Aqua Metals, Inc.
AQMS- Exchange
- Nasdaq
- Industry
- Secondary Smelting & Refining of Nonferrous Metals
- SEC CIK
- 0001621832
No open-market purchases or sales by Aqua Metals, Inc. insiders were filed in the last 90 days; 31 institutions reported holding it in 13F filings for Q2 2026, worth $819.6K in total; no superinvestor holds it.
13F holders, Q4 2022
Institutional positions in Aqua Metals, Inc. as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 57
- +3 vs. Q3 2022
- Shares held
- 13.9M
- +1.65M (+13.5%) vs. Q3 2022
- Total value
- $17.4M
- +$8.18M (+88.4%) vs. Q3 2022
- New holders
- 8
- 13 more added
- Sold out
- 5
- 12 more reduced
1 institution that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AQMS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 31 | $819.6K |
| Q1 2026 | 34 | $926.6K |
| Q4 2025 | 33 | $884.3K |
| Q3 2025 | 28 | $1.03M |
| Q2 2025 | 31 | $425.6K |
| Q1 2025 | 28 | $2.30M |
| Q4 2024 | 32 | $2.41M |
| Q3 2024 | 55 | $3.30M |
| Q2 2024 | 62 | $5.93M |
| Q1 2024 | 65 | $11.5M |
| Q4 2023 | 73 | $15.2M |
| Q3 2023 | 71 | $23.4M |
| Q2 2023 | 57 | $17.6M |
| Q1 2023 | 59 | $15.1M |
| Q4 2022 | 57 | $17.4M |
| Q3 2022 | 55 | $9.26M |
| Q2 2022 | 58 | $9.73M |
| Q1 2022 | 62 | $18.5M |
| Q4 2021 | 66 | $17.1M |
| Q3 2021 | 61 | $27.1M |
| Q2 2021 | 69 | $38.3M |
| Q1 2021 | 71 | $57.9M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Aqua Metals, Inc.; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Baird Financial Group, Inc. | 4,598,878 | $5.75M | 0.02% | +713,671+18.4% | Added |
| Vanguard Group Inc | 2,542,885 | $3.18M | 0.00% | +9830.0% | Added |
| Ieq Capital, LLC | 2,210,909 | $2.76M | 0.08% | +279,470+14.5% | Added |
| BlackRock Inc. | 1,197,778 | $1.50M | 0.00% | +10,436+0.9% | Added |
| Geode Capital Management, LLC | 678,546 | $848.0K | 0.00% | −31,977−4.5% | Reduced |
| Kanen Wealth Management LLC | 468,425 | $585.5K | 0.30% | +468,425 | New |
| Cambridge Investment Research Advisors, Inc. | 434,746 | $543.0K | 0.00% | −4,885−1.1% | Reduced |
| State Street Corp | 250,234 | $312.8K | 0.00% | 00.0% | Unchanged |
| Titleist Asset Management, Ltd. | 166,132 | $207.7K | 0.05% | +54,108+48.3% | Added |
| Northern Trust Corp | 124,242 | $155.3K | 0.00% | 00.0% | Unchanged |
| Price T Rowe Associates Inc | 111,800 | $140.0K | 0.00% | 00.0% | Unchanged |
| Levin Capital Strategies, L.P. | 86,000 | $107.5K | 0.01% | +61,000+244.0% | Added |
| White Pine Capital LLC | 76,629 | $95.8K | 0.04% | +54,629+248.3% | Added |
| Susquehanna International Group, LLP | 70,832 | $88.5K | 0.00% | −6,634−8.6% | Reduced |
| Commonwealth Equity Services, LLC | 65,197 | $81.0K | 0.00% | 00.0% | Unchanged |
| Group One Trading, L.P. | 54,645 | $68.3K | 0.00% | +8,800+19.2% | Added |
| Morgan Stanley | 49,775 | $62.2K | 0.00% | −1,005−2.0% | Reduced |
| First Republic Investment Management, Inc. | 46,075 | $57.6K | 0.00% | +46,075 | New |
| Cetera Advisor Networks LLC | 43,000 | $53.8K | 0.00% | 00.0% | Unchanged |
| Merit Financial Group, LLC | 41,657 | $52.1K | 0.00% | +41,657 | New |
| Quantum Private Wealth, LLC | 40,599 | $50.7K | 0.03% | 00.0% | Unchanged |
| IFP Advisors, Inc | 15,000 | $50.0K | 0.00% | 00.0% | Unchanged |
| Sigma Planning Corp | 36,000 | $45.0K | 0.00% | −5,150−12.5% | Reduced |
| Marathon Capital Management | 35,000 | $43.8K | 0.01% | 00.0% | Unchanged |
| National Asset Management, Inc. | 34,200 | $42.8K | 0.00% | −1,650−4.6% | Reduced |
| Two Sigma Advisers, LP | 32,000 | $40.0K | 0.00% | −15,200−32.2% | Reduced |
| Wellington Shields & Co., LLC | 31,900 | $39.9K | 0.01% | −160−0.5% | Reduced |
| UBS Group AG | 31,152 | $38.9K | 0.00% | +31,152 | New |
| Bank of New York Mellon Corp | 30,608 | $38.3K | 0.00% | 00.0% | Unchanged |
| Williams Jones Wealth Management, LLC. | 29,000 | $36.3K | 0.00% | 00.0% | Unchanged |
| Dimensional Fund Advisors LP | 25,774 | $32.0K | 0.00% | 00.0% | Unchanged |
| Charles Schwab Investment Management Inc | 23,651 | $29.6K | 0.00% | 00.0% | Unchanged |
| Royal Capital Wealth Management, LLC | 23,000 | $29.0K | 0.03% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 22,386 | $28.0K | 0.00% | +3,225+16.8% | Added |
| Creative Planning | 20,292 | $25.4K | 0.00% | 00.0% | Unchanged |
| Werba Rubin Papier Wealth Management | 20,000 | $25.0K | 0.01% | +20,000 | New |
| Royal Bank of Canada | 17,265 | $22.0K | 0.00% | −176−1.0% | Reduced |
| LPL Financial LLC | 16,382 | $20.5K | 0.00% | −8,300−33.6% | Reduced |
| HighMark Wealth Management LLC | 15,740 | $19.7K | 0.01% | −20−0.1% | Reduced |
| Brown Advisory Inc | 14,500 | $18.1K | 0.00% | 00.0% | Unchanged |
| Ledge Wealth Management, Inc. | 14,005 | $18.0K | 0.01% | 00.0% | Unchanged |
| Goldman Sachs Group Inc | 11,900 | $14.9K | 0.00% | −50−0.4% | Reduced |
| Virtu Financial LLC | 11,532 | $14.0K | 0.00% | +11,532 | New |
| David R. Rahn & Associates Inc. | 10,000 | $12.5K | 0.01% | 00.0% | Unchanged |
| Mutual Advisors, LLC | 10,000 | $12.5K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 9,970 | $12.5K | 0.00% | +20+0.2% | Added |
| Advisor Group Holdings, Inc. | 7,113 | $9.25K | 0.00% | +4,200+144.2% | Added |
| Westside Investment Management, Inc. | 5,500 | $6.00K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 2,890 | $3.61K | 0.00% | +1,400+94.0% | Added |
| Huntington National Bank | 2,000 | $2.50K | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 1,000 | $1.25K | 0.00% | +1,000 | New |
| US Bancorp | 800 | $1.00K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 676 | $845 | 0.00% | +176+35.2% | Added |
| Lowe Wealth Advisors, LLC | 455 | $569 | 0.00% | 00.0% | Unchanged |
| Citadel Advisors LLC | 399 | $499 | 0.00% | +399 | New |
| HM Payson & Co | 300 | $375 | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 73 | $0 | 0.00% | 00.0% | Unchanged |
| AWM Investment Company, Inc. | 0 | $0 | 0.00% | −55,474−100.0% | Sold out |
| Wolverine Trading, LLC | 0 | $0 | 0.00% | −10,429−100.0% | Sold out |
| Maple Capital Management, Inc. | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Steward Partners Investment Advisory, LLC | 0 | $0 | 0.00% | −4,696−100.0% | Sold out |
| Wellington Shields Capital Management, LLC | 0 | $0 | 0.00% | −3,000−100.0% | Sold out |
| American Portfolios Advisors | – | – | – | – | Not filed |