Aqua Metals, Inc.
AQMS- Exchange
- Nasdaq
- Industry
- Secondary Smelting & Refining of Nonferrous Metals
- SEC CIK
- 0001621832
No open-market purchases or sales by Aqua Metals, Inc. insiders were filed in the last 90 days; 31 institutions reported holding it in 13F filings for Q2 2026, worth $819.6K in total; no superinvestor holds it.
13F holders, Q3 2022
Institutional positions in Aqua Metals, Inc. as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 55
- −3 vs. Q2 2022
- Shares held
- 12.3M
- +233.9K (+1.9%) vs. Q2 2022
- Total value
- $9.26M
- −$473.2K (−4.9%) vs. Q2 2022
- New holders
- 4
- 8 more added
- Sold out
- 7
- 10 more reduced
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AQMS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 31 | $819.6K |
| Q1 2026 | 34 | $926.6K |
| Q4 2025 | 33 | $884.3K |
| Q3 2025 | 28 | $1.03M |
| Q2 2025 | 31 | $425.6K |
| Q1 2025 | 28 | $2.30M |
| Q4 2024 | 32 | $2.41M |
| Q3 2024 | 55 | $3.30M |
| Q2 2024 | 62 | $5.93M |
| Q1 2024 | 65 | $11.5M |
| Q4 2023 | 73 | $15.2M |
| Q3 2023 | 71 | $23.4M |
| Q2 2023 | 57 | $17.6M |
| Q1 2023 | 59 | $15.1M |
| Q4 2022 | 57 | $17.4M |
| Q3 2022 | 55 | $9.26M |
| Q2 2022 | 58 | $9.73M |
| Q1 2022 | 62 | $18.5M |
| Q4 2021 | 66 | $17.1M |
| Q3 2021 | 61 | $27.1M |
| Q2 2021 | 69 | $38.3M |
| Q1 2021 | 71 | $57.9M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Aqua Metals, Inc.; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Baird Financial Group, Inc. | 3,885,207 | $2.93M | 0.01% | +296,880+8.3% | Added |
| Vanguard Group Inc | 2,541,902 | $1.92M | 0.00% | −59,667−2.3% | Reduced |
| Ieq Capital, LLC | 1,931,439 | $1.46M | 0.04% | +109,395+6.0% | Added |
| BlackRock Inc. | 1,187,342 | $897.0K | 0.00% | −13,723−1.1% | Reduced |
| Geode Capital Management, LLC | 710,523 | $536.0K | 0.00% | +17,714+2.6% | Added |
| Cambridge Investment Research Advisors, Inc. | 439,631 | $332.0K | 0.00% | −56,534−11.4% | Reduced |
| State Street Corp | 250,234 | $189.0K | 0.00% | 00.0% | Unchanged |
| Northern Trust Corp | 124,242 | $94.0K | 0.00% | +6,024+5.1% | Added |
| Titleist Asset Management, Ltd. | 112,024 | $85.0K | 0.02% | −22,402−16.7% | Reduced |
| Price T Rowe Associates Inc | 111,800 | $85.0K | 0.00% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 77,466 | $59.0K | 0.00% | +38,222+97.4% | Added |
| Commonwealth Equity Services, LLC | 65,197 | $49.0K | 0.00% | 00.0% | Unchanged |
| AWM Investment Company, Inc. | 55,474 | $42.0K | 0.01% | 00.0% | Unchanged |
| Morgan Stanley | 50,780 | $38.0K | 0.00% | −8,497−14.3% | Reduced |
| Two Sigma Advisers, LP | 47,200 | $36.0K | 0.00% | −18,400−28.0% | Reduced |
| Group One Trading, L.P. | 45,845 | $35.0K | 0.00% | −14,712−24.3% | Reduced |
| Cetera Advisor Networks LLC | 43,000 | $32.0K | 0.00% | 00.0% | Unchanged |
| Sigma Planning Corp | 41,150 | $31.0K | 0.00% | +1,350+3.4% | Added |
| Quantum Private Wealth, LLC | 40,599 | $30.0K | 0.02% | 00.0% | Unchanged |
| National Asset Management, Inc. | 35,850 | $28.0K | 0.00% | +100+0.3% | Added |
| Marathon Capital Management | 35,000 | $26.0K | 0.01% | 00.0% | Unchanged |
| Wellington Shields & Co., LLC | 32,060 | $24.0K | 0.01% | 00.0% | Unchanged |
| Bank of New York Mellon Corp | 30,608 | $23.0K | 0.00% | 00.0% | Unchanged |
| Williams Jones Wealth Management, LLC. | 29,000 | $22.0K | 0.00% | 00.0% | Unchanged |
| Dimensional Fund Advisors LP | 25,774 | $19.0K | 0.00% | 00.0% | Unchanged |
| LPL Financial LLC | 24,682 | $19.0K | 0.00% | 00.0% | Unchanged |
| Levin Capital Strategies, L.P. | 25,000 | $19.0K | 0.00% | +25,000 | New |
| Charles Schwab Investment Management Inc | 23,651 | $18.0K | 0.00% | 00.0% | Unchanged |
| Royal Capital Wealth Management, LLC | 23,000 | $17.0K | 0.02% | 00.0% | Unchanged |
| White Pine Capital LLC | 22,000 | $17.0K | 0.01% | 00.0% | Unchanged |
| Creative Planning | 20,292 | $15.0K | 0.00% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 19,161 | $14.0K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 17,441 | $13.0K | 0.00% | +176+1.0% | Added |
| HighMark Wealth Management LLC | 15,760 | $12.0K | 0.01% | 00.0% | Unchanged |
| Brown Advisory Inc | 14,500 | $11.0K | 0.00% | 00.0% | Unchanged |
| Ledge Wealth Management, Inc. | 14,005 | $11.0K | 0.01% | 00.0% | Unchanged |
| Goldman Sachs Group Inc | 11,950 | $9.00K | 0.00% | −500−4.0% | Reduced |
| David R. Rahn & Associates Inc. | 10,000 | $8.00K | 0.00% | 00.0% | Unchanged |
| Mutual Advisors, LLC | 10,000 | $8.00K | 0.00% | 00.0% | Unchanged |
| Wolverine Trading, LLC | 10,429 | $8.00K | 0.00% | +10,429 | New |
| Maple Capital Management, Inc. | 10,000 | $8.00K | 0.00% | +10,000 | New |
| Wells Fargo & Company | 9,950 | $7.00K | 0.00% | −52−0.5% | Reduced |
| Westside Investment Management, Inc. | 5,500 | $4.00K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 4,696 | $4.00K | 0.00% | 00.0% | Unchanged |
| American Portfolios Advisors | 4,200 | $3.17K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 2,913 | $3.00K | 0.00% | −240−7.6% | Reduced |
| Huntington National Bank | 2,000 | $2.00K | 0.00% | 00.0% | Unchanged |
| Wellington Shields Capital Management, LLC | 3,000 | $2.00K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 800 | $1.00K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 1,490 | $1.00K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 500 | $0 | 0.00% | 00.0% | Unchanged |
| HM Payson & Co | 300 | $0 | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 73 | $0 | 0.00% | 00.0% | Unchanged |
| Lowe Wealth Advisors, LLC | 455 | $0 | 0.00% | +455 | New |
| IFP Advisors, Inc | 15,000 | – | – | 00.0% | Unchanged |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −41,042−100.0% | Sold out |
| CWA Asset Management Group, LLC | 0 | $0 | 0.00% | −21,349−100.0% | Sold out |
| Two Sigma Securities, LLC | 0 | $0 | 0.00% | −16,624−100.0% | Sold out |
| Geneos Wealth Management Inc. | 0 | $0 | 0.00% | −5,560−100.0% | Sold out |
| Northwestern Mutual Wealth Management Co | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −1,513−100.0% | Sold out |
| Cutler Group LP | 0 | $0 | 0.00% | −8−100.0% | Sold out |