Athersys, Inc
ATHXDelisted Dec 27, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001368148
Athersys, Inc was delisted on Dec 27, 2023; its insiders filed their last Form 4 on Dec 21, 2023; 43 institutions reported holding it in 13F filings for Q3 2023, worth $1.18M in total; no superinvestor held it.
13F holders, Q3 2023
Institutional positions in Athersys, Inc as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 43
- −3 vs. Q2 2023
- Shares held
- 2.73M
- −1.62M (−37.3%) vs. Q2 2023
- Total value
- $1.18M
- −$2.61M (−68.9%) vs. Q2 2023
- New holders
- 5
- 11 more added
- Sold out
- 8
- 12 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ATHX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $0 |
| Q1 2026 | 1 | $0 |
| Q4 2025 | 1 | $0 |
| Q3 2025 | 1 | $0 |
| Q2 2025 | 2 | $0 |
| Q1 2025 | 2 | $0 |
| Q4 2024 | 4 | $0 |
| Q3 2024 | 4 | $0 |
| Q2 2024 | 4 | $3 |
| Q1 2024 | 4 | $5 |
| Q4 2023 | 7 | $5.51K |
| Q3 2023 | 43 | $1.18M |
| Q2 2023 | 46 | $3.79M |
| Q1 2023 | 47 | $2.78M |
| Q4 2022 | 50 | $1.67M |
| Q3 2022 | 44 | $4.11M |
| Q2 2022 | 117 | $10.9M |
| Q1 2022 | 125 | $33.6M |
| Q4 2021 | 130 | $49.2M |
| Q3 2021 | 141 | $68.4M |
| Q2 2021 | 140 | $73.2M |
| Q1 2021 | 140 | $108.0M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Athersys, Inc; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Royal Bank of Canada | 654 | $0 | 0.00% | +330+101.9% | Added |
| Asset Dedication, LLC | 49 | $0 | 0.00% | 00.0% | Unchanged |
| Qube Research & Technologies Ltd | 1 | $0 | 0.00% | +1 | New |
| Signaturefd, LLC | 4 | $2 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 20 | $9 | 0.00% | −2−9.1% | Reduced |
| AllSquare Wealth Management LLC | 36 | $16 | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 40 | $17 | 0.00% | 00.0% | Unchanged |
| New England Capital Financial Advisors LLC | 40 | $18 | 0.00% | 00.0% | Unchanged |
| Center for Financial Planning, Inc. | 69 | $30 | 0.00% | 00.0% | Unchanged |
| Oliver Lagore Vanvalin Investment Group | 83 | $36 | 0.00% | 00.0% | Unchanged |
| Macroview Investment Management LLC | 105 | $46 | 0.00% | +105 | New |
| HighMark Wealth Management LLC | 120 | $52 | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 300 | $130 | 0.00% | 00.0% | Unchanged |
| Ancora Advisors, LLC | 390 | $169 | 0.00% | 00.0% | Unchanged |
| Clearstead Advisors, LLC | 400 | $173 | 0.00% | 00.0% | Unchanged |
| Umb Bank N A | 400 | $173 | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 400 | $173 | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 752 | $325 | 0.00% | −28−3.6% | Reduced |
| Bank of America Corp | 1,179 | $509 | 0.00% | −375−24.1% | Reduced |
| JPMorgan Chase & Co | 1,341 | $580 | 0.00% | +1,316+5,264.0% | Added |
| Global Retirement Partners, LLC | 1,768 | $778 | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 2,339 | $1.00K | 0.00% | −1,721−42.4% | Reduced |
| Tower Research Capital LLC (TRC) | 7,812 | $3.38K | 0.00% | −43−0.5% | Reduced |
| Advisor Group Holdings, Inc. | 8,344 | $3.59K | 0.00% | +4,317+107.2% | Added |
| UBS Group AG | 12,454 | $5.38K | 0.00% | −1,409−10.2% | Reduced |
| Morgan Stanley | 12,926 | $5.58K | 0.00% | −768−5.6% | Reduced |
| XTX Topco Ltd | 17,373 | $7.51K | 0.00% | +17,373 | New |
| Gradient Investments LLC | 21,700 | $9.38K | 0.00% | +19,700+985.0% | Added |
| Virtu Financial LLC | 26,497 | $11.0K | 0.00% | +26,497 | New |
| Northern Trust Corp | 25,971 | $11.2K | 0.00% | −2,891−10.0% | Reduced |
| Atomi Financial Group, Inc. | 33,000 | $14.3K | 0.00% | +12,000+57.1% | Added |
| Strategic Wealth Designers | 34,973 | $15.1K | 0.00% | +17,622+101.6% | Added |
| Citadel Advisors LLC | 40,783 | $17.6K | 0.00% | +40,783 | New |
| State Street Corp | 42,413 | $18.3K | 0.00% | 00.0% | Unchanged |
| Millennium Management LLC | 52,095 | $22.5K | 0.00% | +40,121+335.1% | Added |
| Renaissance Technologies LLC | 54,204 | $23.0K | 0.00% | −21,932−28.8% | Reduced |
| BlackRock Inc. | 87,760 | $37.9K | 0.00% | −362,332−80.5% | Reduced |
| Susquehanna International Group, LLP | 114,835 | $49.6K | 0.00% | +86,028+298.6% | Added |
| Values First Advisors, Inc. | 118,363 | $51.1K | 0.03% | +5,223+4.6% | Added |
| Geode Capital Management, LLC | 141,978 | $61.4K | 0.00% | −13,319−8.6% | Reduced |
| Armistice Capital, LLC | 383,000 | $165.5K | 0.00% | −1,560,000−80.3% | Reduced |
| Vanguard Group Inc | 543,219 | $234.7K | 0.00% | +146,226+36.8% | Added |
| Vahanian & Associates Financial Planning Inc. | 939,530 | $406.0K | 1.30% | +98,100+11.7% | Added |
| Susquehanna Fundamental Investments, LLC | 0 | $0 | 0.00% | −49,849−100.0% | Sold out |
| Price T Rowe Associates Inc | 0 | $0 | 0.00% | −42,376−100.0% | Sold out |
| CIBC Asset Management Inc | 0 | $0 | 0.00% | −36,376−100.0% | Sold out |
| Green Alpha Advisors, LLC | 0 | $0 | 0.00% | −21,334−100.0% | Sold out |
| Pathstone Family Office, LLC | 0 | $0 | 0.00% | −13,016−100.0% | Sold out |
| Two Sigma Securities, LLC | 0 | $0 | 0.00% | −11,473−100.0% | Sold out |
| Arlington Partners LLC | 0 | $0 | 0.00% | −250−100.0% | Sold out |
| Sofos Investments, Inc. | 0 | $0 | 0.00% | −1−100.0% | Sold out |