Aqua Metals, Inc.
AQMS- Exchange
- Nasdaq
- Industry
- Secondary Smelting & Refining of Nonferrous Metals
- SEC CIK
- 0001621832
No open-market purchases or sales by Aqua Metals, Inc. insiders were filed in the last 90 days; 31 institutions reported holding it in 13F filings for Q2 2026, worth $819.6K in total; no superinvestor holds it.
13F holders, Q4 2022
Institutional positions in Aqua Metals, Inc. as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 57
- +3 vs. Q3 2022
- Shares held
- 13.9M
- +1.65M (+13.5%) vs. Q3 2022
- Total value
- $17.4M
- +$8.18M (+88.4%) vs. Q3 2022
- New holders
- 8
- 13 more added
- Sold out
- 5
- 12 more reduced
1 institution that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AQMS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 31 | $819.6K |
| Q1 2026 | 34 | $926.6K |
| Q4 2025 | 33 | $884.3K |
| Q3 2025 | 28 | $1.03M |
| Q2 2025 | 31 | $425.6K |
| Q1 2025 | 28 | $2.30M |
| Q4 2024 | 32 | $2.41M |
| Q3 2024 | 55 | $3.30M |
| Q2 2024 | 62 | $5.93M |
| Q1 2024 | 65 | $11.5M |
| Q4 2023 | 73 | $15.2M |
| Q3 2023 | 71 | $23.4M |
| Q2 2023 | 57 | $17.6M |
| Q1 2023 | 59 | $15.1M |
| Q4 2022 | 57 | $17.4M |
| Q3 2022 | 55 | $9.26M |
| Q2 2022 | 58 | $9.73M |
| Q1 2022 | 62 | $18.5M |
| Q4 2021 | 66 | $17.1M |
| Q3 2021 | 61 | $27.1M |
| Q2 2021 | 69 | $38.3M |
| Q1 2021 | 71 | $57.9M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Aqua Metals, Inc.; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Tower Research Capital LLC (TRC) | 73 | $0 | 0.00% | 00.0% | Unchanged |
| HM Payson & Co | 300 | $375 | 0.00% | 00.0% | Unchanged |
| Citadel Advisors LLC | 399 | $499 | 0.00% | +399 | New |
| Lowe Wealth Advisors, LLC | 455 | $569 | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 676 | $845 | 0.00% | +176+35.2% | Added |
| US Bancorp | 800 | $1.00K | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 1,000 | $1.25K | 0.00% | +1,000 | New |
| Huntington National Bank | 2,000 | $2.50K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 2,890 | $3.61K | 0.00% | +1,400+94.0% | Added |
| Westside Investment Management, Inc. | 5,500 | $6.00K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 7,113 | $9.25K | 0.00% | +4,200+144.2% | Added |
| Wells Fargo & Company | 9,970 | $12.5K | 0.00% | +20+0.2% | Added |
| David R. Rahn & Associates Inc. | 10,000 | $12.5K | 0.01% | 00.0% | Unchanged |
| Mutual Advisors, LLC | 10,000 | $12.5K | 0.00% | 00.0% | Unchanged |
| Virtu Financial LLC | 11,532 | $14.0K | 0.00% | +11,532 | New |
| Goldman Sachs Group Inc | 11,900 | $14.9K | 0.00% | −50−0.4% | Reduced |
| Ledge Wealth Management, Inc. | 14,005 | $18.0K | 0.01% | 00.0% | Unchanged |
| Brown Advisory Inc | 14,500 | $18.1K | 0.00% | 00.0% | Unchanged |
| HighMark Wealth Management LLC | 15,740 | $19.7K | 0.01% | −20−0.1% | Reduced |
| LPL Financial LLC | 16,382 | $20.5K | 0.00% | −8,300−33.6% | Reduced |
| Royal Bank of Canada | 17,265 | $22.0K | 0.00% | −176−1.0% | Reduced |
| Werba Rubin Papier Wealth Management | 20,000 | $25.0K | 0.01% | +20,000 | New |
| Creative Planning | 20,292 | $25.4K | 0.00% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 22,386 | $28.0K | 0.00% | +3,225+16.8% | Added |
| Royal Capital Wealth Management, LLC | 23,000 | $29.0K | 0.03% | 00.0% | Unchanged |
| Charles Schwab Investment Management Inc | 23,651 | $29.6K | 0.00% | 00.0% | Unchanged |
| Dimensional Fund Advisors LP | 25,774 | $32.0K | 0.00% | 00.0% | Unchanged |
| Williams Jones Wealth Management, LLC. | 29,000 | $36.3K | 0.00% | 00.0% | Unchanged |
| Bank of New York Mellon Corp | 30,608 | $38.3K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 31,152 | $38.9K | 0.00% | +31,152 | New |
| Wellington Shields & Co., LLC | 31,900 | $39.9K | 0.01% | −160−0.5% | Reduced |
| Two Sigma Advisers, LP | 32,000 | $40.0K | 0.00% | −15,200−32.2% | Reduced |
| National Asset Management, Inc. | 34,200 | $42.8K | 0.00% | −1,650−4.6% | Reduced |
| Marathon Capital Management | 35,000 | $43.8K | 0.01% | 00.0% | Unchanged |
| Sigma Planning Corp | 36,000 | $45.0K | 0.00% | −5,150−12.5% | Reduced |
| IFP Advisors, Inc | 15,000 | $50.0K | 0.00% | 00.0% | Unchanged |
| Quantum Private Wealth, LLC | 40,599 | $50.7K | 0.03% | 00.0% | Unchanged |
| Merit Financial Group, LLC | 41,657 | $52.1K | 0.00% | +41,657 | New |
| Cetera Advisor Networks LLC | 43,000 | $53.8K | 0.00% | 00.0% | Unchanged |
| First Republic Investment Management, Inc. | 46,075 | $57.6K | 0.00% | +46,075 | New |
| Morgan Stanley | 49,775 | $62.2K | 0.00% | −1,005−2.0% | Reduced |
| Group One Trading, L.P. | 54,645 | $68.3K | 0.00% | +8,800+19.2% | Added |
| Commonwealth Equity Services, LLC | 65,197 | $81.0K | 0.00% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 70,832 | $88.5K | 0.00% | −6,634−8.6% | Reduced |
| White Pine Capital LLC | 76,629 | $95.8K | 0.04% | +54,629+248.3% | Added |
| Levin Capital Strategies, L.P. | 86,000 | $107.5K | 0.01% | +61,000+244.0% | Added |
| Price T Rowe Associates Inc | 111,800 | $140.0K | 0.00% | 00.0% | Unchanged |
| Northern Trust Corp | 124,242 | $155.3K | 0.00% | 00.0% | Unchanged |
| Titleist Asset Management, Ltd. | 166,132 | $207.7K | 0.05% | +54,108+48.3% | Added |
| State Street Corp | 250,234 | $312.8K | 0.00% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 434,746 | $543.0K | 0.00% | −4,885−1.1% | Reduced |
| Kanen Wealth Management LLC | 468,425 | $585.5K | 0.30% | +468,425 | New |
| Geode Capital Management, LLC | 678,546 | $848.0K | 0.00% | −31,977−4.5% | Reduced |
| BlackRock Inc. | 1,197,778 | $1.50M | 0.00% | +10,436+0.9% | Added |
| Ieq Capital, LLC | 2,210,909 | $2.76M | 0.08% | +279,470+14.5% | Added |
| Vanguard Group Inc | 2,542,885 | $3.18M | 0.00% | +9830.0% | Added |
| Baird Financial Group, Inc. | 4,598,878 | $5.75M | 0.02% | +713,671+18.4% | Added |
| AWM Investment Company, Inc. | 0 | $0 | 0.00% | −55,474−100.0% | Sold out |
| Wolverine Trading, LLC | 0 | $0 | 0.00% | −10,429−100.0% | Sold out |
| Maple Capital Management, Inc. | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Steward Partners Investment Advisory, LLC | 0 | $0 | 0.00% | −4,696−100.0% | Sold out |
| Wellington Shields Capital Management, LLC | 0 | $0 | 0.00% | −3,000−100.0% | Sold out |
| American Portfolios Advisors | – | – | – | – | Not filed |