Aqua Metals, Inc.
AQMS- Exchange
- Nasdaq
- Industry
- Secondary Smelting & Refining of Nonferrous Metals
- SEC CIK
- 0001621832
No open-market purchases or sales by Aqua Metals, Inc. insiders were filed in the last 90 days; 31 institutions reported holding it in 13F filings for Q2 2026, worth $819.6K in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in Aqua Metals, Inc. as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 73
- +2 vs. Q3 2023
- Shares held
- 21.2M
- +426.5K (+2.1%) vs. Q3 2023
- Total value
- $15.2M
- −$8.19M (−34.9%) vs. Q3 2023
- New holders
- 8
- 17 more added
- Sold out
- 6
- 12 more reduced
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AQMS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 31 | $819.6K |
| Q1 2026 | 34 | $926.6K |
| Q4 2025 | 33 | $884.3K |
| Q3 2025 | 28 | $1.03M |
| Q2 2025 | 31 | $425.6K |
| Q1 2025 | 28 | $2.30M |
| Q4 2024 | 32 | $2.41M |
| Q3 2024 | 55 | $3.30M |
| Q2 2024 | 62 | $5.93M |
| Q1 2024 | 65 | $11.5M |
| Q4 2023 | 73 | $15.2M |
| Q3 2023 | 71 | $23.4M |
| Q2 2023 | 57 | $17.6M |
| Q1 2023 | 59 | $15.1M |
| Q4 2022 | 57 | $17.4M |
| Q3 2022 | 55 | $9.26M |
| Q2 2022 | 58 | $9.73M |
| Q1 2022 | 62 | $18.5M |
| Q4 2021 | 66 | $17.1M |
| Q3 2021 | 61 | $27.1M |
| Q2 2021 | 69 | $38.3M |
| Q1 2021 | 71 | $57.9M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Aqua Metals, Inc.; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Vanguard Group Inc | 4,206,085 | $3.20M | 0.00% | +46,463+1.1% | Added |
| Baird Financial Group, Inc. | 3,948,627 | $3.00M | 0.01% | −176,383−4.3% | Reduced |
| Ieq Capital, LLC | 2,957,483 | $2.25M | 0.04% | 00.0% | Unchanged |
| Russell Investments Group, Ltd. | 1,444,567 | $1.10M | 0.00% | +351,175+32.1% | Added |
| BlackRock Inc. | 1,215,629 | $923.9K | 0.00% | +5,859+0.5% | Added |
| Geode Capital Management, LLC | 1,023,303 | $777.9K | 0.00% | +62,933+6.6% | Added |
| AWM Investment Company, Inc. | 900,000 | $684.0K | 0.09% | 00.0% | Unchanged |
| Boston Partners | 530,890 | $403.5K | 0.00% | −87,775−14.2% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 379,840 | $289.0K | 0.00% | −23,000−5.7% | Reduced |
| Kanen Wealth Management LLC | 1,473,942 | $278.8K | 0.20% | +5,517+0.4% | Added |
| Kestra Advisory Services, LLC | 364,592 | $277.1K | 0.00% | −196,658−35.0% | Reduced |
| Goldman Sachs Group Inc | 291,384 | $221.5K | 0.00% | −412−0.1% | Reduced |
| State Street Corp | 250,234 | $190.2K | 0.00% | 00.0% | Unchanged |
| Qube Research & Technologies Ltd | 234,602 | $178.3K | 0.00% | +210,286+864.8% | Added |
| Northern Trust Corp | 197,824 | $150.3K | 0.00% | 00.0% | Unchanged |
| Titleist Asset Management, LLC | 170,551 | $129.6K | 0.02% | +500+0.3% | Added |
| Susquehanna International Group, LLP | 113,309 | $86.1K | 0.00% | +11,970+11.8% | Added |
| Squarepoint Ops LLC | 99,169 | $75.4K | 0.00% | +99,169 | New |
| UBS Group AG | 74,397 | $56.5K | 0.00% | +15,842+27.1% | Added |
| Millennium Management LLC | 67,607 | $51.4K | 0.00% | +67,607 | New |
| Creative Planning | 65,900 | $50.1K | 0.00% | +100+0.2% | Added |
| Morgan Stanley | 65,251 | $49.6K | 0.00% | −9,146−12.3% | Reduced |
| Price T Rowe Associates Inc | 59,700 | $46.0K | 0.00% | 00.0% | Unchanged |
| Dorchester Wealth Management Co | 53,400 | $40.6K | 0.01% | 00.0% | Unchanged |
| Sunesis Advisors, LLC | 50,000 | $38.0K | 0.02% | 00.0% | Unchanged |
| Group One Trading, L.P. | 48,299 | $36.7K | 0.00% | −700−1.4% | Reduced |
| Quantum Private Wealth, LLC | 47,099 | $35.8K | 0.01% | 00.0% | Unchanged |
| Jane Street Group, LLC | 46,428 | $35.3K | 0.00% | +46,428 | New |
| LPL Financial LLC | 45,172 | $34.3K | 0.00% | +13,600+43.1% | Added |
| Cetera Advisor Networks LLC | 43,000 | $32.7K | 0.00% | 00.0% | Unchanged |
| Wealth Enhancement Advisory Services, LLC | 39,783 | $30.2K | 0.00% | +15,230+62.0% | Added |
| Merit Financial Group, LLC | 35,200 | $26.8K | 0.00% | −5,275−13.0% | Reduced |
| National Asset Management, Inc. | 34,100 | $25.9K | 0.00% | 00.0% | Unchanged |
| XTX Topco Ltd | 33,387 | $25.4K | 0.01% | +20,819+165.7% | Added |
| GTS Securities LLC | 32,720 | $24.9K | 0.00% | +32,720 | New |
| Wellington Shields & Co., LLC | 31,900 | $24.2K | 0.01% | 00.0% | Unchanged |
| Bank of New York Mellon Corp | 30,609 | $23.3K | 0.00% | 00.0% | Unchanged |
| Williams Jones Wealth Management, LLC. | 29,000 | $22.0K | 0.00% | 00.0% | Unchanged |
| Skandinaviska Enskilda Banken AB (publ) | 27,700 | $21.5K | 0.00% | +27,700 | New |
| Dimensional Fund Advisors LP | 25,774 | $19.6K | 0.00% | 00.0% | Unchanged |
| Continuum Advisory, LLC | 25,693 | $19.5K | 0.00% | +25,693 | New |
| Charles Schwab Investment Management Inc | 23,651 | $18.0K | 0.00% | 00.0% | Unchanged |
| Citadel Advisors LLC | 22,682 | $17.2K | 0.00% | +22,464+10,304.6% | Added |
| Commonwealth Equity Services, LLC | 21,397 | $16.0K | 0.00% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 21,290 | $16.0K | 0.00% | 00.0% | Unchanged |
| Werba Rubin Papier Wealth Management | 20,000 | $15.2K | 0.01% | 00.0% | Unchanged |
| Royal Bank of Canada | 17,772 | $13.0K | 0.00% | +507+2.9% | Added |
| Virtu Financial LLC | 17,708 | $13.0K | 0.00% | +7,246+69.3% | Added |
| HighMark Wealth Management LLC | 15,289 | $11.6K | 0.01% | 00.0% | Unchanged |
| Marathon Capital Management | 15,000 | $11.4K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 15,000 | $11.4K | 0.00% | 00.0% | Unchanged |
| Brown Advisory Inc | 14,500 | $11.0K | 0.00% | 00.0% | Unchanged |
| Boothbay Fund Management, LLC | 14,000 | $10.6K | 0.00% | 00.0% | Unchanged |
| Balboa Wealth Partners | 12,200 | $9.27K | 0.00% | 00.0% | Unchanged |
| Two Sigma Securities, LLC | 11,947 | $9.08K | 0.00% | +11,947 | New |
| Two Sigma Investments, LP | 11,600 | $8.82K | 0.00% | −10,000−46.3% | Reduced |
| Tower Research Capital LLC (TRC) | 11,586 | $8.80K | 0.00% | +7,786+204.9% | Added |
| Centaurus Financial, Inc. | 10,000 | $8.00K | 0.00% | 00.0% | Unchanged |
| Kestra Private Wealth Services, LLC | 10,500 | $7.98K | 0.00% | 00.0% | Unchanged |
| Mariner, LLC | 10,000 | $7.60K | 0.00% | −32,720−76.6% | Reduced |
| David R. Rahn & Associates Inc. | 10,000 | $7.60K | 0.00% | 00.0% | Unchanged |
| Mutual Advisors, LLC | 10,000 | $7.60K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 7,894 | $6.00K | 0.00% | 00.0% | Unchanged |
| Westside Investment Management, Inc. | 5,500 | $4.18K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 5,100 | $3.88K | 0.00% | −4,026−44.1% | Reduced |
| Advisory Services Network, LLC | 5,000 | $3.80K | 0.00% | +5,000 | New |
| Harbour Investments, Inc. | 2,890 | $2.20K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 2,816 | $2.14K | 0.00% | −7,392−72.4% | Reduced |
| Huntington National Bank | 2,000 | $1.52K | 0.00% | 00.0% | Unchanged |
| Annis Gardner Whiting Capital Advisors, LLC | 2,000 | $1.52K | 0.00% | 00.0% | Unchanged |
| National Bank of Canada | 650 | $493 | 0.00% | 00.0% | Unchanged |
| Lowe Wealth Advisors, LLC | 455 | $346 | 0.00% | 00.0% | Unchanged |
| HM Payson & Co | 300 | $228 | 0.00% | 00.0% | Unchanged |
| Barclays PLC | 0 | $0 | 0.00% | −58,377−100.0% | Sold out |
| Jump Financial, LLC | 0 | $0 | 0.00% | −46,150−100.0% | Sold out |
| Royal Capital Wealth Management, LLC | 0 | $0 | 0.00% | −15,000−100.0% | Sold out |
| Ledge Wealth Management, Inc. | 0 | $0 | 0.00% | −14,005−100.0% | Sold out |
| US Bancorp | 0 | $0 | 0.00% | −800−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −253−100.0% | Sold out |