Aqua Metals, Inc.
AQMS- Exchange
- Nasdaq
- Industry
- Secondary Smelting & Refining of Nonferrous Metals
- SEC CIK
- 0001621832
No open-market purchases or sales by Aqua Metals, Inc. insiders were filed in the last 90 days; 31 institutions reported holding it in 13F filings for Q2 2026, worth $819.6K in total; no superinvestor holds it.
13F holders, Q1 2024
Institutional positions in Aqua Metals, Inc. as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 65
- −8 vs. Q4 2023
- Shares held
- 21.3M
- +133.2K (+0.6%) vs. Q4 2023
- Total value
- $11.5M
- −$3.77M (−24.7%) vs. Q4 2023
- New holders
- 7
- 20 more added
- Sold out
- 15
- 14 more reduced
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AQMS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 31 | $819.6K |
| Q1 2026 | 34 | $926.6K |
| Q4 2025 | 33 | $884.3K |
| Q3 2025 | 28 | $1.03M |
| Q2 2025 | 31 | $425.6K |
| Q1 2025 | 28 | $2.30M |
| Q4 2024 | 32 | $2.41M |
| Q3 2024 | 55 | $3.30M |
| Q2 2024 | 62 | $5.93M |
| Q1 2024 | 65 | $11.5M |
| Q4 2023 | 73 | $15.2M |
| Q3 2023 | 71 | $23.4M |
| Q2 2023 | 57 | $17.6M |
| Q1 2023 | 59 | $15.1M |
| Q4 2022 | 57 | $17.4M |
| Q3 2022 | 55 | $9.26M |
| Q2 2022 | 58 | $9.73M |
| Q1 2022 | 62 | $18.5M |
| Q4 2021 | 66 | $17.1M |
| Q3 2021 | 61 | $27.1M |
| Q2 2021 | 69 | $38.3M |
| Q1 2021 | 71 | $57.9M |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Aqua Metals, Inc.; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Baird Financial Group, Inc. | 4,676,557 | $2.52M | 0.01% | +727,930+18.4% | Added |
| Vanguard Group Inc | 4,207,046 | $2.26M | 0.00% | +9610.0% | Added |
| Ieq Capital, LLC | 3,231,196 | $1.74M | 0.02% | +273,713+9.3% | Added |
| AWM Investment Company, Inc. | 1,800,000 | $968.4K | 0.13% | +900,000+100.0% | Added |
| Russell Investments Group, Ltd. | 1,652,999 | $889.3K | 0.00% | +208,432+14.4% | Added |
| BlackRock Inc. | 1,217,020 | $654.8K | 0.00% | +1,391+0.1% | Added |
| Geode Capital Management, LLC | 1,038,413 | $558.8K | 0.00% | +15,110+1.5% | Added |
| Boston Partners | 615,909 | $331.4K | 0.00% | +85,019+16.0% | Added |
| Cambridge Investment Research Advisors, Inc. | 377,840 | $203.0K | 0.00% | −2,000−0.5% | Reduced |
| Squarepoint Ops LLC | 288,285 | $155.1K | 0.00% | +189,116+190.7% | Added |
| State Street Corp | 250,234 | $134.6K | 0.00% | 00.0% | Unchanged |
| Qube Research & Technologies Ltd | 202,187 | $108.8K | 0.00% | −32,415−13.8% | Reduced |
| Northern Trust Corp | 197,824 | $106.4K | 0.00% | 00.0% | Unchanged |
| Titleist Asset Management, LLC | 168,054 | $90.4K | 0.02% | −2,497−1.5% | Reduced |
| Citadel Advisors LLC | 145,962 | $78.5K | 0.00% | +123,280+543.5% | Added |
| Goldman Sachs Group Inc | 111,900 | $60.2K | 0.00% | −179,484−61.6% | Reduced |
| Kestra Advisory Services, LLC | 86,292 | $46.4K | 0.00% | −278,300−76.3% | Reduced |
| National Asset Management, Inc. | 34,100 | $38.5K | 0.00% | 00.0% | Unchanged |
| Creative Planning | 65,800 | $35.4K | 0.00% | −100−0.2% | Reduced |
| Price T Rowe Associates Inc | 59,700 | $33.0K | 0.00% | 00.0% | Unchanged |
| Morgan Stanley | 60,039 | $32.3K | 0.00% | −5,212−8.0% | Reduced |
| Dorchester Wealth Management Co | 53,400 | $28.7K | 0.01% | 00.0% | Unchanged |
| Jane Street Group, LLC | 50,860 | $27.4K | 0.00% | +4,432+9.5% | Added |
| Quantum Private Wealth, LLC | 47,099 | $25.3K | 0.01% | 00.0% | Unchanged |
| Cetera Investment Advisers | 43,000 | $23.1K | 0.00% | +43,000 | New |
| HighTower Advisors, LLC | 43,244 | $23.0K | 0.00% | +21,954+103.1% | Added |
| LPL Financial LLC | 38,933 | $20.9K | 0.00% | −6,239−13.8% | Reduced |
| Group One Trading, L.P. | 34,150 | $18.4K | 0.00% | −14,149−29.3% | Reduced |
| Skandinaviska Enskilda Banken AB (publ) | 33,704 | $18.2K | 0.00% | +6,004+21.7% | Added |
| Wellington Shields & Co., LLC | 31,900 | $17.2K | 0.01% | 00.0% | Unchanged |
| Merit Financial Group, LLC | 35,650 | $16.7K | 0.00% | +450+1.3% | Added |
| Wealth Enhancement Advisory Services, LLC | 29,723 | $16.0K | 0.00% | −10,060−25.3% | Reduced |
| Williams Jones Wealth Management, LLC. | 29,000 | $15.6K | 0.00% | 00.0% | Unchanged |
| Dimensional Fund Advisors LP | 25,774 | $13.9K | 0.00% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 21,397 | $12.0K | 0.00% | 00.0% | Unchanged |
| Virtu Financial LLC | 21,984 | $12.0K | 0.00% | +4,276+24.1% | Added |
| Continuum Advisory, LLC | 25,693 | $11.7K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 20,939 | $11.3K | 0.00% | +9,353+80.7% | Added |
| HighMark Wealth Management LLC | 20,289 | $10.9K | 0.01% | +5,000+32.7% | Added |
| Werba Rubin Papier Wealth Management | 20,000 | $10.8K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 17,265 | $9.00K | 0.00% | −507−2.9% | Reduced |
| IFP Advisors, Inc | 15,000 | $8.07K | 0.00% | 00.0% | Unchanged |
| Boothbay Fund Management, LLC | 14,510 | $7.81K | 0.00% | +510+3.6% | Added |
| Brown Advisory Inc | 14,500 | $7.80K | 0.00% | 00.0% | Unchanged |
| Balboa Wealth Partners | 12,000 | $6.46K | 0.00% | −200−1.6% | Reduced |
| Kestra Private Wealth Services, LLC | 10,500 | $5.65K | 0.00% | 00.0% | Unchanged |
| Bank of New York Mellon Corp | 10,462 | $5.63K | 0.00% | −20,147−65.8% | Reduced |
| United Capital Financial Advisers, LLC | 10,000 | $5.40K | 0.00% | +10,000 | New |
| Mariner, LLC | 10,000 | $5.38K | 0.00% | 00.0% | Unchanged |
| David R. Rahn & Associates Inc. | 10,000 | $5.38K | 0.00% | 00.0% | Unchanged |
| Mutual Advisors, LLC | 10,000 | $5.38K | 0.00% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 10,000 | $5.38K | 0.00% | +10,000 | New |
| Bank of America Corp | 7,831 | $4.21K | 0.00% | −63−0.8% | Reduced |
| Thurston, Springer, Miller, Herd & Titak, Inc. | 7,700 | $4.14K | 0.00% | +7,700 | New |
| Westside Investment Management, Inc. | 5,500 | $2.96K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 5,100 | $2.75K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 4,112 | $2.21K | 0.00% | +1,222+42.3% | Added |
| Wells Fargo & Company | 2,828 | $1.52K | 0.00% | +12+0.4% | Added |
| Huntington National Bank | 2,000 | $1.08K | 0.00% | 00.0% | Unchanged |
| Annis Gardner Whiting Capital Advisors, LLC | 2,000 | $1.08K | 0.00% | 00.0% | Unchanged |
| Principal Securities, Inc. | 1,100 | $592 | 0.00% | +1,100 | New |
| Lowe Wealth Advisors, LLC | 455 | $245 | 0.00% | 00.0% | Unchanged |
| HM Payson & Co | 300 | $162 | 0.00% | 00.0% | Unchanged |
| Godsey & Gibb Associates | 50 | $27 | 0.00% | +50 | New |
| Simplex Trading, LLC | 751 | $0 | 0.00% | +751 | New |
| Kanen Wealth Management LLC | 0 | $0 | 0.00% | −1,473,942−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −113,309−100.0% | Sold out |
| UBS Group AG | 0 | $0 | 0.00% | −74,397−100.0% | Sold out |
| Millennium Management LLC | 0 | $0 | 0.00% | −67,607−100.0% | Sold out |
| Sunesis Advisors, LLC | 0 | $0 | 0.00% | −50,000−100.0% | Sold out |
| Cetera Advisor Networks LLC | 0 | $0 | 0.00% | −43,000−100.0% | Sold out |
| XTX Topco Ltd | 0 | $0 | 0.00% | −33,387−100.0% | Sold out |
| GTS Securities LLC | 0 | $0 | 0.00% | −32,720−100.0% | Sold out |
| Charles Schwab Investment Management Inc | 0 | $0 | 0.00% | −23,651−100.0% | Sold out |
| Marathon Capital Management | 0 | $0 | 0.00% | −15,000−100.0% | Sold out |
| Two Sigma Securities, LLC | 0 | $0 | 0.00% | −11,947−100.0% | Sold out |
| Two Sigma Investments, LP | 0 | $0 | 0.00% | −11,600−100.0% | Sold out |
| Centaurus Financial, Inc. | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −5,000−100.0% | Sold out |
| National Bank of Canada | 0 | $0 | 0.00% | −650−100.0% | Sold out |