Athersys, Inc
ATHXDelisted Dec 27, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001368148
Athersys, Inc was delisted on Dec 27, 2023; its insiders filed their last Form 4 on Dec 21, 2023; 43 institutions reported holding it in 13F filings for Q3 2023, worth $1.18M in total; no superinvestor held it.
13F holders, Q2 2023
Institutional positions in Athersys, Inc as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 46
- −1 vs. Q1 2023
- Shares held
- 4.35M
- +2.09M (+92.7%) vs. Q1 2023
- Total value
- $3.79M
- +$1.01M (+36.3%) vs. Q1 2023
- New holders
- 6
- 9 more added
- Sold out
- 7
- 11 more reduced
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ATHX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $0 |
| Q1 2026 | 1 | $0 |
| Q4 2025 | 1 | $0 |
| Q3 2025 | 1 | $0 |
| Q2 2025 | 2 | $0 |
| Q1 2025 | 2 | $0 |
| Q4 2024 | 4 | $0 |
| Q3 2024 | 4 | $0 |
| Q2 2024 | 4 | $3 |
| Q1 2024 | 4 | $5 |
| Q4 2023 | 7 | $5.51K |
| Q3 2023 | 43 | $1.18M |
| Q2 2023 | 46 | $3.79M |
| Q1 2023 | 47 | $2.78M |
| Q4 2022 | 50 | $1.67M |
| Q3 2022 | 44 | $4.11M |
| Q2 2022 | 117 | $10.9M |
| Q1 2022 | 125 | $33.6M |
| Q4 2021 | 130 | $49.2M |
| Q3 2021 | 141 | $68.4M |
| Q2 2021 | 140 | $73.2M |
| Q1 2021 | 140 | $108.0M |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Athersys, Inc; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Royal Bank of Canada | 324 | $0 | 0.00% | +221+214.6% | Added |
| Asset Dedication, LLC | 49 | $0 | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 4 | $3 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 22 | $19 | 0.00% | +22 | New |
| JPMorgan Chase & Co | 25 | $22 | 0.00% | 00.0% | Unchanged |
| New England Capital Financial Advisors LLC | 40 | $35 | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 40 | $35 | 0.00% | 00.0% | Unchanged |
| AllSquare Wealth Management LLC | 36 | $36 | 0.00% | 00.0% | Unchanged |
| Center for Financial Planning, Inc. | 69 | $61 | 0.00% | 00.0% | Unchanged |
| Oliver Lagore Vanvalin Investment Group | 83 | $72 | 0.00% | 00.0% | Unchanged |
| HighMark Wealth Management LLC | 120 | $104 | 0.00% | 00.0% | Unchanged |
| Arlington Partners LLC | 250 | $218 | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 300 | $261 | 0.00% | 00.0% | Unchanged |
| Ancora Advisors, LLC | 390 | $339 | 0.00% | 00.0% | Unchanged |
| Clearstead Advisors, LLC | 400 | $348 | 0.00% | 00.0% | Unchanged |
| Umb Bank N A | 400 | $348 | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 400 | $348 | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 780 | $678 | 0.00% | +77+11.0% | Added |
| Bank of America Corp | 1,554 | $1.35K | 0.00% | −5,341−77.5% | Reduced |
| Global Retirement Partners, LLC | 1,768 | $1.54K | 0.00% | 00.0% | Unchanged |
| Gradient Investments LLC | 2,000 | $1.74K | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 4,060 | $3.00K | 0.00% | −38,349−90.4% | Reduced |
| Advisor Group Holdings, Inc. | 4,027 | $3.48K | 0.00% | −317−7.3% | Reduced |
| Tower Research Capital LLC (TRC) | 7,855 | $6.83K | 0.00% | −1,391−15.0% | Reduced |
| Two Sigma Securities, LLC | 11,473 | $9.98K | 0.00% | +11,473 | New |
| Millennium Management LLC | 11,974 | $10.4K | 0.00% | +11,974 | New |
| Pathstone Family Office, LLC | 13,016 | $11.3K | 0.00% | −823−5.9% | Reduced |
| Morgan Stanley | 13,694 | $11.9K | 0.00% | +9+0.1% | Added |
| UBS Group AG | 13,863 | $12.1K | 0.00% | −7,817−36.1% | Reduced |
| Strategic Wealth Designers | 17,351 | $15.1K | 0.00% | +3,338+23.8% | Added |
| Atomi Financial Group, Inc. | 21,000 | $18.3K | 0.01% | +9,000+75.0% | Added |
| Green Alpha Advisors, LLC | 21,334 | $18.6K | 0.01% | −2,054−8.8% | Reduced |
| Susquehanna International Group, LLP | 28,807 | $25.1K | 0.00% | +28,807 | New |
| Northern Trust Corp | 28,862 | $25.1K | 0.00% | +10,530+57.4% | Added |
| CIBC Asset Management Inc | 36,376 | $31.6K | 0.00% | 00.0% | Unchanged |
| State Street Corp | 42,413 | $36.9K | 0.00% | 00.0% | Unchanged |
| Price T Rowe Associates Inc | 42,376 | $37.0K | 0.00% | 00.0% | Unchanged |
| Susquehanna Fundamental Investments, LLC | 49,849 | $43.4K | 0.00% | −113−0.2% | Reduced |
| Renaissance Technologies LLC | 76,136 | $66.0K | 0.00% | −12,900−14.5% | Reduced |
| Values First Advisors, Inc. | 113,140 | $98.4K | 0.06% | +96,967+599.6% | Added |
| Geode Capital Management, LLC | 155,297 | $135.1K | 0.00% | +76,297+96.6% | Added |
| Vanguard Group Inc | 396,993 | $345.4K | 0.00% | −6,081−1.5% | Reduced |
| BlackRock Inc. | 450,092 | $391.6K | 0.00% | −1,605−0.4% | Reduced |
| Vahanian & Associates Financial Planning Inc. | 841,430 | $732.0K | 2.31% | +23,080+2.8% | Added |
| Armistice Capital, LLC | 1,943,000 | $1.69M | 0.04% | +1,943,000 | New |
| Sofos Investments, Inc. | 1 | – | – | +1 | New |
| Sawtooth Solutions, LLC | 0 | $0 | 0.00% | −31,395−100.0% | Sold out |
| Atria Wealth Solutions, Inc. | 0 | $0 | 0.00% | −10,480−100.0% | Sold out |
| Group One Trading, L.P. | 0 | $0 | 0.00% | −1,069−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −551−100.0% | Sold out |
| Ameritas Advisory Services, LLC | 0 | $0 | 0.00% | −701−100.0% | Sold out |
| Northwestern Mutual Wealth Management Co | 0 | $0 | 0.00% | −24−100.0% | Sold out |
| TCI Wealth Advisors, Inc. | 0 | $0 | 0.00% | −20−100.0% | Sold out |