Aqua Metals, Inc.
AQMS- Exchange
- Nasdaq
- Industry
- Secondary Smelting & Refining of Nonferrous Metals
- SEC CIK
- 0001621832
No open-market purchases or sales by Aqua Metals, Inc. insiders were filed in the last 90 days; 31 institutions reported holding it in 13F filings for Q2 2026, worth $819.6K in total; no superinvestor holds it.
13F holders, Q1 2023
Institutional positions in Aqua Metals, Inc. as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 59
- +3 vs. Q4 2022
- Shares held
- 15.1M
- +1.34M (+9.7%) vs. Q4 2022
- Total value
- $15.1M
- −$2.14M (−12.4%) vs. Q4 2022
- New holders
- 9
- 11 more added
- Sold out
- 6
- 11 more reduced
1 institution that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AQMS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 31 | $819.6K |
| Q1 2026 | 34 | $926.6K |
| Q4 2025 | 33 | $884.3K |
| Q3 2025 | 28 | $1.03M |
| Q2 2025 | 31 | $425.6K |
| Q1 2025 | 28 | $2.30M |
| Q4 2024 | 32 | $2.41M |
| Q3 2024 | 55 | $3.30M |
| Q2 2024 | 62 | $5.93M |
| Q1 2024 | 65 | $11.5M |
| Q4 2023 | 73 | $15.2M |
| Q3 2023 | 71 | $23.4M |
| Q2 2023 | 57 | $17.6M |
| Q1 2023 | 59 | $15.1M |
| Q4 2022 | 57 | $17.4M |
| Q3 2022 | 55 | $9.26M |
| Q2 2022 | 58 | $9.73M |
| Q1 2022 | 62 | $18.5M |
| Q4 2021 | 66 | $17.1M |
| Q3 2021 | 61 | $27.1M |
| Q2 2021 | 69 | $38.3M |
| Q1 2021 | 71 | $57.9M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Aqua Metals, Inc.; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Tower Research Capital LLC (TRC) | 73 | $0 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 23 | $23 | 0.00% | +23 | New |
| Ancora Advisors, LLC | 101 | $101 | 0.00% | +101 | New |
| HM Payson & Co | 300 | $300 | 0.00% | 00.0% | Unchanged |
| Lowe Wealth Advisors, LLC | 455 | $455 | 0.00% | 00.0% | Unchanged |
| US Bancorp | 800 | $800 | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | 2,000 | $2.00K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 2,890 | $2.89K | 0.00% | 00.0% | Unchanged |
| Westside Investment Management, Inc. | 5,500 | $5.50K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 7,113 | $7.11K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 8,958 | $8.96K | 0.00% | +8,282+1,225.1% | Added |
| Wells Fargo & Company | 9,977 | $9.98K | 0.00% | +7+0.1% | Added |
| David R. Rahn & Associates Inc. | 10,000 | $10.0K | 0.01% | 00.0% | Unchanged |
| Mutual Advisors, LLC | 10,000 | $10.0K | 0.00% | 00.0% | Unchanged |
| Centaurus Financial, Inc. | 10,000 | $10.0K | 0.00% | +10,000 | New |
| Goldman Sachs Group Inc | 11,900 | $11.9K | 0.00% | 00.0% | Unchanged |
| Ledge Wealth Management, Inc. | 14,005 | $14.0K | 0.01% | 00.0% | Unchanged |
| Brown Advisory Inc | 14,500 | $14.5K | 0.00% | 00.0% | Unchanged |
| HighMark Wealth Management LLC | 15,289 | $15.3K | 0.01% | −451−2.9% | Reduced |
| Royal Bank of Canada | 17,265 | $17.0K | 0.00% | 00.0% | Unchanged |
| LPL Financial LLC | 18,582 | $18.6K | 0.00% | +2,200+13.4% | Added |
| Werba Rubin Papier Wealth Management | 20,000 | $20.0K | 0.01% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 21,397 | $21.0K | 0.00% | −43,800−67.2% | Reduced |
| Royal Capital Wealth Management, LLC | 23,000 | $23.0K | 0.02% | 00.0% | Unchanged |
| Jane Street Group, LLC | 23,608 | $23.6K | 0.00% | +23,608 | New |
| Charles Schwab Investment Management Inc | 23,651 | $23.7K | 0.00% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 23,886 | $24.0K | 0.00% | +1,500+6.7% | Added |
| Marathon Capital Management | 25,000 | $25.0K | 0.01% | −10,000−28.6% | Reduced |
| Dimensional Fund Advisors LP | 25,774 | $25.8K | 0.00% | 00.0% | Unchanged |
| Williams Jones Wealth Management, LLC. | 29,000 | $29.0K | 0.00% | 00.0% | Unchanged |
| Two Sigma Advisers, LP | 29,200 | $29.2K | 0.00% | −2,800−8.8% | Reduced |
| Bank of New York Mellon Corp | 30,608 | $30.6K | 0.00% | 00.0% | Unchanged |
| Boston Partners | 30,694 | $30.7K | 0.00% | +30,694 | New |
| Wellington Shields & Co., LLC | 31,900 | $31.9K | 0.01% | 00.0% | Unchanged |
| Marshall Wace, LLP | 32,668 | $32.7K | 0.00% | +32,668 | New |
| National Asset Management, Inc. | 34,100 | $34.1K | 0.00% | −100−0.3% | Reduced |
| Sigma Planning Corp | 36,000 | $36.0K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 38,991 | $39.0K | 0.00% | +7,839+25.2% | Added |
| Quantum Private Wealth, LLC | 40,599 | $40.6K | 0.02% | 00.0% | Unchanged |
| Merit Financial Group, LLC | 41,375 | $41.4K | 0.00% | −282−0.7% | Reduced |
| Cetera Advisor Networks LLC | 43,000 | $43.0K | 0.00% | 00.0% | Unchanged |
| Sunesis Advisors, LLC | 50,000 | $50.0K | 0.04% | +50,000 | New |
| Creative Planning | 51,222 | $51.2K | 0.00% | +30,930+152.4% | Added |
| Morgan Stanley | 52,172 | $52.2K | 0.00% | +2,397+4.8% | Added |
| Group One Trading, L.P. | 55,519 | $55.5K | 0.00% | +874+1.6% | Added |
| Price T Rowe Associates Inc | 59,700 | $60.0K | 0.00% | −52,100−46.6% | Reduced |
| Susquehanna International Group, LLP | 121,096 | $121.1K | 0.00% | +50,264+71.0% | Added |
| Northern Trust Corp | 121,870 | $121.9K | 0.00% | −2,372−1.9% | Reduced |
| Titleist Asset Management, LLC | 159,078 | $159.1K | 0.03% | +159,078 | New |
| State Street Corp | 250,234 | $250.2K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 351,666 | $351.7K | 0.00% | +351,666 | New |
| Cambridge Investment Research Advisors, Inc. | 429,746 | $430.0K | 0.00% | −5,000−1.2% | Reduced |
| Kanen Wealth Management LLC | 468,425 | $468.4K | 0.32% | 00.0% | Unchanged |
| Geode Capital Management, LLC | 678,546 | $678.5K | 0.00% | 00.0% | Unchanged |
| BlackRock Inc. | 1,153,494 | $1.15M | 0.00% | −44,284−3.7% | Reduced |
| Ieq Capital, LLC | 2,645,478 | $2.65M | 0.06% | +434,569+19.7% | Added |
| Vanguard Group Inc | 3,098,025 | $3.10M | 0.00% | +555,140+21.8% | Added |
| Baird Financial Group, Inc. | 4,570,520 | $4.57M | 0.01% | −28,358−0.6% | Reduced |
| IFP Advisors, Inc | 15,000 | – | – | 00.0% | Unchanged |
| Levin Capital Strategies, L.P. | 0 | $0 | 0.00% | −86,000−100.0% | Sold out |
| White Pine Capital LLC | 0 | $0 | 0.00% | −76,629−100.0% | Sold out |
| First Republic Investment Management, Inc. | 0 | $0 | 0.00% | −46,075−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −11,532−100.0% | Sold out |
| GWM Advisors LLC | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −399−100.0% | Sold out |
| Titleist Asset Management, Ltd. | – | – | – | – | Not filed |