Aqua Metals, Inc.
AQMS- Exchange
- Nasdaq
- Industry
- Secondary Smelting & Refining of Nonferrous Metals
- SEC CIK
- 0001621832
No open-market purchases or sales by Aqua Metals, Inc. insiders were filed in the last 90 days; 31 institutions reported holding it in 13F filings for Q2 2026, worth $819.6K in total; no superinvestor holds it.
13F holders, Q4 2021
Institutional positions in Aqua Metals, Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 66
- +5 vs. Q3 2021
- Shares held
- 13.9M
- +838.4K (+6.4%) vs. Q3 2021
- Total value
- $17.1M
- −$10.0M (−36.9%) vs. Q3 2021
- New holders
- 14
- 18 more added
- Sold out
- 9
- 15 more reduced
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AQMS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 31 | $819.6K |
| Q1 2026 | 34 | $926.6K |
| Q4 2025 | 33 | $884.3K |
| Q3 2025 | 28 | $1.03M |
| Q2 2025 | 31 | $425.6K |
| Q1 2025 | 28 | $2.30M |
| Q4 2024 | 32 | $2.41M |
| Q3 2024 | 55 | $3.30M |
| Q2 2024 | 62 | $5.93M |
| Q1 2024 | 65 | $11.5M |
| Q4 2023 | 73 | $15.2M |
| Q3 2023 | 71 | $23.4M |
| Q2 2023 | 57 | $17.6M |
| Q1 2023 | 59 | $15.1M |
| Q4 2022 | 57 | $17.4M |
| Q3 2022 | 55 | $9.26M |
| Q2 2022 | 58 | $9.73M |
| Q1 2022 | 62 | $18.5M |
| Q4 2021 | 66 | $17.1M |
| Q3 2021 | 61 | $27.1M |
| Q2 2021 | 69 | $38.3M |
| Q1 2021 | 71 | $57.9M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Aqua Metals, Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Baird Financial Group, Inc. | 3,400,007 | $4.18M | 0.01% | +510,841+17.7% | Added |
| Vanguard Group Inc | 2,768,872 | $3.41M | 0.00% | −94,506−3.3% | Reduced |
| Ieq Capital, LLC | 1,485,204 | $1.83M | 0.04% | 00.0% | Unchanged |
| BlackRock Inc. | 1,194,568 | $1.47M | 0.00% | −11,097−0.9% | Reduced |
| Morgan Stanley | 844,414 | $1.04M | 0.00% | +323,617+62.1% | Added |
| Geode Capital Management, LLC | 575,498 | $707.0K | 0.00% | 00.0% | Unchanged |
| Group One Trading, L.P. | 458,133 | $564.0K | 0.01% | −81,860−15.2% | Reduced |
| Millennium Management LLC | 429,935 | $529.0K | 0.00% | +124,547+40.8% | Added |
| Cambridge Investment Research Advisors, Inc. | 297,715 | $366.0K | 0.00% | +52,150+21.2% | Added |
| State Street Corp | 231,524 | $285.0K | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 211,714 | $260.4K | 0.00% | +211,714 | New |
| Two Sigma Advisers, LP | 165,338 | $203.0K | 0.00% | +83,200+101.3% | Added |
| Citadel Advisors LLC | 159,444 | $196.0K | 0.00% | +8,931+5.9% | Added |
| Northern Trust Corp | 124,673 | $153.0K | 0.00% | −8,378−6.3% | Reduced |
| Virtu Financial LLC | 117,484 | $145.0K | 0.01% | +117,484 | New |
| Susquehanna International Group, LLP | 107,581 | $133.0K | 0.00% | −19,035−15.0% | Reduced |
| UBS Group AG | 97,219 | $119.0K | 0.00% | +13,020+15.5% | Added |
| Titleist Asset Management, Ltd. | 82,740 | $102.0K | 0.02% | +82,740 | New |
| Simplex Trading, LLC | 81,456 | $100.0K | 0.00% | +20,740+34.2% | Added |
| Two Sigma Investments, LP | 80,425 | $99.0K | 0.00% | −118,157−59.5% | Reduced |
| Prescott Group Capital Management, L.L.C. | 80,000 | $98.0K | 0.02% | +80,000 | New |
| AWM Investment Company, Inc. | 55,474 | $68.0K | 0.01% | 00.0% | Unchanged |
| Goldman Sachs Group Inc | 54,914 | $68.0K | 0.00% | +19,823+56.5% | Added |
| Jane Street Group, LLC | 52,519 | $65.0K | 0.00% | +40,098+322.8% | Added |
| Gsa Capital Partners LLP | 50,477 | $62.0K | 0.01% | −295,169−85.4% | Reduced |
| Cetera Advisor Networks LLC | 43,000 | $53.0K | 0.00% | 00.0% | Unchanged |
| Sigma Planning Corp | 41,045 | $50.0K | 0.00% | 00.0% | Unchanged |
| Wolverine Trading, LLC | 38,431 | $48.0K | 0.00% | +9,516+32.9% | Added |
| National Asset Management, Inc. | 35,750 | $44.0K | 0.00% | +1,550+4.5% | Added |
| Quantum Private Wealth, LLC | 33,449 | $41.0K | 0.02% | +33,449 | New |
| Wellington Shields & Co., LLC | 32,060 | $39.0K | 0.01% | 00.0% | Unchanged |
| Bank of New York Mellon Corp | 30,608 | $38.0K | 0.00% | 00.0% | Unchanged |
| Price T Rowe Associates Inc | 29,300 | $36.0K | 0.00% | −32,400−52.5% | Reduced |
| Williams Jones Wealth Management, LLC. | 29,000 | $36.0K | 0.00% | 00.0% | Unchanged |
| Two Sigma Securities, LLC | 28,748 | $35.0K | 0.01% | +28,748 | New |
| Royal Bank of Canada | 27,515 | $34.0K | 0.00% | +15,250+124.3% | Added |
| Dimensional Fund Advisors LP | 25,774 | $32.0K | 0.00% | 00.0% | Unchanged |
| Charles Schwab Investment Management Inc | 23,651 | $30.0K | 0.00% | 00.0% | Unchanged |
| Royal Capital Wealth Management, LLC | 23,000 | $28.0K | 0.03% | +23,000 | New |
| Creative Planning | 21,792 | $27.0K | 0.00% | +21,792 | New |
| Marathon Capital Management | 20,000 | $25.0K | 0.01% | +5,000+33.3% | Added |
| HighTower Advisors, LLC | 19,570 | $24.0K | 0.00% | 00.0% | Unchanged |
| White Pine Capital LLC | 19,000 | $23.0K | 0.01% | −9,000−32.1% | Reduced |
| HighMark Wealth Management LLC | 16,944 | $21.0K | 0.01% | −1,306−7.2% | Reduced |
| IFP Advisors, Inc | 15,000 | $18.0K | 0.00% | 00.0% | Unchanged |
| Brown Advisory Inc | 14,500 | $18.0K | 0.00% | 00.0% | Unchanged |
| LPL Financial LLC | 14,982 | $18.0K | 0.00% | +600+4.2% | Added |
| XTX Topco Ltd | 13,151 | $16.0K | 0.01% | +13,151 | New |
| Walleye Capital LLC | 11,073 | $14.0K | 0.00% | −35,209−76.1% | Reduced |
| Tower Research Capital LLC (TRC) | 11,382 | $14.0K | 0.00% | −21,704−65.6% | Reduced |
| Commonwealth Equity Services, LLC | 11,197 | $13.0K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 9,928 | $13.0K | 0.00% | +1,002+11.2% | Added |
| Barclays PLC | 10,000 | $12.0K | 0.00% | −11,228−52.9% | Reduced |
| David R. Rahn & Associates Inc. | 10,000 | $12.0K | 0.01% | +10,000 | New |
| Tri-Star Advisors Inc. | 10,212 | $12.0K | 0.01% | +10,212 | New |
| Cutler Group LP | 6,808 | $8.00K | 0.00% | −1,166−14.6% | Reduced |
| Geneos Wealth Management Inc. | 5,560 | $6.00K | 0.00% | 00.0% | Unchanged |
| Westside Investment Management, Inc. | 5,500 | $6.00K | 0.00% | +1,500+37.5% | Added |
| American Portfolios Advisors | 4,200 | $5.17K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 2,913 | $3.00K | 0.00% | +2,063+242.7% | Added |
| Huntington National Bank | 2,000 | $2.00K | 0.00% | +2,000 | New |
| Bank of America Corp | 571 | $1.00K | 0.00% | −1,755−75.5% | Reduced |
| Harbour Investments, Inc. | 500 | $1.00K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 800 | $1.00K | 0.00% | +800 | New |
| HM Payson & Co | 300 | $0 | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 100 | $0 | 0.00% | +100 | New |
| Bank of Montreal | 0 | $0 | 0.00% | −141,426−100.0% | Sold out |
| Golden Green, Inc. | 0 | $0 | 0.00% | −112,577−100.0% | Sold out |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −11,377−100.0% | Sold out |
| Brewin Dolphin Ltd | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Spire Wealth Management | 0 | $0 | 0.00% | −5,800−100.0% | Sold out |
| Banque Cantonale Vaudoise | 0 | $0 | 0.00% | −3,000−100.0% | Sold out |
| Firestone Capital Management | 0 | $0 | 0.00% | −1,900−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |
| O'Shaughnessy Asset Management, LLC | 0 | $0 | 0.00% | −159−100.0% | Sold out |