Aqua Metals, Inc.
AQMS- Exchange
- Nasdaq
- Industry
- Secondary Smelting & Refining of Nonferrous Metals
- SEC CIK
- 0001621832
No open-market purchases or sales by Aqua Metals, Inc. insiders were filed in the last 90 days; 31 institutions reported holding it in 13F filings for Q2 2026, worth $819.6K in total; no superinvestor holds it.
13F holders, Q1 2024
Institutional positions in Aqua Metals, Inc. as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 65
- −8 vs. Q4 2023
- Shares held
- 21.3M
- +133.2K (+0.6%) vs. Q4 2023
- Total value
- $11.5M
- −$3.77M (−24.7%) vs. Q4 2023
- New holders
- 7
- 20 more added
- Sold out
- 15
- 14 more reduced
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AQMS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 31 | $819.6K |
| Q1 2026 | 34 | $926.6K |
| Q4 2025 | 33 | $884.3K |
| Q3 2025 | 28 | $1.03M |
| Q2 2025 | 31 | $425.6K |
| Q1 2025 | 28 | $2.30M |
| Q4 2024 | 32 | $2.41M |
| Q3 2024 | 55 | $3.30M |
| Q2 2024 | 62 | $5.93M |
| Q1 2024 | 65 | $11.5M |
| Q4 2023 | 73 | $15.2M |
| Q3 2023 | 71 | $23.4M |
| Q2 2023 | 57 | $17.6M |
| Q1 2023 | 59 | $15.1M |
| Q4 2022 | 57 | $17.4M |
| Q3 2022 | 55 | $9.26M |
| Q2 2022 | 58 | $9.73M |
| Q1 2022 | 62 | $18.5M |
| Q4 2021 | 66 | $17.1M |
| Q3 2021 | 61 | $27.1M |
| Q2 2021 | 69 | $38.3M |
| Q1 2021 | 71 | $57.9M |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Aqua Metals, Inc.; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Simplex Trading, LLC | 751 | $0 | 0.00% | +751 | New |
| Godsey & Gibb Associates | 50 | $27 | 0.00% | +50 | New |
| HM Payson & Co | 300 | $162 | 0.00% | 00.0% | Unchanged |
| Lowe Wealth Advisors, LLC | 455 | $245 | 0.00% | 00.0% | Unchanged |
| Principal Securities, Inc. | 1,100 | $592 | 0.00% | +1,100 | New |
| Huntington National Bank | 2,000 | $1.08K | 0.00% | 00.0% | Unchanged |
| Annis Gardner Whiting Capital Advisors, LLC | 2,000 | $1.08K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 2,828 | $1.52K | 0.00% | +12+0.4% | Added |
| Harbour Investments, Inc. | 4,112 | $2.21K | 0.00% | +1,222+42.3% | Added |
| Advisor Group Holdings, Inc. | 5,100 | $2.75K | 0.00% | 00.0% | Unchanged |
| Westside Investment Management, Inc. | 5,500 | $2.96K | 0.00% | 00.0% | Unchanged |
| Thurston, Springer, Miller, Herd & Titak, Inc. | 7,700 | $4.14K | 0.00% | +7,700 | New |
| Bank of America Corp | 7,831 | $4.21K | 0.00% | −63−0.8% | Reduced |
| Mariner, LLC | 10,000 | $5.38K | 0.00% | 00.0% | Unchanged |
| David R. Rahn & Associates Inc. | 10,000 | $5.38K | 0.00% | 00.0% | Unchanged |
| Mutual Advisors, LLC | 10,000 | $5.38K | 0.00% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 10,000 | $5.38K | 0.00% | +10,000 | New |
| United Capital Financial Advisers, LLC | 10,000 | $5.40K | 0.00% | +10,000 | New |
| Bank of New York Mellon Corp | 10,462 | $5.63K | 0.00% | −20,147−65.8% | Reduced |
| Kestra Private Wealth Services, LLC | 10,500 | $5.65K | 0.00% | 00.0% | Unchanged |
| Balboa Wealth Partners | 12,000 | $6.46K | 0.00% | −200−1.6% | Reduced |
| Brown Advisory Inc | 14,500 | $7.80K | 0.00% | 00.0% | Unchanged |
| Boothbay Fund Management, LLC | 14,510 | $7.81K | 0.00% | +510+3.6% | Added |
| IFP Advisors, Inc | 15,000 | $8.07K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 17,265 | $9.00K | 0.00% | −507−2.9% | Reduced |
| Werba Rubin Papier Wealth Management | 20,000 | $10.8K | 0.00% | 00.0% | Unchanged |
| HighMark Wealth Management LLC | 20,289 | $10.9K | 0.01% | +5,000+32.7% | Added |
| Tower Research Capital LLC (TRC) | 20,939 | $11.3K | 0.00% | +9,353+80.7% | Added |
| Continuum Advisory, LLC | 25,693 | $11.7K | 0.00% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 21,397 | $12.0K | 0.00% | 00.0% | Unchanged |
| Virtu Financial LLC | 21,984 | $12.0K | 0.00% | +4,276+24.1% | Added |
| Dimensional Fund Advisors LP | 25,774 | $13.9K | 0.00% | 00.0% | Unchanged |
| Williams Jones Wealth Management, LLC. | 29,000 | $15.6K | 0.00% | 00.0% | Unchanged |
| Wealth Enhancement Advisory Services, LLC | 29,723 | $16.0K | 0.00% | −10,060−25.3% | Reduced |
| Merit Financial Group, LLC | 35,650 | $16.7K | 0.00% | +450+1.3% | Added |
| Wellington Shields & Co., LLC | 31,900 | $17.2K | 0.01% | 00.0% | Unchanged |
| Skandinaviska Enskilda Banken AB (publ) | 33,704 | $18.2K | 0.00% | +6,004+21.7% | Added |
| Group One Trading, L.P. | 34,150 | $18.4K | 0.00% | −14,149−29.3% | Reduced |
| LPL Financial LLC | 38,933 | $20.9K | 0.00% | −6,239−13.8% | Reduced |
| HighTower Advisors, LLC | 43,244 | $23.0K | 0.00% | +21,954+103.1% | Added |
| Cetera Investment Advisers | 43,000 | $23.1K | 0.00% | +43,000 | New |
| Quantum Private Wealth, LLC | 47,099 | $25.3K | 0.01% | 00.0% | Unchanged |
| Jane Street Group, LLC | 50,860 | $27.4K | 0.00% | +4,432+9.5% | Added |
| Dorchester Wealth Management Co | 53,400 | $28.7K | 0.01% | 00.0% | Unchanged |
| Morgan Stanley | 60,039 | $32.3K | 0.00% | −5,212−8.0% | Reduced |
| Price T Rowe Associates Inc | 59,700 | $33.0K | 0.00% | 00.0% | Unchanged |
| Creative Planning | 65,800 | $35.4K | 0.00% | −100−0.2% | Reduced |
| National Asset Management, Inc. | 34,100 | $38.5K | 0.00% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 86,292 | $46.4K | 0.00% | −278,300−76.3% | Reduced |
| Goldman Sachs Group Inc | 111,900 | $60.2K | 0.00% | −179,484−61.6% | Reduced |
| Citadel Advisors LLC | 145,962 | $78.5K | 0.00% | +123,280+543.5% | Added |
| Titleist Asset Management, LLC | 168,054 | $90.4K | 0.02% | −2,497−1.5% | Reduced |
| Northern Trust Corp | 197,824 | $106.4K | 0.00% | 00.0% | Unchanged |
| Qube Research & Technologies Ltd | 202,187 | $108.8K | 0.00% | −32,415−13.8% | Reduced |
| State Street Corp | 250,234 | $134.6K | 0.00% | 00.0% | Unchanged |
| Squarepoint Ops LLC | 288,285 | $155.1K | 0.00% | +189,116+190.7% | Added |
| Cambridge Investment Research Advisors, Inc. | 377,840 | $203.0K | 0.00% | −2,000−0.5% | Reduced |
| Boston Partners | 615,909 | $331.4K | 0.00% | +85,019+16.0% | Added |
| Geode Capital Management, LLC | 1,038,413 | $558.8K | 0.00% | +15,110+1.5% | Added |
| BlackRock Inc. | 1,217,020 | $654.8K | 0.00% | +1,391+0.1% | Added |
| Russell Investments Group, Ltd. | 1,652,999 | $889.3K | 0.00% | +208,432+14.4% | Added |
| AWM Investment Company, Inc. | 1,800,000 | $968.4K | 0.13% | +900,000+100.0% | Added |
| Ieq Capital, LLC | 3,231,196 | $1.74M | 0.02% | +273,713+9.3% | Added |
| Vanguard Group Inc | 4,207,046 | $2.26M | 0.00% | +9610.0% | Added |
| Baird Financial Group, Inc. | 4,676,557 | $2.52M | 0.01% | +727,930+18.4% | Added |
| Kanen Wealth Management LLC | 0 | $0 | 0.00% | −1,473,942−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −113,309−100.0% | Sold out |
| UBS Group AG | 0 | $0 | 0.00% | −74,397−100.0% | Sold out |
| Millennium Management LLC | 0 | $0 | 0.00% | −67,607−100.0% | Sold out |
| Sunesis Advisors, LLC | 0 | $0 | 0.00% | −50,000−100.0% | Sold out |
| Cetera Advisor Networks LLC | 0 | $0 | 0.00% | −43,000−100.0% | Sold out |
| XTX Topco Ltd | 0 | $0 | 0.00% | −33,387−100.0% | Sold out |
| GTS Securities LLC | 0 | $0 | 0.00% | −32,720−100.0% | Sold out |
| Charles Schwab Investment Management Inc | 0 | $0 | 0.00% | −23,651−100.0% | Sold out |
| Marathon Capital Management | 0 | $0 | 0.00% | −15,000−100.0% | Sold out |
| Two Sigma Securities, LLC | 0 | $0 | 0.00% | −11,947−100.0% | Sold out |
| Two Sigma Investments, LP | 0 | $0 | 0.00% | −11,600−100.0% | Sold out |
| Centaurus Financial, Inc. | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −5,000−100.0% | Sold out |
| National Bank of Canada | 0 | $0 | 0.00% | −650−100.0% | Sold out |