Aqua Metals, Inc.
AQMS- Exchange
- Nasdaq
- Industry
- Secondary Smelting & Refining of Nonferrous Metals
- SEC CIK
- 0001621832
No open-market purchases or sales by Aqua Metals, Inc. insiders were filed in the last 90 days; 31 institutions reported holding it in 13F filings for Q2 2026, worth $819.6K in total; no superinvestor holds it.
13F holders, Q3 2024
Institutional positions in Aqua Metals, Inc. as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 55
- −6 vs. Q2 2024
- Shares held
- 17.6M
- +179.9K (+1.0%) vs. Q2 2024
- Total value
- $3.30M
- −$2.29M (−41.0%) vs. Q2 2024
- New holders
- 6
- 13 more added
- Sold out
- 12
- 11 more reduced
1 institution that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AQMS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 31 | $819.6K |
| Q1 2026 | 34 | $926.6K |
| Q4 2025 | 33 | $884.3K |
| Q3 2025 | 28 | $1.03M |
| Q2 2025 | 31 | $425.6K |
| Q1 2025 | 28 | $2.30M |
| Q4 2024 | 32 | $2.41M |
| Q3 2024 | 55 | $3.30M |
| Q2 2024 | 62 | $5.93M |
| Q1 2024 | 65 | $11.5M |
| Q4 2023 | 73 | $15.2M |
| Q3 2023 | 71 | $23.4M |
| Q2 2023 | 57 | $17.6M |
| Q1 2023 | 59 | $15.1M |
| Q4 2022 | 57 | $17.4M |
| Q3 2022 | 55 | $9.26M |
| Q2 2022 | 58 | $9.73M |
| Q1 2022 | 62 | $18.5M |
| Q4 2021 | 66 | $17.1M |
| Q3 2021 | 61 | $27.1M |
| Q2 2021 | 69 | $38.3M |
| Q1 2021 | 71 | $57.9M |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Aqua Metals, Inc.; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Baird Financial Group, Inc. | 5,360,801 | $1.00M | 0.00% | +664,439+14.1% | Added |
| Vanguard Group Inc | 4,207,046 | $786.7K | 0.00% | 00.0% | Unchanged |
| Ieq Capital, LLC | 3,481,196 | $651.0K | 0.01% | 00.0% | Unchanged |
| Geode Capital Management, LLC | 1,341,382 | $250.9K | 0.00% | +249,266+22.8% | Added |
| BlackRock, Inc. | 970,082 | $181.4K | 0.00% | +970,082 | New |
| Cambridge Investment Research Advisors, Inc. | 370,890 | $69.0K | 0.00% | −1,500−0.4% | Reduced |
| State Street Corp | 264,434 | $49.4K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 232,513 | $43.5K | 0.00% | +191,508+467.0% | Added |
| Northern Trust Corp | 197,572 | $36.9K | 0.00% | 00.0% | Unchanged |
| Goldman Sachs Group Inc | 100,000 | $18.7K | 0.00% | −2,600−2.5% | Reduced |
| Virtu Financial LLC | 79,075 | $15.0K | 0.00% | +79,075 | New |
| Creative Planning | 70,800 | $13.2K | 0.00% | −250−0.4% | Reduced |
| Price T Rowe Associates Inc | 59,700 | $12.0K | 0.00% | 00.0% | Unchanged |
| Morgan Stanley | 62,896 | $11.8K | 0.00% | −893−1.4% | Reduced |
| National Asset Management, Inc. | 61,100 | $11.4K | 0.00% | +32,000+110.0% | Added |
| LPL Financial LLC | 60,575 | $11.3K | 0.00% | +7,424+14.0% | Added |
| Dorchester Wealth Management Co | 53,400 | $9.99K | 0.00% | 00.0% | Unchanged |
| Cetera Investment Advisers | 45,000 | $8.41K | 0.00% | +1,800+4.2% | Added |
| HighTower Advisors, LLC | 45,343 | $8.00K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 42,038 | $7.86K | 0.00% | +40,002+1,964.7% | Added |
| Two Sigma Securities, LLC | 41,784 | $7.81K | 0.00% | +41,784 | New |
| Merit Financial Group, LLC | 35,950 | $6.72K | 0.00% | +300+0.8% | Added |
| Group One Trading, L.P. | 34,150 | $6.39K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 34,530 | $6.00K | 0.00% | −827−2.3% | Reduced |
| Skandinaviska Enskilda Banken AB (publ) | 31,494 | $5.84K | 0.00% | −3,400−9.7% | Reduced |
| Werba Rubin Papier Wealth Management | 30,000 | $5.61K | 0.00% | +10,000+50.0% | Added |
| Wealth Enhancement Advisory Services, LLC | 29,553 | $5.53K | 0.00% | 00.0% | Unchanged |
| Williams Jones Wealth Management, LLC. | 29,000 | $5.42K | 0.00% | 00.0% | Unchanged |
| Quantum Private Wealth, LLC | 28,669 | $5.36K | 0.00% | −7,930−21.7% | Reduced |
| Tower Research Capital LLC (TRC) | 28,538 | $5.34K | 0.00% | −18,342−39.1% | Reduced |
| Commonwealth Equity Services, LLC | 21,397 | $4.00K | 0.00% | 00.0% | Unchanged |
| HighMark Wealth Management LLC | 20,289 | $3.79K | 0.00% | 00.0% | Unchanged |
| Concurrent Investment Advisors, LLC | 17,590 | $3.29K | 0.00% | 00.0% | Unchanged |
| David R. Rahn & Associates Inc. | 15,000 | $2.81K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 15,000 | $2.81K | 0.00% | 00.0% | Unchanged |
| Brown Advisory Inc | 14,500 | $2.71K | 0.00% | 00.0% | Unchanged |
| Balboa Wealth Partners | 12,000 | $2.24K | 0.00% | +12,000 | New |
| Susquehanna International Group, LLP | 11,777 | $2.20K | 0.00% | −19−0.2% | Reduced |
| Centaurus Financial, Inc. | 10,000 | $2.00K | 0.00% | 00.0% | Unchanged |
| Kestra Private Wealth Services, LLC | 10,500 | $1.96K | 0.00% | 00.0% | Unchanged |
| Bank of New York Mellon Corp | 10,463 | $1.96K | 0.00% | +10.0% | Added |
| Independent Financial Group, LLC | 10,300 | $1.93K | 0.00% | +10,300 | New |
| Mutual Advisors, LLC | 10,000 | $1.48K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 7,393 | $1.38K | 0.00% | −10.0% | Reduced |
| Baader Bank INC | 10,121 | $1.36K | 0.00% | −5,220−34.0% | Reduced |
| Westside Investment Management, Inc. | 5,500 | $1.03K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 5,285 | $991 | 0.00% | +185+3.6% | Added |
| Harbour Investments, Inc. | 4,112 | $769 | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | 2,000 | $374 | 0.00% | 00.0% | Unchanged |
| Lowe Wealth Advisors, LLC | 455 | $85 | 0.00% | 00.0% | Unchanged |
| HM Payson & Co | 300 | $57 | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 298 | $56 | 0.00% | +8+2.8% | Added |
| Jones Financial Companies LLLP | 100 | $20 | 0.00% | 00.0% | Unchanged |
| TD Waterhouse Canada Inc. | 33 | $6 | 0.00% | +33 | New |
| Simplex Trading, LLC | 3,163 | $0 | 0.00% | +770+32.2% | Added |
| Russell Investments Group, Ltd. | 0 | $0 | 0.00% | −1,417,839−100.0% | Sold out |
| Boston Partners | 0 | $0 | 0.00% | −400,689−100.0% | Sold out |
| Titleist Asset Management, LLC | 0 | $0 | 0.00% | −167,554−100.0% | Sold out |
| Wellington Shields & Co., LLC | 0 | $0 | 0.00% | −31,900−100.0% | Sold out |
| Continuum Advisory, LLC | 0 | $0 | 0.00% | −25,693−100.0% | Sold out |
| Kestra Advisory Services, LLC | 0 | $0 | 0.00% | −18,542−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −16,175−100.0% | Sold out |
| Northwestern Mutual Wealth Management Co | 0 | $0 | 0.00% | −6,200−100.0% | Sold out |
| Richardson Capital Management LLC | 0 | $0 | 0.00% | −2,418−100.0% | Sold out |
| Annis Gardner Whiting Capital Advisors, LLC | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |
| Mather Group, LLC. | 0 | $0 | 0.00% | −1,040−100.0% | Sold out |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −2−100.0% | Sold out |
| BlackRock Inc. | – | – | – | – | Not filed |