Aqua Metals, Inc.
AQMS- Exchange
- Nasdaq
- Industry
- Secondary Smelting & Refining of Nonferrous Metals
- SEC CIK
- 0001621832
No open-market purchases or sales by Aqua Metals, Inc. insiders were filed in the last 90 days; 31 institutions reported holding it in 13F filings for Q2 2026, worth $819.6K in total; no superinvestor holds it.
13F holders, Q1 2022
Institutional positions in Aqua Metals, Inc. as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 62
- −3 vs. Q4 2021
- Shares held
- 12.2M
- −1.67M (−12.0%) vs. Q4 2021
- Total value
- $18.5M
- +$1.43M (+8.3%) vs. Q4 2021
- New holders
- 5
- 15 more added
- Sold out
- 8
- 20 more reduced
1 institution that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AQMS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 31 | $819.6K |
| Q1 2026 | 34 | $926.6K |
| Q4 2025 | 33 | $884.3K |
| Q3 2025 | 28 | $1.03M |
| Q2 2025 | 31 | $425.6K |
| Q1 2025 | 28 | $2.30M |
| Q4 2024 | 32 | $2.41M |
| Q3 2024 | 55 | $3.30M |
| Q2 2024 | 62 | $5.93M |
| Q1 2024 | 65 | $11.5M |
| Q4 2023 | 73 | $15.2M |
| Q3 2023 | 71 | $23.4M |
| Q2 2023 | 57 | $17.6M |
| Q1 2023 | 59 | $15.1M |
| Q4 2022 | 57 | $17.4M |
| Q3 2022 | 55 | $9.26M |
| Q2 2022 | 58 | $9.73M |
| Q1 2022 | 62 | $18.5M |
| Q4 2021 | 66 | $17.1M |
| Q3 2021 | 61 | $27.1M |
| Q2 2021 | 69 | $38.3M |
| Q1 2021 | 71 | $57.9M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Aqua Metals, Inc.; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Baird Financial Group, Inc. | 3,784,878 | $5.71M | 0.01% | +384,871+11.3% | Added |
| Vanguard Group Inc | 2,334,562 | $3.52M | 0.00% | −434,310−15.7% | Reduced |
| Ieq Capital, LLC | 1,822,044 | $2.75M | 0.07% | +336,840+22.7% | Added |
| BlackRock Inc. | 1,198,749 | $1.81M | 0.00% | +4,181+0.4% | Added |
| Geode Capital Management, LLC | 646,753 | $976.0K | 0.00% | +71,255+12.4% | Added |
| Cambridge Investment Research Advisors, Inc. | 470,015 | $710.0K | 0.00% | +172,300+57.9% | Added |
| State Street Corp | 250,234 | $378.0K | 0.00% | +18,710+8.1% | Added |
| Millennium Management LLC | 170,967 | $258.0K | 0.00% | −258,968−60.2% | Reduced |
| Titleist Asset Management, Ltd. | 150,037 | $227.0K | 0.05% | +67,297+81.3% | Added |
| Northern Trust Corp | 124,673 | $188.0K | 0.00% | 00.0% | Unchanged |
| Group One Trading, L.P. | 100,357 | $152.0K | 0.00% | −357,776−78.1% | Reduced |
| Susquehanna International Group, LLP | 100,182 | $151.0K | 0.00% | −7,399−6.9% | Reduced |
| Price T Rowe Associates Inc | 90,500 | $137.0K | 0.00% | +61,200+208.9% | Added |
| Two Sigma Advisers, LP | 90,038 | $136.0K | 0.00% | −75,300−45.5% | Reduced |
| Morgan Stanley | 73,351 | $111.0K | 0.00% | −771,063−91.3% | Reduced |
| IFP Advisors, Inc | 30,000 | $100.0K | 0.00% | +15,000+100.0% | Added |
| AWM Investment Company, Inc. | 55,474 | $84.0K | 0.01% | 00.0% | Unchanged |
| Simplex Trading, LLC | 45,336 | $68.0K | 0.00% | −36,120−44.3% | Reduced |
| Cetera Advisor Networks LLC | 43,000 | $65.0K | 0.00% | 00.0% | Unchanged |
| Sigma Planning Corp | 40,690 | $61.0K | 0.00% | −355−0.9% | Reduced |
| National Asset Management, Inc. | 35,750 | $54.0K | 0.00% | 00.0% | Unchanged |
| Citadel Advisors LLC | 34,744 | $53.0K | 0.00% | −124,700−78.2% | Reduced |
| Marathon Capital Management | 35,000 | $53.0K | 0.02% | +15,000+75.0% | Added |
| Quantum Private Wealth, LLC | 33,449 | $50.0K | 0.02% | 00.0% | Unchanged |
| Wellington Shields & Co., LLC | 32,060 | $48.0K | 0.02% | 00.0% | Unchanged |
| Bank of New York Mellon Corp | 30,608 | $46.0K | 0.00% | 00.0% | Unchanged |
| Williams Jones Wealth Management, LLC. | 29,000 | $44.0K | 0.00% | 00.0% | Unchanged |
| Dimensional Fund Advisors LP | 25,774 | $39.0K | 0.00% | 00.0% | Unchanged |
| Two Sigma Securities, LLC | 25,114 | $38.0K | 0.01% | −3,634−12.6% | Reduced |
| Charles Schwab Investment Management Inc | 23,651 | $36.0K | 0.00% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 23,676 | $36.0K | 0.00% | +4,106+21.0% | Added |
| Royal Capital Wealth Management, LLC | 23,000 | $35.0K | 0.03% | 00.0% | Unchanged |
| Creative Planning | 21,792 | $33.0K | 0.00% | 00.0% | Unchanged |
| White Pine Capital LLC | 22,000 | $33.0K | 0.01% | +3,000+15.8% | Added |
| Royal Bank of Canada | 17,565 | $26.0K | 0.00% | −9,950−36.2% | Reduced |
| Bank of America Corp | 17,235 | $26.0K | 0.00% | +16,664+2,918.4% | Added |
| HighMark Wealth Management LLC | 15,785 | $24.0K | 0.02% | −1,159−6.8% | Reduced |
| Gsa Capital Partners LLP | 14,337 | $22.0K | 0.00% | −36,140−71.6% | Reduced |
| Brown Advisory Inc | 14,500 | $22.0K | 0.00% | 00.0% | Unchanged |
| Ledge Wealth Management, Inc. | 14,005 | $21.0K | 0.01% | +14,005 | New |
| Wolverine Trading, LLC | 13,814 | $20.0K | 0.00% | −24,617−64.1% | Reduced |
| LPL Financial LLC | 13,382 | $20.0K | 0.00% | −1,600−10.7% | Reduced |
| Goldman Sachs Group Inc | 12,815 | $19.0K | 0.00% | −42,099−76.7% | Reduced |
| XTX Topco Ltd | 11,341 | $17.0K | 0.01% | −1,810−13.8% | Reduced |
| Commonwealth Equity Services, LLC | 11,197 | $16.0K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 9,960 | $15.0K | 0.00% | +32+0.3% | Added |
| Mutual Advisors, LLC | 10,000 | $15.0K | 0.00% | +10,000 | New |
| David R. Rahn & Associates Inc. | 10,000 | $10.0K | 0.00% | 00.0% | Unchanged |
| Westside Investment Management, Inc. | 5,500 | $8.00K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 5,560 | $8.00K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 4,723 | $7.00K | 0.00% | −6,659−58.5% | Reduced |
| Steward Partners Investment Advisory, LLC | 4,796 | $7.00K | 0.00% | +4,696+4,696.0% | Added |
| American Portfolios Advisors | 4,200 | $6.34K | 0.00% | 00.0% | Unchanged |
| Wellington Shields Capital Management, LLC | 3,000 | $5.00K | 0.00% | +3,000 | New |
| Advisor Group Holdings, Inc. | 2,913 | $4.00K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 1,875 | $3.00K | 0.00% | −95,344−98.1% | Reduced |
| Huntington National Bank | 2,000 | $3.00K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 1,050 | $2.00K | 0.00% | +1,050 | New |
| US Bancorp | 800 | $1.00K | 0.00% | 00.0% | Unchanged |
| Cutler Group LP | 56 | $0 | 0.00% | −6,752−99.2% | Reduced |
| HM Payson & Co | 300 | $0 | 0.00% | 00.0% | Unchanged |
| Trustcore Financial Services, LLC | 100 | $0 | 0.00% | +100 | New |
| BNP Paribas Arbitrage, SA | 0 | $0 | 0.00% | −211,714−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −117,484−100.0% | Sold out |
| Two Sigma Investments, LP | 0 | $0 | 0.00% | −80,425−100.0% | Sold out |
| Prescott Group Capital Management, L.L.C. | 0 | $0 | 0.00% | −80,000−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −52,519−100.0% | Sold out |
| Walleye Capital LLC | 0 | $0 | 0.00% | −11,073−100.0% | Sold out |
| Barclays PLC | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Tri-Star Advisors Inc. | 0 | $0 | 0.00% | −10,212−100.0% | Sold out |
| Harbour Investments, Inc. | – | – | – | – | Not filed |