Aqua Metals, Inc.
AQMS- Exchange
- Nasdaq
- Industry
- Secondary Smelting & Refining of Nonferrous Metals
- SEC CIK
- 0001621832
No open-market purchases or sales by Aqua Metals, Inc. insiders were filed in the last 90 days; 31 institutions reported holding it in 13F filings for Q2 2026, worth $819.6K in total; no superinvestor holds it.
13F holders, Q2 2021
Institutional positions in Aqua Metals, Inc. as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 69
- −2 vs. Q1 2021
- Shares held
- 12.8M
- −1.53M (−10.7%) vs. Q1 2021
- Total value
- $38.3M
- −$19.6M (−33.9%) vs. Q1 2021
- New holders
- 14
- 27 more added
- Sold out
- 16
- 13 more reduced
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AQMS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 31 | $819.6K |
| Q1 2026 | 34 | $926.6K |
| Q4 2025 | 33 | $884.3K |
| Q3 2025 | 28 | $1.03M |
| Q2 2025 | 31 | $425.6K |
| Q1 2025 | 28 | $2.30M |
| Q4 2024 | 32 | $2.41M |
| Q3 2024 | 55 | $3.30M |
| Q2 2024 | 62 | $5.93M |
| Q1 2024 | 65 | $11.5M |
| Q4 2023 | 73 | $15.2M |
| Q3 2023 | 71 | $23.4M |
| Q2 2023 | 57 | $17.6M |
| Q1 2023 | 59 | $15.1M |
| Q4 2022 | 57 | $17.4M |
| Q3 2022 | 55 | $9.26M |
| Q2 2022 | 58 | $9.73M |
| Q1 2022 | 62 | $18.5M |
| Q4 2021 | 66 | $17.1M |
| Q3 2021 | 61 | $27.1M |
| Q2 2021 | 69 | $38.3M |
| Q1 2021 | 71 | $57.9M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Aqua Metals, Inc.; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Vanguard Group Inc | 2,861,041 | $8.58M | 0.00% | +56,733+2.0% | Added |
| Baird Financial Group, Inc. | 2,534,549 | $7.60M | 0.02% | +214,230+9.2% | Added |
| Ieq Capital, LLC | 1,217,063 | $3.65M | 0.11% | +122,340+11.2% | Added |
| BlackRock Inc. | 1,208,643 | $3.63M | 0.00% | +27,855+2.4% | Added |
| Susquehanna International Group, LLP | 629,501 | $1.89M | 0.00% | −189,305−23.1% | Reduced |
| Geode Capital Management, LLC | 569,482 | $1.71M | 0.00% | +28,575+5.3% | Added |
| Millennium Management LLC | 478,910 | $1.44M | 0.00% | −271,055−36.1% | Reduced |
| Group One Trading, L.P. | 360,650 | $1.08M | 0.02% | +283,804+369.3% | Added |
| Deutsche Bank AG | 314,104 | $942.0K | 0.00% | +180,591+135.3% | Added |
| State Street Corp | 231,524 | $695.0K | 0.00% | +200,824+654.1% | Added |
| Cambridge Investment Research Advisors, Inc. | 230,065 | $690.0K | 0.00% | −80,950−26.0% | Reduced |
| Citadel Advisors LLC | 168,110 | $504.0K | 0.00% | +16,570+10.9% | Added |
| Northern Trust Corp | 141,459 | $424.0K | 0.00% | −9,634−6.4% | Reduced |
| Gsa Capital Partners LLP | 135,755 | $407.0K | 0.05% | +135,755 | New |
| Golden Green, Inc. | 114,625 | $344.0K | 0.26% | +23,274+25.5% | Added |
| Jump Financial, LLC | 101,300 | $304.0K | 0.03% | −25,714−20.2% | Reduced |
| HRT Financial LP | 93,358 | $280.0K | 0.00% | −62,444−40.1% | Reduced |
| Tibra Equities Europe Ltd | 90,000 | $270.0K | 0.08% | +90,000 | New |
| Jane Street Group, LLC | 83,534 | $251.0K | 0.00% | −14,471−14.8% | Reduced |
| UBS Group AG | 83,676 | $251.0K | 0.00% | +27,972+50.2% | Added |
| Morgan Stanley | 76,961 | $231.0K | 0.00% | −546,265−87.7% | Reduced |
| Simplex Trading, LLC | 76,589 | $229.0K | 0.01% | +54,447+245.9% | Added |
| Price T Rowe Associates Inc | 61,700 | $185.0K | 0.00% | +16,500+36.5% | Added |
| Wolverine Trading, LLC | 57,967 | $172.0K | 0.00% | +40,821+238.1% | Added |
| AWM Investment Company, Inc. | 55,474 | $166.0K | 0.02% | 00.0% | Unchanged |
| Paloma Partners Management Co | 50,349 | $151.0K | 0.00% | +50,349 | New |
| National Asset Management, Inc. | 50,000 | $150.0K | 0.00% | +3,000+6.4% | Added |
| Ergoteles LLC | 49,726 | $149.0K | 0.00% | +49,726 | New |
| Squarepoint Ops LLC | 46,751 | $140.0K | 0.00% | +46,751 | New |
| Cetera Advisor Networks LLC | 43,000 | $129.0K | 0.00% | +10,000+30.3% | Added |
| Sigma Planning Corp | 41,250 | $124.0K | 0.00% | +750+1.9% | Added |
| Goldman Sachs Group Inc | 36,705 | $110.0K | 0.00% | −253,795−87.4% | Reduced |
| XTX Topco Ltd | 35,318 | $106.0K | 0.04% | +35,318 | New |
| Wellington Shields & Co., LLC | 32,060 | $96.0K | 0.03% | 00.0% | Unchanged |
| Bank of New York Mellon Corp | 30,608 | $92.0K | 0.00% | 00.0% | Unchanged |
| Williams Jones Wealth Management, LLC. | 29,000 | $87.0K | 0.00% | +5,000+20.8% | Added |
| Dimensional Fund Advisors LP | 25,913 | $78.0K | 0.00% | −16,468−38.9% | Reduced |
| IPG Investment Advisors LLC | 25,000 | $75.0K | 0.02% | +25,000 | New |
| Charles Schwab Investment Management Inc | 23,651 | $71.0K | 0.00% | 00.0% | Unchanged |
| White Pine Capital LLC | 28,000 | $65.0K | 0.02% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 19,570 | $60.0K | 0.00% | 00.0% | Unchanged |
| HighMark Wealth Management LLC | 18,915 | $57.0K | 0.04% | −1,264−6.3% | Reduced |
| Virtu Financial LLC | 17,904 | $54.0K | 0.01% | +17,904 | New |
| Royal Bank of Canada | 17,577 | $53.0K | 0.00% | +312+1.8% | Added |
| Commonwealth Equity Services, LLC | 17,397 | $52.0K | 0.00% | +500+3.0% | Added |
| ExodusPoint Capital Management, LP | 16,677 | $50.0K | 0.00% | −70,352−80.8% | Reduced |
| LPL Financial LLC | 15,382 | $46.0K | 0.00% | +15,382 | New |
| IFP Advisors, Inc | 15,000 | $45.0K | 0.00% | 00.0% | Unchanged |
| Marathon Capital Management | 15,000 | $45.0K | 0.01% | +2,500+20.0% | Added |
| Brown Advisory Inc | 14,500 | $43.0K | 0.00% | 00.0% | Unchanged |
| Cutler Group LP | 12,616 | $37.0K | 0.00% | +12,116+2,423.2% | Added |
| Tower Research Capital LLC (TRC) | 10,574 | $32.0K | 0.00% | +10,574 | New |
| Brewin Dolphin Ltd | 10,000 | $30.0K | 0.00% | 00.0% | Unchanged |
| Credit Suisse AG | 10,000 | $30.0K | 0.00% | +10,000 | New |
| Wells Fargo & Company | 8,938 | $27.0K | 0.00% | +1,003+12.6% | Added |
| Bank of America Corp | 6,939 | $21.0K | 0.00% | +6,406+1,201.9% | Added |
| Spire Wealth Management | 5,800 | $17.0K | 0.00% | −1,000−14.7% | Reduced |
| American Portfolios Advisors | 4,200 | $12.6K | 0.00% | 00.0% | Unchanged |
| Westside Investment Management, Inc. | 4,000 | $12.0K | 0.00% | +1,000+33.3% | Added |
| Advisory Services Network, LLC | 3,148 | $9.00K | 0.00% | +3,148 | New |
| Banque Cantonale Vaudoise | 3,000 | $9.00K | 0.00% | +3,000 | New |
| Geneos Wealth Management Inc. | 2,780 | $7.00K | 0.00% | 00.0% | Unchanged |
| FMR LLC | 2,000 | $6.00K | 0.00% | 00.0% | Unchanged |
| Firestone Capital Management | 1,900 | $6.00K | 0.00% | +1,000+111.1% | Added |
| Advisor Group Holdings, Inc. | 850 | $3.00K | 0.00% | 00.0% | Unchanged |
| First Manhattan Co | 1,000 | $3.00K | 0.00% | +1,000 | New |
| Harbour Investments, Inc. | 500 | $2.00K | 0.00% | 00.0% | Unchanged |
| HM Payson & Co | 300 | $1.00K | 0.00% | 00.0% | Unchanged |
| O'Shaughnessy Asset Management, LLC | 222 | $1.00K | 0.00% | +13+6.2% | Added |
| Invesco Ltd. | 0 | $0 | 0.00% | −1,281,050−100.0% | Sold out |
| Two Sigma Investments, LP | 0 | $0 | 0.00% | −148,286−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −128,834−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −43,384−100.0% | Sold out |
| Oppenheimer & Co Inc | 0 | $0 | 0.00% | −41,284−100.0% | Sold out |
| LMR Partners LLP | 0 | $0 | 0.00% | −40,797−100.0% | Sold out |
| Barclays PLC | 0 | $0 | 0.00% | −29,699−100.0% | Sold out |
| Kingsview Wealth Management, LLC | 0 | $0 | 0.00% | −28,100−100.0% | Sold out |
| Jefferies Group LLC | 0 | $0 | 0.00% | −15,700−100.0% | Sold out |
| Capstone Investment Advisors, LLC | 0 | $0 | 0.00% | −15,161−100.0% | Sold out |
| Stifel Financial Corp | 0 | $0 | 0.00% | −11,061−100.0% | Sold out |
| QCM Cayman, Ltd. | 0 | $0 | 0.00% | −10,826−100.0% | Sold out |
| Engineers Gate Manager LP | 0 | $0 | 0.00% | −10,600−100.0% | Sold out |
| Victory Capital Management Inc | 0 | $0 | 0.00% | −10,035−100.0% | Sold out |
| Sowell Financial Services LLC | 0 | $0 | 0.00% | −2,020−100.0% | Sold out |
| Johnson Financial Group, Inc. | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |