Athersys, Inc
ATHXDelisted Dec 27, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001368148
Athersys, Inc was delisted on Dec 27, 2023; its insiders filed their last Form 4 on Dec 21, 2023; 43 institutions reported holding it in 13F filings for Q3 2023, worth $1.18M in total; no superinvestor held it.
13F holders, Q2 2022
Institutional positions in Athersys, Inc as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 117
- −5 vs. Q1 2022
- Shares held
- 41.9M
- −13.7M (−24.7%) vs. Q1 2022
- Total value
- $10.9M
- −$22.6M (−67.5%) vs. Q1 2022
- New holders
- 27
- 33 more added
- Sold out
- 32
- 27 more reduced
3 institutions that held it in Q1 2022 haven't filed for Q2 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ATHX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $0 |
| Q1 2026 | 1 | $0 |
| Q4 2025 | 1 | $0 |
| Q3 2025 | 1 | $0 |
| Q2 2025 | 2 | $0 |
| Q1 2025 | 2 | $0 |
| Q4 2024 | 4 | $0 |
| Q3 2024 | 4 | $0 |
| Q2 2024 | 4 | $3 |
| Q1 2024 | 4 | $5 |
| Q4 2023 | 7 | $5.51K |
| Q3 2023 | 43 | $1.18M |
| Q2 2023 | 46 | $3.79M |
| Q1 2023 | 47 | $2.78M |
| Q4 2022 | 50 | $1.67M |
| Q3 2022 | 44 | $4.11M |
| Q2 2022 | 117 | $10.9M |
| Q1 2022 | 125 | $33.6M |
| Q4 2021 | 130 | $49.2M |
| Q3 2021 | 141 | $68.4M |
| Q2 2021 | 140 | $73.2M |
| Q1 2021 | 140 | $108.0M |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding Athersys, Inc; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Clearstead Advisors, LLC | 5,000 | $1.00K | 0.00% | 00.0% | Unchanged |
| Captrust Financial Advisors | 4,000 | $1.00K | 0.00% | −500−11.1% | Reduced |
| HighMark Wealth Management LLC | 3,000 | $1.00K | 0.00% | 00.0% | Unchanged |
| Ancora Advisors, LLC | 2,000 | $1.00K | 0.00% | 00.0% | Unchanged |
| Oliver Lagore Vanvalin Investment Group | 2,080 | $1.00K | 0.00% | 00.0% | Unchanged |
| Vectors Research Management, LLC | 4,000 | $1.00K | 0.00% | +4,000 | New |
| Fairfield Financial Advisors, LTD | 1,600 | $416 | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 1,000 | $260 | 0.00% | 00.0% | Unchanged |
| New York State Common Retirement Fund | 1,896 | $0 | 0.00% | −131,700−98.6% | Reduced |
| Asset Dedication, LLC | 1,226 | $0 | 0.00% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 1,000 | $0 | 0.00% | −1,000−50.0% | Reduced |
| AllSquare Wealth Management LLC | 915 | $0 | 0.00% | 00.0% | Unchanged |
| Center for Financial Planning, Inc. | 1,742 | $0 | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 120 | $0 | 0.00% | 00.0% | Unchanged |
| Credit Suisse AG | 13 | $0 | 0.00% | +13 | New |
| Ellevest, Inc. | 668 | $0 | 0.00% | +668 | New |
| Curi Capital | 1,007 | $0 | 0.00% | +1,007 | New |
| Graypoint LLC | 0 | $0 | 0.00% | −2,117,497−100.0% | Sold out |
| Nuveen Asset Management, LLC | 0 | $0 | 0.00% | −556,862−100.0% | Sold out |
| Charles Schwab Investment Management Inc | 0 | $0 | 0.00% | −575,537−100.0% | Sold out |
| GW&K Investment Management, LLC | 0 | $0 | 0.00% | −510,100−100.0% | Sold out |
| D. E. Shaw & Co., Inc. | 0 | $0 | 0.00% | −503,143−100.0% | Sold out |
| Rhumbline Advisers | 0 | $0 | 0.00% | −188,944−100.0% | Sold out |
| Alliancebernstein L.P. | 0 | $0 | 0.00% | −179,700−100.0% | Sold out |
| Deutsche Bank AG | 0 | $0 | 0.00% | −119,374−100.0% | Sold out |
| American International Group, Inc. | 0 | $0 | 0.00% | −105,715−100.0% | Sold out |
| Manufacturers Life Insurance Company, The | 0 | $0 | 0.00% | −98,654−100.0% | Sold out |
| State Board of Administration of Florida Retirement System | 0 | $0 | 0.00% | −93,897−100.0% | Sold out |
| California State Teachers Retirement System | 0 | $0 | 0.00% | −90,749−100.0% | Sold out |
| Financial Planners of Cleveland, Inc. | 0 | $0 | 0.00% | −82,417−100.0% | Sold out |
| Voya Investment Management LLC | 0 | $0 | 0.00% | −78,131−100.0% | Sold out |
| Invesco Ltd. | 0 | $0 | 0.00% | −67,360−100.0% | Sold out |
| ProShare Advisors LLC | 0 | $0 | 0.00% | −39,922−100.0% | Sold out |
| Principal Financial Group Inc | 0 | $0 | 0.00% | −34,717−100.0% | Sold out |
| Amalgamated Bank | 0 | $0 | 0.00% | −32,234−100.0% | Sold out |
| Kestra Advisory Services, LLC | 0 | $0 | 0.00% | −31,585−100.0% | Sold out |
| Waterfront Wealth Inc. | 0 | $0 | 0.00% | −29,726−100.0% | Sold out |
| Nwam LLC | 0 | $0 | 0.00% | −20,000−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −17,700−100.0% | Sold out |
| Sterling Financial Planning, Inc. | 0 | $0 | 0.00% | −17,000−100.0% | Sold out |
| Ameritas Investment Partners, Inc. | 0 | $0 | 0.00% | −15,321−100.0% | Sold out |
| Royal Bank of Canada | 0 | $0 | 0.00% | −13,382−100.0% | Sold out |
| Plante Moran Financial Advisors, LLC | 0 | $0 | 0.00% | −14,000−100.0% | Sold out |
| Mackenzie Financial Corp | 0 | $0 | 0.00% | −11,249−100.0% | Sold out |
| Prudential Financial Inc | 0 | $0 | 0.00% | −10,420−100.0% | Sold out |
| Xponance, Inc. | 0 | $0 | 0.00% | −10,172−100.0% | Sold out |
| Octavia Wealth Advisors, LLC | 0 | $0 | 0.00% | −10,500−100.0% | Sold out |
| Private Capital Group, LLC | 0 | $0 | 0.00% | −500−100.0% | Sold out |
| Sabby Management, LLC | 0 | $0 | 0.00% | −291,444−100.0% | Sold out |
| Winfield Associates, Inc. | – | – | – | – | Not filed |
| Livingston Group Asset Management CO (operating as Southport Capital Management) | – | – | – | – | Not filed |
| Amalgamated Financial Corp. | – | – | – | – | Not filed |