Athersys, Inc
ATHXDelisted Dec 27, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001368148
Athersys, Inc was delisted on Dec 27, 2023; its insiders filed their last Form 4 on Dec 21, 2023; 43 institutions reported holding it in 13F filings for Q3 2023, worth $1.18M in total; no superinvestor held it.
13F holders, Q2 2021
Institutional positions in Athersys, Inc as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 140
- +2 vs. Q1 2021
- Shares held
- 50.9M
- −9.15M (−15.3%) vs. Q1 2021
- Total value
- $73.2M
- −$34.7M (−32.1%) vs. Q1 2021
- New holders
- 27
- 39 more added
- Sold out
- 25
- 33 more reduced
2 institutions that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ATHX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $0 |
| Q1 2026 | 1 | $0 |
| Q4 2025 | 1 | $0 |
| Q3 2025 | 1 | $0 |
| Q2 2025 | 2 | $0 |
| Q1 2025 | 2 | $0 |
| Q4 2024 | 4 | $0 |
| Q3 2024 | 4 | $0 |
| Q2 2024 | 4 | $3 |
| Q1 2024 | 4 | $5 |
| Q4 2023 | 7 | $5.51K |
| Q3 2023 | 43 | $1.18M |
| Q2 2023 | 46 | $3.79M |
| Q1 2023 | 47 | $2.78M |
| Q4 2022 | 50 | $1.67M |
| Q3 2022 | 44 | $4.11M |
| Q2 2022 | 117 | $10.9M |
| Q1 2022 | 125 | $33.6M |
| Q4 2021 | 130 | $49.2M |
| Q3 2021 | 141 | $68.4M |
| Q2 2021 | 140 | $73.2M |
| Q1 2021 | 140 | $108.0M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Athersys, Inc; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Intercontinental Wealth Advisors, LLC | 15,190 | $22.0K | 0.00% | 00.0% | Unchanged |
| Russell Investments Group, Ltd. | 14,386 | $20.0K | 0.00% | −681,274−97.9% | Reduced |
| Stifel Financial Corp | 14,000 | $20.0K | 0.00% | 00.0% | Unchanged |
| Plante Moran Financial Advisors, LLC | 14,000 | $20.0K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 13,129 | $19.0K | 0.00% | −746,133−98.3% | Reduced |
| Great West Life Assurance Co | 13,352 | $19.0K | 0.00% | 00.0% | Unchanged |
| Glenmede Trust Co NA | 12,500 | $18.0K | 0.00% | 00.0% | Unchanged |
| Pictet Asset Management Ltd | 12,000 | $17.0K | 0.00% | 00.0% | Unchanged |
| Regentatlantic Capital LLC | 11,193 | $16.0K | 0.00% | 00.0% | Unchanged |
| Signature Estate & Investment Advisors LLC | 10,416 | $15.0K | 0.00% | +10,416 | New |
| Prudential Financial Inc | 10,145 | $15.0K | 0.00% | +10,145 | New |
| Gsa Capital Partners LLP | 10,700 | $15.0K | 0.00% | +10,700 | New |
| Oppenheimer & Co Inc | 10,000 | $14.0K | 0.00% | 00.0% | Unchanged |
| Montag A & Associates Inc | 10,000 | $14.0K | 0.00% | 00.0% | Unchanged |
| Pacific Global Investment Management CO | 10,000 | $14.0K | 0.00% | 00.0% | Unchanged |
| Umb Bank N A | 10,000 | $14.0K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 7,500 | $11.0K | 0.00% | 00.0% | Unchanged |
| Patriot Financial Group Insurance Agency, LLC | 7,500 | $11.0K | 0.00% | +3,500+87.5% | Added |
| Sterling Financial Planning, Inc. | 7,000 | $10.0K | 0.01% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 6,750 | $9.72K | 0.00% | −30,001−81.6% | Reduced |
| Arlington Partners LLC | 6,265 | $9.00K | 0.00% | 00.0% | Unchanged |
| Macquarie Group Ltd | 5,566 | $8.00K | 0.00% | 00.0% | Unchanged |
| Sonora Investment Management, LLC | 5,000 | $7.00K | 0.00% | 00.0% | Unchanged |
| Vectors Research Management, LLC | 4,000 | $6.00K | 0.00% | +4,000 | New |
| Spire Wealth Management | 3,000 | $4.00K | 0.00% | −10,000−76.9% | Reduced |
| HighMark Wealth Management LLC | 3,000 | $4.00K | 0.00% | 00.0% | Unchanged |
| Captrust Financial Advisors | 2,000 | $3.00K | 0.00% | −35,000−94.6% | Reduced |
| Geneos Wealth Management Inc. | 2,132 | $3.00K | 0.00% | −11,394−84.2% | Reduced |
| TCI Wealth Advisors, Inc. | 2,000 | $3.00K | 0.00% | −1,000−33.3% | Reduced |
| Ancora Advisors, LLC | 2,000 | $3.00K | 0.00% | −40−2.0% | Reduced |
| Center for Financial Planning, Inc. | 1,742 | $3.00K | 0.00% | 00.0% | Unchanged |
| Asset Dedication, LLC | 1,226 | $2.00K | 0.00% | +1,226 | New |
| Parallel Advisors, LLC | 1,107 | $2.00K | 0.00% | +1,107 | New |
| Lindbrook Capital, LLC | 1,401 | $2.00K | 0.00% | +1,401 | New |
| Wealth Quarterback LLC | 1,000 | $2.00K | 0.00% | +1,000 | New |
| Federation des caisses Desjardins du Quebec | 1,000 | $1.44K | 0.00% | −2,800−73.7% | Reduced |
| AllSquare Wealth Management LLC | 915 | $1.00K | 0.00% | 00.0% | Unchanged |
| Private Capital Group, LLC | 500 | $1.00K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 717 | $1.00K | 0.00% | +597+497.5% | Added |
| Quadrant Capital Group LLC | 123 | $0 | 0.00% | +123 | New |
| Rafferty Asset Management, LLC | 0 | $0 | 0.00% | −614,772−100.0% | Sold out |
| California Public Employees Retirement System | 0 | $0 | 0.00% | −352,700−100.0% | Sold out |
| Renaissance Technologies LLC | 0 | $0 | 0.00% | −265,804−100.0% | Sold out |
| State of Wisconsin Investment Board | 0 | $0 | 0.00% | −247,500−100.0% | Sold out |
| Parametric Portfolio Associates LLC | 0 | $0 | 0.00% | −81,590−100.0% | Sold out |
| Acropolis Investment Management, LLC | 0 | $0 | 0.00% | −60,000−100.0% | Sold out |
| Two Sigma Advisers, LP | 0 | $0 | 0.00% | −51,400−100.0% | Sold out |
| AQR Capital Management LLC | 0 | $0 | 0.00% | −48,342−100.0% | Sold out |
| First Republic Investment Management, Inc. | 0 | $0 | 0.00% | −33,500−100.0% | Sold out |
| SG Americas Securities, LLC | 0 | $0 | 0.00% | −30,090−100.0% | Sold out |
| Private Advisor Group, LLC | 0 | $0 | 0.00% | −28,740−100.0% | Sold out |
| Algert Global LLC | 0 | $0 | 0.00% | −26,890−100.0% | Sold out |
| Sawtooth Solutions, LLC | 0 | $0 | 0.00% | −26,628−100.0% | Sold out |
| International Assets Investment Management, LLC | 0 | $0 | 0.00% | −22,400−100.0% | Sold out |
| Wolverine Trading, LLC | 0 | $0 | 0.00% | −22,892−100.0% | Sold out |
| Atlas Private Wealth Advisors | 0 | $0 | 0.00% | −18,849−100.0% | Sold out |
| Two Sigma Securities, LLC | 0 | $0 | 0.00% | −17,134−100.0% | Sold out |
| Pacer Advisors, Inc. | 0 | $0 | 0.00% | −14,393−100.0% | Sold out |
| Adviser Investments LLC | 0 | $0 | 0.00% | −11,620−100.0% | Sold out |
| WealthShield Partners, LLC | 0 | $0 | 0.00% | −7,750−100.0% | Sold out |
| Bank of Montreal | 0 | $0 | 0.00% | −6,682−100.0% | Sold out |
| Allred Capital Management, LLC | 0 | $0 | 0.00% | −7,000−100.0% | Sold out |
| Steward Partners Investment Advisory, LLC | 0 | $0 | 0.00% | −2,200−100.0% | Sold out |
| Sowell Financial Services LLC | 0 | $0 | 0.00% | −1,213−100.0% | Sold out |
| Meeder Asset Management Inc | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| E Fund Management Co., Ltd. | – | – | – | – | Not filed |
| Money Concepts Capital Corp | – | – | – | – | Not filed |