Athersys, Inc
ATHXDelisted Dec 27, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001368148
Athersys, Inc was delisted on Dec 27, 2023; its insiders filed their last Form 4 on Dec 21, 2023; 43 institutions reported holding it in 13F filings for Q3 2023, worth $1.18M in total; no superinvestor held it.
13F holders, Q3 2021
Institutional positions in Athersys, Inc as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 141
- +2 vs. Q2 2021
- Shares held
- 51.3M
- +474.6K (+0.9%) vs. Q2 2021
- Total value
- $68.4M
- −$4.84M (−6.6%) vs. Q2 2021
- New holders
- 14
- 46 more added
- Sold out
- 12
- 33 more reduced
1 institution that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ATHX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $0 |
| Q1 2026 | 1 | $0 |
| Q4 2025 | 1 | $0 |
| Q3 2025 | 1 | $0 |
| Q2 2025 | 2 | $0 |
| Q1 2025 | 2 | $0 |
| Q4 2024 | 4 | $0 |
| Q3 2024 | 4 | $0 |
| Q2 2024 | 4 | $3 |
| Q1 2024 | 4 | $5 |
| Q4 2023 | 7 | $5.51K |
| Q3 2023 | 43 | $1.18M |
| Q2 2023 | 46 | $3.79M |
| Q1 2023 | 47 | $2.78M |
| Q4 2022 | 50 | $1.67M |
| Q3 2022 | 44 | $4.11M |
| Q2 2022 | 117 | $10.9M |
| Q1 2022 | 125 | $33.6M |
| Q4 2021 | 130 | $49.2M |
| Q3 2021 | 141 | $68.4M |
| Q2 2021 | 140 | $73.2M |
| Q1 2021 | 140 | $108.0M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Athersys, Inc; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Lindbrook Capital, LLC | 686 | $1.00K | 0.00% | −715−51.0% | Reduced |
| AllSquare Wealth Management LLC | 915 | $1.00K | 0.00% | 00.0% | Unchanged |
| Private Capital Group, LLC | 500 | $1.00K | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 1,000 | $1.33K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 2,132 | $2.00K | 0.00% | 00.0% | Unchanged |
| Center for Financial Planning, Inc. | 1,742 | $2.00K | 0.00% | 00.0% | Unchanged |
| Asset Dedication, LLC | 1,226 | $2.00K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 1,468 | $2.00K | 0.00% | +751+104.7% | Added |
| Ancora Advisors, LLC | 2,000 | $3.00K | 0.00% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 2,000 | $3.00K | 0.00% | 00.0% | Unchanged |
| HighMark Wealth Management LLC | 3,000 | $4.00K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 3,000 | $4.00K | 0.00% | 00.0% | Unchanged |
| Vectors Research Management, LLC | 4,000 | $5.00K | 0.00% | 00.0% | Unchanged |
| Captrust Financial Advisors | 4,000 | $5.00K | 0.00% | +2,000+100.0% | Added |
| Macquarie Group Ltd | 5,566 | $7.00K | 0.00% | 00.0% | Unchanged |
| Sonora Investment Management, LLC | 5,000 | $7.00K | 0.00% | 00.0% | Unchanged |
| Clearstead Advisors, LLC | 5,000 | $7.00K | 0.00% | +5,000 | New |
| Arlington Partners LLC | 6,265 | $8.00K | 0.00% | 00.0% | Unchanged |
| Sterling Financial Planning, Inc. | 7,000 | $9.00K | 0.01% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 7,500 | $10.0K | 0.00% | 00.0% | Unchanged |
| Montag A & Associates Inc | 10,000 | $13.0K | 0.00% | 00.0% | Unchanged |
| Pacific Global Investment Management CO | 10,000 | $13.0K | 0.00% | 00.0% | Unchanged |
| Umb Bank N A | 10,000 | $13.0K | 0.00% | 00.0% | Unchanged |
| Patriot Financial Group Insurance Agency, LLC | 10,000 | $13.0K | 0.00% | +2,500+33.3% | Added |
| Signature Estate & Investment Advisors LLC | 10,466 | $14.0K | 0.00% | +50+0.5% | Added |
| Squarepoint Ops LLC | 11,167 | $15.0K | 0.00% | −82,255−88.0% | Reduced |
| Regentatlantic Capital LLC | 11,193 | $15.0K | 0.00% | 00.0% | Unchanged |
| Prudential Financial Inc | 11,595 | $15.0K | 0.00% | +1,450+14.3% | Added |
| Glenmede Trust Co NA | 12,500 | $16.0K | 0.00% | 00.0% | Unchanged |
| Mackenzie Financial Corp | 11,820 | $16.0K | 0.00% | +11,820 | New |
| Parametric Portfolio Associates LLC | 11,947 | $16.0K | 0.00% | +11,947 | New |
| Pictet Asset Management SA | 12,000 | $16.0K | 0.00% | +12,000 | New |
| Virtu Financial LLC | 12,933 | $17.0K | 0.00% | −21,692−62.6% | Reduced |
| Great West Life Assurance Co | 13,352 | $18.0K | 0.00% | 00.0% | Unchanged |
| Sawtooth Solutions, LLC | 13,569 | $18.0K | 0.00% | +13,569 | New |
| Raymond James & Associates | 14,100 | $19.0K | 0.00% | −3,951−21.9% | Reduced |
| Plante Moran Financial Advisors, LLC | 14,000 | $19.0K | 0.00% | 00.0% | Unchanged |
| Russell Investments Group, Ltd. | 14,386 | $19.0K | 0.00% | 00.0% | Unchanged |
| Ameritas Investment Partners, Inc. | 15,321 | $20.0K | 0.00% | 00.0% | Unchanged |
| Intercontinental Wealth Advisors, LLC | 15,190 | $20.0K | 0.00% | 00.0% | Unchanged |
| Gries Financial LLC | 15,593 | $21.0K | 0.01% | 00.0% | Unchanged |
| Man Group plc | 15,500 | $21.0K | 0.00% | +15,500 | New |
| Tower Research Capital LLC (TRC) | 16,068 | $22.0K | 0.00% | −27,401−63.0% | Reduced |
| Harbour Investments, Inc. | 16,195 | $22.0K | 0.00% | +98+0.6% | Added |
| Wolverine Trading, LLC | 16,945 | $23.0K | 0.00% | +16,945 | New |
| Ameritas Investment Company, LLC | 17,525 | $23.0K | 0.00% | +17,525 | New |
| Eqis Capital Management, Inc. | 19,006 | $25.0K | 0.00% | −592−3.0% | Reduced |
| Janus Henderson Group PLC | 19,583 | $26.0K | 0.00% | +19,583 | New |
| Personal Capital Advisors Corp | 20,000 | $27.0K | 0.00% | 00.0% | Unchanged |
| Nwam LLC | 20,000 | $27.0K | 0.00% | 00.0% | Unchanged |
| Delta Investment Management, LLC | 20,000 | $27.0K | 0.01% | 00.0% | Unchanged |
| Hudson Valley Investment Advisors Inc | 22,500 | $30.0K | 0.01% | 00.0% | Unchanged |
| Perkins Capital Management Inc | 23,500 | $31.0K | 0.02% | 00.0% | Unchanged |
| Claraphi Advisory Network, LLC | 23,000 | $31.0K | 0.01% | +3,000+15.0% | Added |
| Boston Family Office LLC | 24,000 | $32.0K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 24,944 | $33.0K | 0.00% | +8,623+52.8% | Added |
| ProShare Advisors LLC | 26,244 | $35.0K | 0.00% | −25,908−49.7% | Reduced |
| First Manhattan Co | 27,013 | $35.0K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 28,002 | $37.0K | 0.00% | +14,873+113.3% | Added |
| ExodusPoint Capital Management, LP | 28,426 | $38.0K | 0.00% | −16,999−37.4% | Reduced |
| Moneta Group Investment Advisors LLC | 30,075 | $40.0K | 0.00% | +214+0.7% | Added |
| Kestra Advisory Services, LLC | 30,585 | $41.0K | 0.00% | 00.0% | Unchanged |
| Teacher Retirement System of Texas | 31,107 | $41.0K | 0.00% | +6,339+25.6% | Added |
| Private Advisor Group, LLC | 29,860 | $41.0K | 0.00% | +29,860 | New |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 31,348 | $42.0K | 0.00% | 00.0% | Unchanged |
| Waterfront Wealth Inc. | 32,293 | $43.0K | 0.02% | −919−2.8% | Reduced |
| Mercer Global Advisors Inc | 32,970 | $44.0K | 0.00% | −7,929−19.4% | Reduced |
| Amalgamated Bank | 35,577 | $47.0K | 0.00% | −1,031−2.8% | Reduced |
| Natixis | 35,000 | $47.0K | 0.00% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 35,103 | $47.0K | 0.00% | +2,184+6.6% | Added |
| BNP Paribas Arbitrage, SA | 36,412 | $48.4K | 0.00% | +29,662+439.4% | Added |
| Livingston Group Asset Management CO (operating as Southport Capital Management) | 39,380 | $52.0K | 0.02% | −41,770−51.5% | Reduced |
| Principal Financial Group Inc | 40,686 | $54.0K | 0.00% | +9,798+31.7% | Added |
| Gradient Investments LLC | 41,000 | $55.0K | 0.00% | +6,000+17.1% | Added |
| Wells Fargo & Company | 42,022 | $56.0K | 0.00% | −300−0.7% | Reduced |
| Nisa Investment Advisors, LLC | 43,450 | $58.0K | 0.00% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 44,291 | $59.0K | 0.00% | +2,800+6.7% | Added |
| Winfield Associates, Inc. | 49,000 | $65.0K | 0.02% | 00.0% | Unchanged |
| Tobias Financial Advisors, Inc. | 49,544 | $66.0K | 0.02% | 00.0% | Unchanged |
| Arizona State Retirement System | 54,445 | $72.0K | 0.00% | +1,787+3.4% | Added |
| Cerity Partners LLC | 54,000 | $72.0K | 0.00% | +54,000 | New |
| Blair William & Co | 54,800 | $73.0K | 0.00% | −20,000−26.7% | Reduced |
| Metropolitan Life Insurance Co | 58,535 | $77.9K | 0.00% | +58,535 | New |
| Integrated Advisors Network LLC | 60,600 | $81.0K | 0.01% | 00.0% | Unchanged |
| Strategic Wealth Designers | 65,485 | $86.0K | 0.03% | +25,355+63.2% | Added |
| Legal & General Group Plc | 67,292 | $90.0K | 0.00% | +39,049+138.3% | Added |
| Commonwealth Equity Services, LLC | 76,284 | $101.0K | 0.00% | 00.0% | Unchanged |
| Voya Investment Management LLC | 76,447 | $102.0K | 0.00% | 00.0% | Unchanged |
| MetLife Investment Management | 77,368 | $102.9K | 0.00% | +77,368 | New |
| Pathstone Family Office, LLC | 77,350 | $103.0K | 0.00% | +32,305+71.7% | Added |
| LPL Financial LLC | 79,586 | $106.0K | 0.00% | +18,000+29.2% | Added |
| ETF Managers Group, LLC | 78,413 | $107.0K | 0.00% | +12,864+19.6% | Added |
| Jane Street Group, LLC | 82,010 | $109.0K | 0.00% | +61,016+290.6% | Added |
| Invesco Ltd. | 88,609 | $118.0K | 0.00% | +17,073+23.9% | Added |
| SG Americas Securities, LLC | 89,321 | $119.0K | 0.00% | +89,321 | New |
| Cambridge Investment Research Advisors, Inc. | 90,021 | $120.0K | 0.00% | +9,684+12.1% | Added |
| State Board of Administration of Florida Retirement System | 93,897 | $125.0K | 0.00% | 00.0% | Unchanged |
| Barclays PLC | 95,467 | $128.0K | 0.00% | +24,296+34.1% | Added |
| American International Group, Inc. | 112,092 | $149.0K | 0.00% | −549−0.5% | Reduced |
| Sabby Management, LLC | 116,444 | $155.0K | 0.03% | −228,956−66.3% | Reduced |