Aqua Metals, Inc.
AQMS- Exchange
- Nasdaq
- Industry
- Secondary Smelting & Refining of Nonferrous Metals
- SEC CIK
- 0001621832
No open-market purchases or sales by Aqua Metals, Inc. insiders were filed in the last 90 days; 31 institutions reported holding it in 13F filings for Q2 2026, worth $819.6K in total; no superinvestor holds it.
13F holders, Q3 2022
Institutional positions in Aqua Metals, Inc. as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 55
- −3 vs. Q2 2022
- Shares held
- 12.3M
- +233.9K (+1.9%) vs. Q2 2022
- Total value
- $9.26M
- −$473.2K (−4.9%) vs. Q2 2022
- New holders
- 4
- 8 more added
- Sold out
- 7
- 10 more reduced
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AQMS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 31 | $819.6K |
| Q1 2026 | 34 | $926.6K |
| Q4 2025 | 33 | $884.3K |
| Q3 2025 | 28 | $1.03M |
| Q2 2025 | 31 | $425.6K |
| Q1 2025 | 28 | $2.30M |
| Q4 2024 | 32 | $2.41M |
| Q3 2024 | 55 | $3.30M |
| Q2 2024 | 62 | $5.93M |
| Q1 2024 | 65 | $11.5M |
| Q4 2023 | 73 | $15.2M |
| Q3 2023 | 71 | $23.4M |
| Q2 2023 | 57 | $17.6M |
| Q1 2023 | 59 | $15.1M |
| Q4 2022 | 57 | $17.4M |
| Q3 2022 | 55 | $9.26M |
| Q2 2022 | 58 | $9.73M |
| Q1 2022 | 62 | $18.5M |
| Q4 2021 | 66 | $17.1M |
| Q3 2021 | 61 | $27.1M |
| Q2 2021 | 69 | $38.3M |
| Q1 2021 | 71 | $57.9M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Aqua Metals, Inc.; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Bank of America Corp | 500 | $0 | 0.00% | 00.0% | Unchanged |
| HM Payson & Co | 300 | $0 | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 73 | $0 | 0.00% | 00.0% | Unchanged |
| Lowe Wealth Advisors, LLC | 455 | $0 | 0.00% | +455 | New |
| US Bancorp | 800 | $1.00K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 1,490 | $1.00K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | 2,000 | $2.00K | 0.00% | 00.0% | Unchanged |
| Wellington Shields Capital Management, LLC | 3,000 | $2.00K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 2,913 | $3.00K | 0.00% | −240−7.6% | Reduced |
| American Portfolios Advisors | 4,200 | $3.17K | 0.00% | 00.0% | Unchanged |
| Westside Investment Management, Inc. | 5,500 | $4.00K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 4,696 | $4.00K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 9,950 | $7.00K | 0.00% | −52−0.5% | Reduced |
| David R. Rahn & Associates Inc. | 10,000 | $8.00K | 0.00% | 00.0% | Unchanged |
| Mutual Advisors, LLC | 10,000 | $8.00K | 0.00% | 00.0% | Unchanged |
| Wolverine Trading, LLC | 10,429 | $8.00K | 0.00% | +10,429 | New |
| Maple Capital Management, Inc. | 10,000 | $8.00K | 0.00% | +10,000 | New |
| Goldman Sachs Group Inc | 11,950 | $9.00K | 0.00% | −500−4.0% | Reduced |
| Brown Advisory Inc | 14,500 | $11.0K | 0.00% | 00.0% | Unchanged |
| Ledge Wealth Management, Inc. | 14,005 | $11.0K | 0.01% | 00.0% | Unchanged |
| HighMark Wealth Management LLC | 15,760 | $12.0K | 0.01% | 00.0% | Unchanged |
| Royal Bank of Canada | 17,441 | $13.0K | 0.00% | +176+1.0% | Added |
| HighTower Advisors, LLC | 19,161 | $14.0K | 0.00% | 00.0% | Unchanged |
| Creative Planning | 20,292 | $15.0K | 0.00% | 00.0% | Unchanged |
| Royal Capital Wealth Management, LLC | 23,000 | $17.0K | 0.02% | 00.0% | Unchanged |
| White Pine Capital LLC | 22,000 | $17.0K | 0.01% | 00.0% | Unchanged |
| Charles Schwab Investment Management Inc | 23,651 | $18.0K | 0.00% | 00.0% | Unchanged |
| Dimensional Fund Advisors LP | 25,774 | $19.0K | 0.00% | 00.0% | Unchanged |
| LPL Financial LLC | 24,682 | $19.0K | 0.00% | 00.0% | Unchanged |
| Levin Capital Strategies, L.P. | 25,000 | $19.0K | 0.00% | +25,000 | New |
| Williams Jones Wealth Management, LLC. | 29,000 | $22.0K | 0.00% | 00.0% | Unchanged |
| Bank of New York Mellon Corp | 30,608 | $23.0K | 0.00% | 00.0% | Unchanged |
| Wellington Shields & Co., LLC | 32,060 | $24.0K | 0.01% | 00.0% | Unchanged |
| Marathon Capital Management | 35,000 | $26.0K | 0.01% | 00.0% | Unchanged |
| National Asset Management, Inc. | 35,850 | $28.0K | 0.00% | +100+0.3% | Added |
| Quantum Private Wealth, LLC | 40,599 | $30.0K | 0.02% | 00.0% | Unchanged |
| Sigma Planning Corp | 41,150 | $31.0K | 0.00% | +1,350+3.4% | Added |
| Cetera Advisor Networks LLC | 43,000 | $32.0K | 0.00% | 00.0% | Unchanged |
| Group One Trading, L.P. | 45,845 | $35.0K | 0.00% | −14,712−24.3% | Reduced |
| Two Sigma Advisers, LP | 47,200 | $36.0K | 0.00% | −18,400−28.0% | Reduced |
| Morgan Stanley | 50,780 | $38.0K | 0.00% | −8,497−14.3% | Reduced |
| AWM Investment Company, Inc. | 55,474 | $42.0K | 0.01% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 65,197 | $49.0K | 0.00% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 77,466 | $59.0K | 0.00% | +38,222+97.4% | Added |
| Titleist Asset Management, Ltd. | 112,024 | $85.0K | 0.02% | −22,402−16.7% | Reduced |
| Price T Rowe Associates Inc | 111,800 | $85.0K | 0.00% | 00.0% | Unchanged |
| Northern Trust Corp | 124,242 | $94.0K | 0.00% | +6,024+5.1% | Added |
| State Street Corp | 250,234 | $189.0K | 0.00% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 439,631 | $332.0K | 0.00% | −56,534−11.4% | Reduced |
| Geode Capital Management, LLC | 710,523 | $536.0K | 0.00% | +17,714+2.6% | Added |
| BlackRock Inc. | 1,187,342 | $897.0K | 0.00% | −13,723−1.1% | Reduced |
| Ieq Capital, LLC | 1,931,439 | $1.46M | 0.04% | +109,395+6.0% | Added |
| Vanguard Group Inc | 2,541,902 | $1.92M | 0.00% | −59,667−2.3% | Reduced |
| Baird Financial Group, Inc. | 3,885,207 | $2.93M | 0.01% | +296,880+8.3% | Added |
| IFP Advisors, Inc | 15,000 | – | – | 00.0% | Unchanged |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −41,042−100.0% | Sold out |
| CWA Asset Management Group, LLC | 0 | $0 | 0.00% | −21,349−100.0% | Sold out |
| Two Sigma Securities, LLC | 0 | $0 | 0.00% | −16,624−100.0% | Sold out |
| Geneos Wealth Management Inc. | 0 | $0 | 0.00% | −5,560−100.0% | Sold out |
| Northwestern Mutual Wealth Management Co | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −1,513−100.0% | Sold out |
| Cutler Group LP | 0 | $0 | 0.00% | −8−100.0% | Sold out |