Aqua Metals, Inc.
AQMS- Exchange
- Nasdaq
- Industry
- Secondary Smelting & Refining of Nonferrous Metals
- SEC CIK
- 0001621832
No open-market purchases or sales by Aqua Metals, Inc. insiders were filed in the last 90 days; 31 institutions reported holding it in 13F filings for Q2 2026, worth $819.6K in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in Aqua Metals, Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 71
- +14 vs. Q2 2023
- Shares held
- 20.7M
- +5.74M (+38.2%) vs. Q2 2023
- Total value
- $23.4M
- +$5.85M (+33.3%) vs. Q2 2023
- New holders
- 19
- 18 more added
- Sold out
- 5
- 9 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AQMS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 31 | $819.6K |
| Q1 2026 | 34 | $926.6K |
| Q4 2025 | 33 | $884.3K |
| Q3 2025 | 28 | $1.03M |
| Q2 2025 | 31 | $425.6K |
| Q1 2025 | 28 | $2.30M |
| Q4 2024 | 32 | $2.41M |
| Q3 2024 | 55 | $3.30M |
| Q2 2024 | 62 | $5.93M |
| Q1 2024 | 65 | $11.5M |
| Q4 2023 | 73 | $15.2M |
| Q3 2023 | 71 | $23.4M |
| Q2 2023 | 57 | $17.6M |
| Q1 2023 | 59 | $15.1M |
| Q4 2022 | 57 | $17.4M |
| Q3 2022 | 55 | $9.26M |
| Q2 2022 | 58 | $9.73M |
| Q1 2022 | 62 | $18.5M |
| Q4 2021 | 66 | $17.1M |
| Q3 2021 | 61 | $27.1M |
| Q2 2021 | 69 | $38.3M |
| Q1 2021 | 71 | $57.9M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Aqua Metals, Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Vanguard Group Inc | 4,159,622 | $4.70M | 0.00% | +1,061,597+34.3% | Added |
| Baird Financial Group, Inc. | 4,125,010 | $4.66M | 0.01% | −363,049−8.1% | Reduced |
| Ieq Capital, LLC | 2,957,483 | $3.34M | 0.07% | +184,641+6.7% | Added |
| Kanen Wealth Management LLC | 1,468,425 | $1.66M | 1.28% | +1,000,000+213.5% | Added |
| BlackRock Inc. | 1,209,770 | $1.37M | 0.00% | +41,744+3.6% | Added |
| Russell Investments Group, Ltd. | 1,093,392 | $1.24M | 0.00% | +1,093,392 | New |
| Geode Capital Management, LLC | 960,370 | $1.09M | 0.00% | +160,977+20.1% | Added |
| AWM Investment Company, Inc. | 900,000 | $1.02M | 0.15% | +900,000 | New |
| Boston Partners | 618,665 | $699.1K | 0.00% | +524,888+559.7% | Added |
| Kestra Advisory Services, LLC | 561,250 | $634.2K | 0.01% | +527,708+1,573.3% | Added |
| Cambridge Investment Research Advisors, Inc. | 402,840 | $455.0K | 0.00% | −19,906−4.7% | Reduced |
| Goldman Sachs Group Inc | 291,796 | $329.7K | 0.00% | +279,896+2,352.1% | Added |
| State Street Corp | 250,234 | $282.8K | 0.00% | 00.0% | Unchanged |
| Northern Trust Corp | 197,824 | $223.5K | 0.00% | +76,246+62.7% | Added |
| Titleist Asset Management, LLC | 170,051 | $192.2K | 0.04% | +17,500+11.5% | Added |
| Susquehanna International Group, LLP | 101,339 | $114.5K | 0.00% | −5,750−5.4% | Reduced |
| Morgan Stanley | 74,397 | $84.1K | 0.00% | +22,493+43.3% | Added |
| Creative Planning | 65,800 | $74.4K | 0.00% | 00.0% | Unchanged |
| Price T Rowe Associates Inc | 59,700 | $68.0K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 58,555 | $66.2K | 0.00% | +27,403+88.0% | Added |
| Barclays PLC | 58,377 | $66.0K | 0.00% | +58,377 | New |
| Dorchester Wealth Management Co | 53,400 | $60.3K | 0.01% | +53,400 | New |
| Sunesis Advisors, LLC | 50,000 | $56.5K | 0.04% | +50,000 | New |
| Group One Trading, L.P. | 48,999 | $55.4K | 0.00% | +1,500+3.2% | Added |
| Quantum Private Wealth, LLC | 47,099 | $53.2K | 0.03% | 00.0% | Unchanged |
| Jump Financial, LLC | 46,150 | $52.1K | 0.00% | +46,150 | New |
| Cetera Advisor Networks LLC | 43,000 | $48.6K | 0.00% | 00.0% | Unchanged |
| Mariner, LLC | 42,720 | $48.3K | 0.00% | +42,720 | New |
| Merit Financial Group, LLC | 40,475 | $45.7K | 0.00% | +100+0.2% | Added |
| National Asset Management, Inc. | 34,100 | $38.5K | 0.00% | 00.0% | Unchanged |
| Wellington Shields & Co., LLC | 31,900 | $36.0K | 0.01% | 00.0% | Unchanged |
| LPL Financial LLC | 31,572 | $35.7K | 0.00% | +10,000+46.4% | Added |
| Bank of New York Mellon Corp | 30,609 | $34.6K | 0.00% | +10.0% | Added |
| Williams Jones Wealth Management, LLC. | 29,000 | $32.8K | 0.00% | 00.0% | Unchanged |
| Dimensional Fund Advisors LP | 25,774 | $29.1K | 0.00% | 00.0% | Unchanged |
| Wealth Enhancement Advisory Services, LLC | 24,553 | $27.7K | 0.00% | +24,553 | New |
| Qube Research & Technologies Ltd | 24,316 | $27.5K | 0.00% | +24,316 | New |
| Charles Schwab Investment Management Inc | 23,651 | $26.7K | 0.00% | 00.0% | Unchanged |
| Two Sigma Investments, LP | 21,600 | $24.4K | 0.00% | +21,600 | New |
| HighTower Advisors, LLC | 21,290 | $24.0K | 0.00% | −2,906−12.0% | Reduced |
| Commonwealth Equity Services, LLC | 21,397 | $24.0K | 0.00% | 00.0% | Unchanged |
| Werba Rubin Papier Wealth Management | 20,000 | $22.6K | 0.01% | 00.0% | Unchanged |
| Royal Bank of Canada | 17,265 | $20.0K | 0.00% | −2,033−10.5% | Reduced |
| HighMark Wealth Management LLC | 15,289 | $17.3K | 0.01% | 00.0% | Unchanged |
| IFP Advisors, Inc | 15,000 | $16.9K | 0.00% | 00.0% | Unchanged |
| Marathon Capital Management | 15,000 | $16.9K | 0.00% | −10,000−40.0% | Reduced |
| Royal Capital Wealth Management, LLC | 15,000 | $16.9K | 0.02% | −8,000−34.8% | Reduced |
| Brown Advisory Inc | 14,500 | $16.4K | 0.00% | 00.0% | Unchanged |
| Ledge Wealth Management, Inc. | 14,005 | $15.8K | 0.01% | 00.0% | Unchanged |
| Boothbay Fund Management, LLC | 14,000 | $15.8K | 0.00% | +14,000 | New |
| XTX Topco Ltd | 12,568 | $14.2K | 0.00% | +12,568 | New |
| Balboa Wealth Partners | 12,200 | $13.8K | 0.01% | 00.0% | Unchanged |
| Virtu Financial LLC | 10,462 | $12.0K | 0.00% | −55,920−84.2% | Reduced |
| Kestra Private Wealth Services, LLC | 10,500 | $11.9K | 0.00% | +10,500 | New |
| Wells Fargo & Company | 10,208 | $11.5K | 0.00% | +181+1.8% | Added |
| David R. Rahn & Associates Inc. | 10,000 | $11.3K | 0.01% | 00.0% | Unchanged |
| Mutual Advisors, LLC | 10,000 | $11.3K | 0.00% | 00.0% | Unchanged |
| Centaurus Financial, Inc. | 10,000 | $11.0K | 0.00% | +10,000 | New |
| Advisor Group Holdings, Inc. | 9,126 | $10.3K | 0.00% | +1,833+25.1% | Added |
| Bank of America Corp | 7,894 | $8.92K | 0.00% | −630−7.4% | Reduced |
| Westside Investment Management, Inc. | 5,500 | $6.21K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 3,800 | $4.29K | 0.00% | +3,800 | New |
| Harbour Investments, Inc. | 2,890 | $3.27K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | 2,000 | $2.26K | 0.00% | 00.0% | Unchanged |
| Annis Gardner Whiting Capital Advisors, LLC | 2,000 | $2.26K | 0.00% | +2,000 | New |
| US Bancorp | 800 | $904 | 0.00% | 00.0% | Unchanged |
| National Bank of Canada | 650 | $650 | 0.00% | +650 | New |
| Lowe Wealth Advisors, LLC | 455 | $514 | 0.00% | 00.0% | Unchanged |
| HM Payson & Co | 300 | $339 | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 253 | $286 | 0.00% | +253 | New |
| Citadel Advisors LLC | 218 | $246 | 0.00% | +218 | New |
| Millennium Management LLC | 0 | $0 | 0.00% | −41,868−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −22,422−100.0% | Sold out |
| Two Sigma Advisers, LP | 0 | $0 | 0.00% | −14,900−100.0% | Sold out |
| Two Sigma Securities, LLC | 0 | $0 | 0.00% | −12,757−100.0% | Sold out |
| World Equity Group, Inc. | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |