2022 | 50 | $1.67M |
| Q3 2022 | 44 | $4.11M |
| Q2 2022 | 117 | $10.9M |
| Q1 2022 | 125 | $33.6M |
| Q4 2021 | 130 | $49.2M |
| Q3 2021 | 141 | $68.4M |
| Q2 2021 | 140 | $73.2M |
| Q1 2021 | 140 | $108.0M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Athersys, Inc; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Point72 Hong Kong Ltd | 12,692 | $8.00K | 0.00% | +6,282+98.0% | Added |
| Chicago Partners Investment Group LLC | 10,991 | $8.00K | 0.00% | +10,991 | New |
| Clear Creek Financial Management, LLC | 14,000 | $8.00K | 0.00% | +14,000 | New |
| Glenmede Trust Co NA | 12,500 | $7.00K | 0.00% | 00.0% | Unchanged |
| Mackenzie Financial Corp | 11,249 | $7.00K | 0.00% | 00.0% | Unchanged |
| Umb Bank N A | 10,000 | $6.00K | 0.00% | 00.0% | Unchanged |
| Prudential Financial Inc | 10,420 | $6.00K | 0.00% | 00.0% | Unchanged |
| Octavia Wealth Advisors, LLC | 10,500 | $6.00K | 0.00% | 00.0% | Unchanged |
| Xponance, Inc. | 10,172 | $6.00K | 0.00% | +10,172 | New |
| The PNC Financial Services Group, Inc. | 7,500 | $5.00K | 0.00% | 00.0% | Unchanged |
| Arlington Partners LLC | 6,265 | $4.00K | 0.00% | 00.0% | Unchanged |
| Clearstead Advisors, LLC | 5,000 | $3.00K | 0.00% | 00.0% | Unchanged |
| Captrust Financial Advisors | 4,500 | $3.00K | 0.00% | 00.0% | Unchanged |
| HighMark Wealth Management LLC | 3,000 | $2.00K | 0.00% | 00.0% | Unchanged |
| Ancora Advisors, LLC | 2,000 | $1.00K | 0.00% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 2,000 | $1.00K | 0.00% | 00.0% | Unchanged |
| Center for Financial Planning, Inc. | 1,742 | $1.00K | 0.00% | 00.0% | Unchanged |
| Asset Dedication, LLC | 1,226 | $1.00K | 0.00% | 00.0% | Unchanged |
| AllSquare Wealth Management LLC | 915 | $1.00K | 0.00% | 00.0% | Unchanged |
| Oliver Lagore Vanvalin Investment Group | 2,080 | $1.00K | 0.00% | +2,080 | New |
| Fairfield Financial Advisors, LTD | 1,600 | $969 | 0.00% | +1,600 | New |
| Federation des caisses Desjardins du Quebec | 1,000 | $606 | 0.00% | 00.0% | Unchanged |
| Private Capital Group, LLC | 500 | $0 | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 120 | $0 | 0.00% | 00.0% | Unchanged |
| Sabby Management, LLC | 291,444 | – | – | +175,000+150.3% | Added |
| Cerity Partners LLC | 0 | $0 | 0.00% | −61,500−100.0% | Sold out |
| Two Sigma Securities, LLC | 0 | $0 | 0.00% | −54,534−100.0% | Sold out |
| Engineers Gate Manager LP | 0 | $0 | 0.00% | −50,975−100.0% | Sold out |
| ExodusPoint Capital Management, LP | 0 | $0 | 0.00% | −48,880−100.0% | Sold out |
| Natixis | 0 | $0 | 0.00% | −35,000−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −39,423−100.0% | Sold out |
| Mercer Global Advisors Inc | 0 | $0 | 0.00% | −32,011−100.0% | Sold out |
| SG Americas Securities, LLC | 0 | $0 | 0.00% | −32,028−100.0% | Sold out |
| Wolverine Trading, LLC | 0 | $0 | 0.00% | −21,315−100.0% | Sold out |
| Tri Locum Partners LP | 0 | $0 | 0.00% | −19,449−100.0% | Sold out |
| XTX Topco Ltd | 0 | $0 | 0.00% | −18,324−100.0% | Sold out |
| Jag Capital Management, LLC | 0 | $0 | 0.00% | −13,000−100.0% | Sold out |
| Montag A & Associates Inc | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Signature Estate & Investment Advisors LLC | 0 | $0 | 0.00% | −10,416−100.0% | Sold out |
| Patriot Financial Group Insurance Agency, LLC | 0 | $0 | 0.00% | −5,000−100.0% | Sold out |
| Vectors Research Management, LLC | 0 | $0 | 0.00% | −4,000−100.0% | Sold out |
| Spire Wealth Management | 0 | $0 | 0.00% | −3,000−100.0% | Sold out |
| Tyler-Stone Wealth Management | 0 | $0 | 0.00% | −1,700−100.0% | Sold out |
| Northwestern Mutual Wealth Management Co | 0 | $0 | 0.00% | −1,473−100.0% | Sold out |
| Geneos Wealth Management Inc. | 0 | $0 | 0.00% | −2,132−100.0% | Sold out |
| Ellevest, Inc. | 0 | $0 | 0.00% | −161−100.0% | Sold out |
| NEXT Financial Group, Inc | – | – | – | – | Not filed |