Aqua Metals, Inc.
AQMS- Exchange
- Nasdaq
- Industry
- Secondary Smelting & Refining of Nonferrous Metals
- SEC CIK
- 0001621832
No open-market purchases or sales by Aqua Metals, Inc. insiders were filed in the last 90 days; 31 institutions reported holding it in 13F filings for Q2 2026, worth $819.6K in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in Aqua Metals, Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 61
- −8 vs. Q2 2021
- Shares held
- 13.1M
- +288.2K (+2.3%) vs. Q2 2021
- Total value
- $27.1M
- −$11.2M (−29.2%) vs. Q2 2021
- New holders
- 6
- 11 more added
- Sold out
- 14
- 21 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AQMS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 31 | $819.6K |
| Q1 2026 | 34 | $926.6K |
| Q4 2025 | 33 | $884.3K |
| Q3 2025 | 28 | $1.03M |
| Q2 2025 | 31 | $425.6K |
| Q1 2025 | 28 | $2.30M |
| Q4 2024 | 32 | $2.41M |
| Q3 2024 | 55 | $3.30M |
| Q2 2024 | 62 | $5.93M |
| Q1 2024 | 65 | $11.5M |
| Q4 2023 | 73 | $15.2M |
| Q3 2023 | 71 | $23.4M |
| Q2 2023 | 57 | $17.6M |
| Q1 2023 | 59 | $15.1M |
| Q4 2022 | 57 | $17.4M |
| Q3 2022 | 55 | $9.26M |
| Q2 2022 | 58 | $9.73M |
| Q1 2022 | 62 | $18.5M |
| Q4 2021 | 66 | $17.1M |
| Q3 2021 | 61 | $27.1M |
| Q2 2021 | 69 | $38.3M |
| Q1 2021 | 71 | $57.9M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Aqua Metals, Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Baird Financial Group, Inc. | 2,889,166 | $5.98M | 0.02% | +354,617+14.0% | Added |
| Vanguard Group Inc | 2,863,378 | $5.93M | 0.00% | +2,337+0.1% | Added |
| Ieq Capital, LLC | 1,485,204 | $3.07M | 0.08% | +268,141+22.0% | Added |
| BlackRock Inc. | 1,205,665 | $2.50M | 0.00% | −2,978−0.2% | Reduced |
| Geode Capital Management, LLC | 575,498 | $1.19M | 0.00% | +6,016+1.1% | Added |
| Group One Trading, L.P. | 539,993 | $1.12M | 0.02% | +179,343+49.7% | Added |
| Morgan Stanley | 520,797 | $1.08M | 0.00% | +443,836+576.7% | Added |
| Gsa Capital Partners LLP | 345,646 | $715.0K | 0.07% | +209,891+154.6% | Added |
| Millennium Management LLC | 305,388 | $632.0K | 0.00% | −173,522−36.2% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 245,565 | $508.0K | 0.00% | +15,500+6.7% | Added |
| State Street Corp | 231,524 | $479.0K | 0.00% | 00.0% | Unchanged |
| Two Sigma Investments, LP | 198,582 | $411.0K | 0.00% | +198,582 | New |
| Citadel Advisors LLC | 150,513 | $312.0K | 0.00% | −17,597−10.5% | Reduced |
| Bank of Montreal | 141,426 | $301.0K | 0.00% | +141,426 | New |
| Northern Trust Corp | 133,051 | $275.0K | 0.00% | −8,408−5.9% | Reduced |
| Susquehanna International Group, LLP | 126,616 | $262.0K | 0.00% | −502,885−79.9% | Reduced |
| Golden Green, Inc. | 112,577 | $233.0K | 0.18% | −2,048−1.8% | Reduced |
| Simplex Trading, LLC | 60,716 | $177.0K | 0.01% | −15,873−20.7% | Reduced |
| UBS Group AG | 84,199 | $174.0K | 0.00% | +523+0.6% | Added |
| Two Sigma Advisers, LP | 82,138 | $170.0K | 0.00% | +82,138 | New |
| Price T Rowe Associates Inc | 61,700 | $128.0K | 0.00% | 00.0% | Unchanged |
| AWM Investment Company, Inc. | 55,474 | $115.0K | 0.01% | 00.0% | Unchanged |
| Walleye Capital LLC | 46,282 | $96.0K | 0.00% | +46,282 | New |
| Cetera Advisor Networks LLC | 43,000 | $89.0K | 0.00% | 00.0% | Unchanged |
| Sigma Planning Corp | 41,045 | $85.0K | 0.00% | −205−0.5% | Reduced |
| Goldman Sachs Group Inc | 35,091 | $73.0K | 0.00% | −1,614−4.4% | Reduced |
| National Asset Management, Inc. | 34,200 | $71.0K | 0.00% | −15,800−31.6% | Reduced |
| Tower Research Capital LLC (TRC) | 33,086 | $68.0K | 0.00% | +22,512+212.9% | Added |
| Wellington Shields & Co., LLC | 32,060 | $66.0K | 0.02% | 00.0% | Unchanged |
| Bank of New York Mellon Corp | 30,608 | $63.0K | 0.00% | 00.0% | Unchanged |
| Wolverine Trading, LLC | 28,915 | $62.0K | 0.00% | −29,052−50.1% | Reduced |
| Williams Jones Wealth Management, LLC. | 29,000 | $60.0K | 0.00% | 00.0% | Unchanged |
| White Pine Capital LLC | 28,000 | $58.0K | 0.02% | 00.0% | Unchanged |
| Dimensional Fund Advisors LP | 25,774 | $53.0K | 0.00% | −139−0.5% | Reduced |
| Charles Schwab Investment Management Inc | 23,651 | $49.0K | 0.00% | 00.0% | Unchanged |
| Barclays PLC | 21,228 | $44.0K | 0.00% | +21,228 | New |
| HighTower Advisors, LLC | 19,570 | $41.0K | 0.00% | 00.0% | Unchanged |
| HighMark Wealth Management LLC | 18,250 | $38.0K | 0.03% | −665−3.5% | Reduced |
| Marathon Capital Management | 15,000 | $32.0K | 0.01% | 00.0% | Unchanged |
| IFP Advisors, Inc | 15,000 | $31.0K | 0.00% | 00.0% | Unchanged |
| LPL Financial LLC | 14,382 | $30.0K | 0.00% | −1,000−6.5% | Reduced |
| Brown Advisory Inc | 14,500 | $30.0K | 0.00% | 00.0% | Unchanged |
| Jane Street Group, LLC | 12,421 | $26.0K | 0.00% | −71,113−85.1% | Reduced |
| Royal Bank of Canada | 12,265 | $25.0K | 0.00% | −5,312−30.2% | Reduced |
| Qube Research & Technologies Ltd | 11,377 | $24.0K | 0.00% | +11,377 | New |
| Commonwealth Equity Services, LLC | 11,197 | $23.0K | 0.00% | −6,200−35.6% | Reduced |
| Brewin Dolphin Ltd | 10,000 | $20.7K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 8,926 | $19.0K | 0.00% | −12−0.1% | Reduced |
| Cutler Group LP | 7,974 | $16.0K | 0.00% | −4,642−36.8% | Reduced |
| Spire Wealth Management | 5,800 | $12.0K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 5,560 | $11.0K | 0.00% | +2,780+100.0% | Added |
| American Portfolios Advisors | 4,200 | $8.69K | 0.00% | 00.0% | Unchanged |
| Westside Investment Management, Inc. | 4,000 | $8.00K | 0.00% | 00.0% | Unchanged |
| Banque Cantonale Vaudoise | 3,000 | $6.00K | 0.00% | 00.0% | Unchanged |
| Firestone Capital Management | 1,900 | $6.00K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 2,326 | $5.00K | 0.00% | −4,613−66.5% | Reduced |
| FMR LLC | 2,000 | $4.00K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 850 | $2.00K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 500 | $1.00K | 0.00% | 00.0% | Unchanged |
| HM Payson & Co | 300 | $1.00K | 0.00% | 00.0% | Unchanged |
| O'Shaughnessy Asset Management, LLC | 159 | $0 | 0.00% | −63−28.4% | Reduced |
| Deutsche Bank AG | 0 | $0 | 0.00% | −314,104−100.0% | Sold out |
| Jump Financial, LLC | 0 | $0 | 0.00% | −101,300−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −93,358−100.0% | Sold out |
| Tibra Equities Europe Ltd | 0 | $0 | 0.00% | −90,000−100.0% | Sold out |
| Paloma Partners Management Co | 0 | $0 | 0.00% | −50,349−100.0% | Sold out |
| Ergoteles LLC | 0 | $0 | 0.00% | −49,726−100.0% | Sold out |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −46,751−100.0% | Sold out |
| XTX Topco Ltd | 0 | $0 | 0.00% | −35,318−100.0% | Sold out |
| IPG Investment Advisors LLC | 0 | $0 | 0.00% | −25,000−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −17,904−100.0% | Sold out |
| ExodusPoint Capital Management, LP | 0 | $0 | 0.00% | −16,677−100.0% | Sold out |
| Credit Suisse AG | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −3,148−100.0% | Sold out |
| First Manhattan Co | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |