Aqua Metals, Inc.
AQMS- Exchange
- Nasdaq
- Industry
- Secondary Smelting & Refining of Nonferrous Metals
- SEC CIK
- 0001621832
No open-market purchases or sales by Aqua Metals, Inc. insiders were filed in the last 90 days; 31 institutions reported holding it in 13F filings for Q2 2026, worth $819.6K in total; no superinvestor holds it.
13F holders, Q2 2021
Institutional positions in Aqua Metals, Inc. as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 69
- −2 vs. Q1 2021
- Shares held
- 12.8M
- −1.53M (−10.7%) vs. Q1 2021
- Total value
- $38.3M
- −$19.6M (−33.9%) vs. Q1 2021
- New holders
- 14
- 27 more added
- Sold out
- 16
- 13 more reduced
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AQMS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 31 | $819.6K |
| Q1 2026 | 34 | $926.6K |
| Q4 2025 | 33 | $884.3K |
| Q3 2025 | 28 | $1.03M |
| Q2 2025 | 31 | $425.6K |
| Q1 2025 | 28 | $2.30M |
| Q4 2024 | 32 | $2.41M |
| Q3 2024 | 55 | $3.30M |
| Q2 2024 | 62 | $5.93M |
| Q1 2024 | 65 | $11.5M |
| Q4 2023 | 73 | $15.2M |
| Q3 2023 | 71 | $23.4M |
| Q2 2023 | 57 | $17.6M |
| Q1 2023 | 59 | $15.1M |
| Q4 2022 | 57 | $17.4M |
| Q3 2022 | 55 | $9.26M |
| Q2 2022 | 58 | $9.73M |
| Q1 2022 | 62 | $18.5M |
| Q4 2021 | 66 | $17.1M |
| Q3 2021 | 61 | $27.1M |
| Q2 2021 | 69 | $38.3M |
| Q1 2021 | 71 | $57.9M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Aqua Metals, Inc.; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| HM Payson & Co | 300 | $1.00K | 0.00% | 00.0% | Unchanged |
| O'Shaughnessy Asset Management, LLC | 222 | $1.00K | 0.00% | +13+6.2% | Added |
| Harbour Investments, Inc. | 500 | $2.00K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 850 | $3.00K | 0.00% | 00.0% | Unchanged |
| First Manhattan Co | 1,000 | $3.00K | 0.00% | +1,000 | New |
| FMR LLC | 2,000 | $6.00K | 0.00% | 00.0% | Unchanged |
| Firestone Capital Management | 1,900 | $6.00K | 0.00% | +1,000+111.1% | Added |
| Geneos Wealth Management Inc. | 2,780 | $7.00K | 0.00% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 3,148 | $9.00K | 0.00% | +3,148 | New |
| Banque Cantonale Vaudoise | 3,000 | $9.00K | 0.00% | +3,000 | New |
| Westside Investment Management, Inc. | 4,000 | $12.0K | 0.00% | +1,000+33.3% | Added |
| American Portfolios Advisors | 4,200 | $12.6K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 5,800 | $17.0K | 0.00% | −1,000−14.7% | Reduced |
| Bank of America Corp | 6,939 | $21.0K | 0.00% | +6,406+1,201.9% | Added |
| Wells Fargo & Company | 8,938 | $27.0K | 0.00% | +1,003+12.6% | Added |
| Brewin Dolphin Ltd | 10,000 | $30.0K | 0.00% | 00.0% | Unchanged |
| Credit Suisse AG | 10,000 | $30.0K | 0.00% | +10,000 | New |
| Tower Research Capital LLC (TRC) | 10,574 | $32.0K | 0.00% | +10,574 | New |
| Cutler Group LP | 12,616 | $37.0K | 0.00% | +12,116+2,423.2% | Added |
| Brown Advisory Inc | 14,500 | $43.0K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 15,000 | $45.0K | 0.00% | 00.0% | Unchanged |
| Marathon Capital Management | 15,000 | $45.0K | 0.01% | +2,500+20.0% | Added |
| LPL Financial LLC | 15,382 | $46.0K | 0.00% | +15,382 | New |
| ExodusPoint Capital Management, LP | 16,677 | $50.0K | 0.00% | −70,352−80.8% | Reduced |
| Commonwealth Equity Services, LLC | 17,397 | $52.0K | 0.00% | +500+3.0% | Added |
| Royal Bank of Canada | 17,577 | $53.0K | 0.00% | +312+1.8% | Added |
| Virtu Financial LLC | 17,904 | $54.0K | 0.01% | +17,904 | New |
| HighMark Wealth Management LLC | 18,915 | $57.0K | 0.04% | −1,264−6.3% | Reduced |
| HighTower Advisors, LLC | 19,570 | $60.0K | 0.00% | 00.0% | Unchanged |
| White Pine Capital LLC | 28,000 | $65.0K | 0.02% | 00.0% | Unchanged |
| Charles Schwab Investment Management Inc | 23,651 | $71.0K | 0.00% | 00.0% | Unchanged |
| IPG Investment Advisors LLC | 25,000 | $75.0K | 0.02% | +25,000 | New |
| Dimensional Fund Advisors LP | 25,913 | $78.0K | 0.00% | −16,468−38.9% | Reduced |
| Williams Jones Wealth Management, LLC. | 29,000 | $87.0K | 0.00% | +5,000+20.8% | Added |
| Bank of New York Mellon Corp | 30,608 | $92.0K | 0.00% | 00.0% | Unchanged |
| Wellington Shields & Co., LLC | 32,060 | $96.0K | 0.03% | 00.0% | Unchanged |
| XTX Topco Ltd | 35,318 | $106.0K | 0.04% | +35,318 | New |
| Goldman Sachs Group Inc | 36,705 | $110.0K | 0.00% | −253,795−87.4% | Reduced |
| Sigma Planning Corp | 41,250 | $124.0K | 0.00% | +750+1.9% | Added |
| Cetera Advisor Networks LLC | 43,000 | $129.0K | 0.00% | +10,000+30.3% | Added |
| Squarepoint Ops LLC | 46,751 | $140.0K | 0.00% | +46,751 | New |
| Ergoteles LLC | 49,726 | $149.0K | 0.00% | +49,726 | New |
| National Asset Management, Inc. | 50,000 | $150.0K | 0.00% | +3,000+6.4% | Added |
| Paloma Partners Management Co | 50,349 | $151.0K | 0.00% | +50,349 | New |
| AWM Investment Company, Inc. | 55,474 | $166.0K | 0.02% | 00.0% | Unchanged |
| Wolverine Trading, LLC | 57,967 | $172.0K | 0.00% | +40,821+238.1% | Added |
| Price T Rowe Associates Inc | 61,700 | $185.0K | 0.00% | +16,500+36.5% | Added |
| Simplex Trading, LLC | 76,589 | $229.0K | 0.01% | +54,447+245.9% | Added |
| Morgan Stanley | 76,961 | $231.0K | 0.00% | −546,265−87.7% | Reduced |
| Jane Street Group, LLC | 83,534 | $251.0K | 0.00% | −14,471−14.8% | Reduced |
| UBS Group AG | 83,676 | $251.0K | 0.00% | +27,972+50.2% | Added |
| Tibra Equities Europe Ltd | 90,000 | $270.0K | 0.08% | +90,000 | New |
| HRT Financial LP | 93,358 | $280.0K | 0.00% | −62,444−40.1% | Reduced |
| Jump Financial, LLC | 101,300 | $304.0K | 0.03% | −25,714−20.2% | Reduced |
| Golden Green, Inc. | 114,625 | $344.0K | 0.26% | +23,274+25.5% | Added |
| Gsa Capital Partners LLP | 135,755 | $407.0K | 0.05% | +135,755 | New |
| Northern Trust Corp | 141,459 | $424.0K | 0.00% | −9,634−6.4% | Reduced |
| Citadel Advisors LLC | 168,110 | $504.0K | 0.00% | +16,570+10.9% | Added |
| Cambridge Investment Research Advisors, Inc. | 230,065 | $690.0K | 0.00% | −80,950−26.0% | Reduced |
| State Street Corp | 231,524 | $695.0K | 0.00% | +200,824+654.1% | Added |
| Deutsche Bank AG | 314,104 | $942.0K | 0.00% | +180,591+135.3% | Added |
| Group One Trading, L.P. | 360,650 | $1.08M | 0.02% | +283,804+369.3% | Added |
| Millennium Management LLC | 478,910 | $1.44M | 0.00% | −271,055−36.1% | Reduced |
| Geode Capital Management, LLC | 569,482 | $1.71M | 0.00% | +28,575+5.3% | Added |
| Susquehanna International Group, LLP | 629,501 | $1.89M | 0.00% | −189,305−23.1% | Reduced |
| BlackRock Inc. | 1,208,643 | $3.63M | 0.00% | +27,855+2.4% | Added |
| Ieq Capital, LLC | 1,217,063 | $3.65M | 0.11% | +122,340+11.2% | Added |
| Baird Financial Group, Inc. | 2,534,549 | $7.60M | 0.02% | +214,230+9.2% | Added |
| Vanguard Group Inc | 2,861,041 | $8.58M | 0.00% | +56,733+2.0% | Added |
| Invesco Ltd. | 0 | $0 | 0.00% | −1,281,050−100.0% | Sold out |
| Two Sigma Investments, LP | 0 | $0 | 0.00% | −148,286−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −128,834−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −43,384−100.0% | Sold out |
| Oppenheimer & Co Inc | 0 | $0 | 0.00% | −41,284−100.0% | Sold out |
| LMR Partners LLP | 0 | $0 | 0.00% | −40,797−100.0% | Sold out |
| Barclays PLC | 0 | $0 | 0.00% | −29,699−100.0% | Sold out |
| Kingsview Wealth Management, LLC | 0 | $0 | 0.00% | −28,100−100.0% | Sold out |
| Jefferies Group LLC | 0 | $0 | 0.00% | −15,700−100.0% | Sold out |
| Capstone Investment Advisors, LLC | 0 | $0 | 0.00% | −15,161−100.0% | Sold out |
| Stifel Financial Corp | 0 | $0 | 0.00% | −11,061−100.0% | Sold out |
| QCM Cayman, Ltd. | 0 | $0 | 0.00% | −10,826−100.0% | Sold out |
| Engineers Gate Manager LP | 0 | $0 | 0.00% | −10,600−100.0% | Sold out |
| Victory Capital Management Inc | 0 | $0 | 0.00% | −10,035−100.0% | Sold out |
| Sowell Financial Services LLC | 0 | $0 | 0.00% | −2,020−100.0% | Sold out |
| Johnson Financial Group, Inc. | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |