Athersys, Inc
ATHXDelisted Dec 27, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001368148
Athersys, Inc was delisted on Dec 27, 2023; its insiders filed their last Form 4 on Dec 21, 2023; 43 institutions reported holding it in 13F filings for Q3 2023, worth $1.18M in total; no superinvestor held it.
13F holders, Q2 2022
Institutional positions in Athersys, Inc as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 117
- −5 vs. Q1 2022
- Shares held
- 41.9M
- −13.7M (−24.7%) vs. Q1 2022
- Total value
- $10.9M
- −$22.6M (−67.5%) vs. Q1 2022
- New holders
- 27
- 33 more added
- Sold out
- 32
- 27 more reduced
3 institutions that held it in Q1 2022 haven't filed for Q2 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ATHX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $0 |
| Q1 2026 | 1 | $0 |
| Q4 2025 | 1 | $0 |
| Q3 2025 | 1 | $0 |
| Q2 2025 | 2 | $0 |
| Q1 2025 | 2 | $0 |
| Q4 2024 | 4 | $0 |
| Q3 2024 | 4 | $0 |
| Q2 2024 | 4 | $3 |
| Q1 2024 | 4 | $5 |
| Q4 2023 | 7 | $5.51K |
| Q3 2023 | 43 | $1.18M |
| Q2 2023 | 46 | $3.79M |
| Q1 2023 | 47 | $2.78M |
| Q4 2022 | 50 | $1.67M |
| Q3 2022 | 44 | $4.11M |
| Q2 2022 | 117 | $10.9M |
| Q1 2022 | 125 | $33.6M |
| Q4 2021 | 130 | $49.2M |
| Q3 2021 | 141 | $68.4M |
| Q2 2021 | 140 | $73.2M |
| Q1 2021 | 140 | $108.0M |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding Athersys, Inc; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| New York State Common Retirement Fund | 1,896 | $0 | 0.00% | −131,700−98.6% | Reduced |
| Asset Dedication, LLC | 1,226 | $0 | 0.00% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 1,000 | $0 | 0.00% | −1,000−50.0% | Reduced |
| AllSquare Wealth Management LLC | 915 | $0 | 0.00% | 00.0% | Unchanged |
| Center for Financial Planning, Inc. | 1,742 | $0 | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 120 | $0 | 0.00% | 00.0% | Unchanged |
| Credit Suisse AG | 13 | $0 | 0.00% | +13 | New |
| Ellevest, Inc. | 668 | $0 | 0.00% | +668 | New |
| Curi Capital | 1,007 | $0 | 0.00% | +1,007 | New |
| Federation des caisses Desjardins du Quebec | 1,000 | $260 | 0.00% | 00.0% | Unchanged |
| Fairfield Financial Advisors, LTD | 1,600 | $416 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 2,764 | $1.00K | 0.00% | −254,076−98.9% | Reduced |
| Citigroup Inc | 2,207 | $1.00K | 0.00% | −13,002−85.5% | Reduced |
| Clearstead Advisors, LLC | 5,000 | $1.00K | 0.00% | 00.0% | Unchanged |
| Captrust Financial Advisors | 4,000 | $1.00K | 0.00% | −500−11.1% | Reduced |
| HighMark Wealth Management LLC | 3,000 | $1.00K | 0.00% | 00.0% | Unchanged |
| Ancora Advisors, LLC | 2,000 | $1.00K | 0.00% | 00.0% | Unchanged |
| Oliver Lagore Vanvalin Investment Group | 2,080 | $1.00K | 0.00% | 00.0% | Unchanged |
| Vectors Research Management, LLC | 4,000 | $1.00K | 0.00% | +4,000 | New |
| The PNC Financial Services Group, Inc. | 7,500 | $2.00K | 0.00% | 00.0% | Unchanged |
| Arlington Partners LLC | 6,265 | $2.00K | 0.00% | 00.0% | Unchanged |
| Chicago Partners Investment Group LLC | 10,991 | $3.00K | 0.00% | 00.0% | Unchanged |
| Glenmede Trust Co NA | 12,500 | $3.00K | 0.00% | 00.0% | Unchanged |
| Umb Bank N A | 10,000 | $3.00K | 0.00% | 00.0% | Unchanged |
| Wolverine Trading, LLC | 11,512 | $3.00K | 0.00% | +11,512 | New |
| Raymond James & Associates | 10,100 | $3.00K | 0.00% | +10,100 | New |
| Bayesian Capital Management, LP | 13,200 | $3.00K | 0.00% | +13,200 | New |
| Retirement Group, LLC | 10,000 | $3.00K | 0.00% | +10,000 | New |
| Magnus Financial Group LLC | 10,000 | $3.00K | 0.00% | +10,000 | New |
| Legal & General Group Plc | 16,998 | $4.00K | 0.00% | −5,243−23.6% | Reduced |
| Money Concepts Capital Corp | 17,500 | $4.00K | 0.00% | −3,050−14.8% | Reduced |
| Cresset Asset Management, LLC | 15,750 | $4.00K | 0.00% | 00.0% | Unchanged |
| Intercontinental Wealth Advisors, LLC | 15,190 | $4.00K | 0.00% | 00.0% | Unchanged |
| Personal Capital Advisors Corp | 20,000 | $5.00K | 0.00% | 00.0% | Unchanged |
| Ameritas Advisory Services, LLC | 17,525 | $5.00K | 0.00% | 00.0% | Unchanged |
| Game Plan Financial Advisors, LLC | 19,000 | $5.00K | 0.00% | +5,000+35.7% | Added |
| Barclays PLC | 24,460 | $6.00K | 0.00% | −21,873−47.2% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 21,572 | $6.00K | 0.00% | −21,428−49.8% | Reduced |
| Boston Family Office LLC | 24,000 | $6.00K | 0.00% | 00.0% | Unchanged |
| Hudson Valley Investment Advisors Inc | 22,500 | $6.00K | 0.00% | 00.0% | Unchanged |
| Clear Creek Financial Management, LLC | 21,500 | $6.00K | 0.00% | +7,500+53.6% | Added |
| Cowen and Company, LLC | 23,243 | $6.00K | 0.00% | +23,243 | New |
| United Bank | 24,100 | $6.00K | 0.00% | +24,100 | New |
| Cubist Systematic Strategies, LLC | 23,581 | $6.00K | 0.00% | +23,581 | New |
| First Manhattan Co | 27,013 | $7.00K | 0.00% | 00.0% | Unchanged |
| Freestone Capital Holdings, LLC | 25,000 | $7.00K | 0.00% | 00.0% | Unchanged |
| Merit Financial Group, LLC | 28,736 | $7.00K | 0.00% | +28,736 | New |
| Moneta Group Investment Advisors LLC | 30,769 | $8.00K | 0.00% | +1,042+3.5% | Added |
| Accurate Wealth Management, LLC | 35,956 | $9.00K | 0.00% | +17,956+99.8% | Added |
| Y-Intercept (Hong Kong) Ltd | 36,309 | $9.00K | 0.00% | +36,309 | New |
| Blair William & Co | 37,800 | $10.0K | 0.00% | −11,500−23.3% | Reduced |
| Balyasny Asset Management LLC | 38,709 | $10.0K | 0.00% | +38,709 | New |
| Meridian Wealth Management, LLC | 39,380 | $10.0K | 0.00% | +39,380 | New |
| Gradient Investments LLC | 45,000 | $12.0K | 0.00% | 00.0% | Unchanged |
| Mercer Global Advisors Inc | 45,833 | $12.0K | 0.00% | +45,833 | New |
| BSW Wealth Partners | 45,924 | $12.0K | 0.00% | +45,924 | New |
| Commonwealth Equity Services, LLC | 56,784 | $14.0K | 0.00% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 55,967 | $14.0K | 0.00% | +11,154+24.9% | Added |
| Sawtooth Solutions, LLC | 53,217 | $14.0K | 0.00% | +13,566+34.2% | Added |
| HRT Financial LP | 58,084 | $15.0K | 0.00% | +16,340+39.1% | Added |
| Schonfeld Strategic Advisors LLC | 58,605 | $15.0K | 0.00% | +58,605 | New |
| Integrated Advisors Network LLC | 60,600 | $16.0K | 0.00% | 00.0% | Unchanged |
| Tobias Financial Advisors, Inc. | 60,000 | $16.0K | 0.01% | 00.0% | Unchanged |
| Claraphi Advisory Network, LLC | 60,000 | $16.0K | 0.01% | +18,000+42.9% | Added |
| Plancorp, LLC | 60,000 | $16.0K | 0.00% | +60,000 | New |
| LPL Financial LLC | 65,131 | $17.0K | 0.00% | −2,000−3.0% | Reduced |
| Point72 Hong Kong Ltd | 64,200 | $17.0K | 0.00% | +51,508+405.8% | Added |
| Man Group plc | – | $17.0K | 0.00% | – | New |
| Perkins Capital Management Inc | 68,000 | $18.0K | 0.02% | −4,000−5.6% | Reduced |
| Wells Fargo & Company | 72,586 | $19.0K | 0.00% | −16,906−18.9% | Reduced |
| Wealth Effects LLC | 82,100 | $21.0K | 0.01% | 00.0% | Unchanged |
| MYDA Advisors LLC | 80,000 | $21.0K | 0.01% | +80,000 | New |
| Independent Advisor Alliance | 84,000 | $22.0K | 0.00% | +84,000 | New |
| Cambridge Investment Research Advisors, Inc. | 88,332 | $23.0K | 0.00% | 00.0% | Unchanged |
| ETF Managers Group, LLC | 81,386 | $23.0K | 0.00% | +10,032+14.1% | Added |
| Envestnet Asset Management Inc | 87,796 | $23.0K | 0.00% | +64,364+274.7% | Added |
| Price T Rowe Associates Inc | 96,900 | $25.0K | 0.00% | −18,011−15.7% | Reduced |
| Strategic Wealth Designers | 95,559 | $25.0K | 0.01% | +13,643+16.7% | Added |
| Newport Capital Group, LLC | 100,246 | $26.0K | 0.03% | 00.0% | Unchanged |
| LMR Partners LLP | 101,267 | $26.0K | 0.00% | +101,267 | New |
| Simplex Trading, LLC | 117,705 | $30.0K | 0.00% | −112,465−48.9% | Reduced |
| HSBC Holdings PLC | 116,391 | $31.0K | 0.00% | +1,122+1.0% | Added |
| Eqis Capital Management, Inc. | 123,990 | $32.2K | 0.00% | +106,426+605.9% | Added |
| BNP Paribas Arbitrage, SA | 129,530 | $33.7K | 0.00% | +111,140+604.4% | Added |
| Boothbay Fund Management, LLC | 136,363 | $35.0K | 0.00% | +136,363 | New |
| Bank of New York Mellon Corp | 145,237 | $38.0K | 0.00% | −562,412−79.5% | Reduced |
| Advisor Group Holdings, Inc. | 156,139 | $41.0K | 0.00% | +9,284+6.3% | Added |
| Jane Street Group, LLC | 186,076 | $48.0K | 0.00% | +151,494+438.1% | Added |
| HighTower Advisors, LLC | 208,498 | $52.0K | 0.00% | −5,662−2.6% | Reduced |
| Sequoia Financial Advisors, LLC | 223,407 | $56.0K | 0.00% | +69,102+44.8% | Added |
| Goldman Sachs Group Inc | 222,907 | $57.0K | 0.00% | +53,491+31.6% | Added |
| Renaissance Technologies LLC | 227,900 | $59.0K | 0.00% | −152,085−40.0% | Reduced |
| Cedar Brook Financial Partners, LLC | 226,435 | $59.0K | 0.02% | +20,000+9.7% | Added |
| Qube Research & Technologies Ltd | 235,979 | $61.0K | 0.00% | +235,979 | New |
| Bank of America Corp | 296,364 | $77.0K | 0.00% | −69,960−19.1% | Reduced |
| Susquehanna International Group, LLP | 307,757 | $80.0K | 0.00% | −24,651−7.4% | Reduced |
| Virtu Financial LLC | 323,282 | $84.0K | 0.01% | +230,436+248.2% | Added |
| Atria Wealth Solutions, Inc. | 327,000 | $85.0K | 0.00% | +5,400+1.7% | Added |
| Values First Advisors, Inc. | 382,805 | $100.0K | 0.07% | +34,929+10.0% | Added |
| Pathstone Family Office, LLC | 401,669 | $104.4K | 0.00% | +320,122+392.6% | Added |