Aqua Metals, Inc.
AQMS- Exchange
- Nasdaq
- Industry
- Secondary Smelting & Refining of Nonferrous Metals
- SEC CIK
- 0001621832
No open-market purchases or sales by Aqua Metals, Inc. insiders were filed in the last 90 days; 31 institutions reported holding it in 13F filings for Q2 2026, worth $819.6K in total; no superinvestor holds it.
13F holders, Q1 2023
Institutional positions in Aqua Metals, Inc. as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 59
- +3 vs. Q4 2022
- Shares held
- 15.1M
- +1.34M (+9.7%) vs. Q4 2022
- Total value
- $15.1M
- −$2.14M (−12.4%) vs. Q4 2022
- New holders
- 9
- 11 more added
- Sold out
- 6
- 11 more reduced
1 institution that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AQMS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 31 | $819.6K |
| Q1 2026 | 34 | $926.6K |
| Q4 2025 | 33 | $884.3K |
| Q3 2025 | 28 | $1.03M |
| Q2 2025 | 31 | $425.6K |
| Q1 2025 | 28 | $2.30M |
| Q4 2024 | 32 | $2.41M |
| Q3 2024 | 55 | $3.30M |
| Q2 2024 | 62 | $5.93M |
| Q1 2024 | 65 | $11.5M |
| Q4 2023 | 73 | $15.2M |
| Q3 2023 | 71 | $23.4M |
| Q2 2023 | 57 | $17.6M |
| Q1 2023 | 59 | $15.1M |
| Q4 2022 | 57 | $17.4M |
| Q3 2022 | 55 | $9.26M |
| Q2 2022 | 58 | $9.73M |
| Q1 2022 | 62 | $18.5M |
| Q4 2021 | 66 | $17.1M |
| Q3 2021 | 61 | $27.1M |
| Q2 2021 | 69 | $38.3M |
| Q1 2021 | 71 | $57.9M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Aqua Metals, Inc.; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Baird Financial Group, Inc. | 4,570,520 | $4.57M | 0.01% | −28,358−0.6% | Reduced |
| Vanguard Group Inc | 3,098,025 | $3.10M | 0.00% | +555,140+21.8% | Added |
| Ieq Capital, LLC | 2,645,478 | $2.65M | 0.06% | +434,569+19.7% | Added |
| BlackRock Inc. | 1,153,494 | $1.15M | 0.00% | −44,284−3.7% | Reduced |
| Geode Capital Management, LLC | 678,546 | $678.5K | 0.00% | 00.0% | Unchanged |
| Kanen Wealth Management LLC | 468,425 | $468.4K | 0.32% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 429,746 | $430.0K | 0.00% | −5,000−1.2% | Reduced |
| Citigroup Inc | 351,666 | $351.7K | 0.00% | +351,666 | New |
| State Street Corp | 250,234 | $250.2K | 0.00% | 00.0% | Unchanged |
| Titleist Asset Management, LLC | 159,078 | $159.1K | 0.03% | +159,078 | New |
| Northern Trust Corp | 121,870 | $121.9K | 0.00% | −2,372−1.9% | Reduced |
| Susquehanna International Group, LLP | 121,096 | $121.1K | 0.00% | +50,264+71.0% | Added |
| Price T Rowe Associates Inc | 59,700 | $60.0K | 0.00% | −52,100−46.6% | Reduced |
| Group One Trading, L.P. | 55,519 | $55.5K | 0.00% | +874+1.6% | Added |
| Morgan Stanley | 52,172 | $52.2K | 0.00% | +2,397+4.8% | Added |
| Creative Planning | 51,222 | $51.2K | 0.00% | +30,930+152.4% | Added |
| Sunesis Advisors, LLC | 50,000 | $50.0K | 0.04% | +50,000 | New |
| Cetera Advisor Networks LLC | 43,000 | $43.0K | 0.00% | 00.0% | Unchanged |
| Merit Financial Group, LLC | 41,375 | $41.4K | 0.00% | −282−0.7% | Reduced |
| Quantum Private Wealth, LLC | 40,599 | $40.6K | 0.02% | 00.0% | Unchanged |
| UBS Group AG | 38,991 | $39.0K | 0.00% | +7,839+25.2% | Added |
| Sigma Planning Corp | 36,000 | $36.0K | 0.00% | 00.0% | Unchanged |
| National Asset Management, Inc. | 34,100 | $34.1K | 0.00% | −100−0.3% | Reduced |
| Marshall Wace, LLP | 32,668 | $32.7K | 0.00% | +32,668 | New |
| Wellington Shields & Co., LLC | 31,900 | $31.9K | 0.01% | 00.0% | Unchanged |
| Boston Partners | 30,694 | $30.7K | 0.00% | +30,694 | New |
| Bank of New York Mellon Corp | 30,608 | $30.6K | 0.00% | 00.0% | Unchanged |
| Two Sigma Advisers, LP | 29,200 | $29.2K | 0.00% | −2,800−8.8% | Reduced |
| Williams Jones Wealth Management, LLC. | 29,000 | $29.0K | 0.00% | 00.0% | Unchanged |
| Dimensional Fund Advisors LP | 25,774 | $25.8K | 0.00% | 00.0% | Unchanged |
| Marathon Capital Management | 25,000 | $25.0K | 0.01% | −10,000−28.6% | Reduced |
| HighTower Advisors, LLC | 23,886 | $24.0K | 0.00% | +1,500+6.7% | Added |
| Charles Schwab Investment Management Inc | 23,651 | $23.7K | 0.00% | 00.0% | Unchanged |
| Jane Street Group, LLC | 23,608 | $23.6K | 0.00% | +23,608 | New |
| Royal Capital Wealth Management, LLC | 23,000 | $23.0K | 0.02% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 21,397 | $21.0K | 0.00% | −43,800−67.2% | Reduced |
| Werba Rubin Papier Wealth Management | 20,000 | $20.0K | 0.01% | 00.0% | Unchanged |
| LPL Financial LLC | 18,582 | $18.6K | 0.00% | +2,200+13.4% | Added |
| Royal Bank of Canada | 17,265 | $17.0K | 0.00% | 00.0% | Unchanged |
| HighMark Wealth Management LLC | 15,289 | $15.3K | 0.01% | −451−2.9% | Reduced |
| Brown Advisory Inc | 14,500 | $14.5K | 0.00% | 00.0% | Unchanged |
| Ledge Wealth Management, Inc. | 14,005 | $14.0K | 0.01% | 00.0% | Unchanged |
| Goldman Sachs Group Inc | 11,900 | $11.9K | 0.00% | 00.0% | Unchanged |
| David R. Rahn & Associates Inc. | 10,000 | $10.0K | 0.01% | 00.0% | Unchanged |
| Mutual Advisors, LLC | 10,000 | $10.0K | 0.00% | 00.0% | Unchanged |
| Centaurus Financial, Inc. | 10,000 | $10.0K | 0.00% | +10,000 | New |
| Wells Fargo & Company | 9,977 | $9.98K | 0.00% | +7+0.1% | Added |
| Bank of America Corp | 8,958 | $8.96K | 0.00% | +8,282+1,225.1% | Added |
| Advisor Group Holdings, Inc. | 7,113 | $7.11K | 0.00% | 00.0% | Unchanged |
| Westside Investment Management, Inc. | 5,500 | $5.50K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 2,890 | $2.89K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | 2,000 | $2.00K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 800 | $800 | 0.00% | 00.0% | Unchanged |
| Lowe Wealth Advisors, LLC | 455 | $455 | 0.00% | 00.0% | Unchanged |
| HM Payson & Co | 300 | $300 | 0.00% | 00.0% | Unchanged |
| Ancora Advisors, LLC | 101 | $101 | 0.00% | +101 | New |
| FMR LLC | 23 | $23 | 0.00% | +23 | New |
| Tower Research Capital LLC (TRC) | 73 | $0 | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 15,000 | – | – | 00.0% | Unchanged |
| Levin Capital Strategies, L.P. | 0 | $0 | 0.00% | −86,000−100.0% | Sold out |
| White Pine Capital LLC | 0 | $0 | 0.00% | −76,629−100.0% | Sold out |
| First Republic Investment Management, Inc. | 0 | $0 | 0.00% | −46,075−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −11,532−100.0% | Sold out |
| GWM Advisors LLC | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −399−100.0% | Sold out |
| Titleist Asset Management, Ltd. | – | – | – | – | Not filed |