AppHarvest, Inc.
APPHDelisted Sep 8, 2023- Industry
- Agricultural Production-Crops
- SEC CIK
- 0001807707
AppHarvest, Inc. was delisted on Sep 8, 2023; its insiders filed their last Form 4 on Jun 13, 2023; 129 institutions reported holding it in 13F filings for Q2 2023, worth $14.0M in total; no superinvestor held it.
13F holders, Q1 2022
Institutional positions in AppHarvest, Inc. as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 169
- +13 vs. Q4 2021
- Shares held
- 39.7M
- −3.90M (−8.9%) vs. Q4 2021
- Total value
- $214.0M
- +$44.1M (+25.9%) vs. Q4 2021
- New holders
- 34
- 53 more added
- Sold out
- 21
- 49 more reduced
1 institution that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting APPH on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 10 | $68 |
| Q3 2023 | 13 | $24.7K |
| Q2 2023 | 129 | $14.0M |
| Q1 2023 | 132 | $32.6M |
| Q4 2022 | 140 | $18.2M |
| Q3 2022 | 150 | $73.8M |
| Q2 2022 | 160 | $149.2M |
| Q1 2022 | 169 | $214.0M |
| Q4 2021 | 157 | $169.9M |
| Q3 2021 | 150 | $292.5M |
| Q2 2021 | 134 | $835.6M |
| Q1 2021 | 103 | $887.5M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding AppHarvest, Inc.; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Inclusive Capital Partners, L.P. | 5,798,704 | $31.2M | 3.22% | −3,000,000−34.1% | Reduced |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 5,795,085 | $31.1M | 0.11% | +592,892+11.4% | Added |
| BlackRock Inc. | 4,294,180 | $23.1M | 0.00% | +2,0100.0% | Added |
| Norges Bank | 3,200,000 | $17.2M | 0.00% | 00.0% | Unchanged |
| Vanguard Group Inc | 3,135,617 | $16.9M | 0.00% | −1,411,613−31.0% | Reduced |
| Vident Investment Advisory, LLC | 1,545,397 | $8.31M | 0.22% | −13,978−0.9% | Reduced |
| State Street Corp | 1,331,427 | $7.16M | 0.00% | +41,530+3.2% | Added |
| Legal & General Group Plc | 1,136,550 | $6.11M | 0.00% | −49,331−4.2% | Reduced |
| Geode Capital Management, LLC | 1,046,350 | $5.62M | 0.00% | −62,984−5.7% | Reduced |
| Deutsche Bank AG | 1,040,577 | $5.59M | 0.00% | +545,504+110.2% | Added |
| Davy Global Fund Management Ltd | 911,734 | $4.90M | 0.80% | −664,516−42.2% | Reduced |
| GMT Capital Corp | 840,613 | $4.52M | 0.28% | +840,613 | New |
| Janus Henderson Group PLC | 748,767 | $4.02M | 0.00% | −667,205−47.1% | Reduced |
| Morgan Stanley | 721,453 | $3.88M | 0.00% | −475,146−39.7% | Reduced |
| Northern Trust Corp | 631,106 | $3.39M | 0.00% | −27,023−4.1% | Reduced |
| Charles Schwab Investment Management Inc | 460,245 | $2.47M | 0.00% | +9,487+2.1% | Added |
| Goldman Sachs Group Inc | 365,074 | $1.96M | 0.00% | +276,018+309.9% | Added |
| Sculptor Capital LP | 358,800 | $1.93M | 0.02% | +358,800 | New |
| Alyeska Investment Group, L.P. | 344,387 | $1.85M | 0.02% | +312,841+991.7% | Added |
| Amundi | 329,877 | $1.77M | 0.00% | +329,877 | New |
| Parametric Portfolio Associates LLC | 324,362 | $1.74M | 0.00% | +234,880+262.5% | Added |
| 13D Management LLC | 275,077 | $1.48M | 0.56% | −24,301−8.1% | Reduced |
| D. E. Shaw & Co., Inc. | 255,655 | $1.37M | 0.00% | +87,785+52.3% | Added |
| Bank of New York Mellon Corp | 197,219 | $1.06M | 0.00% | −247,615−55.7% | Reduced |
| Nuveen Asset Management, LLC | 175,738 | $1.04M | 0.00% | +2,478+1.4% | Added |
| Money Concepts Capital Corp | 187,648 | $1.01M | 0.06% | +108,264+136.4% | Added |
| Two Sigma Investments, LP | 171,693 | $923.0K | 0.00% | −711,756−80.6% | Reduced |
| EMJ Capital Ltd. | 160,000 | $860.0K | 2.62% | +160,000 | New |
| Allianz Asset Management GmbH | 147,992 | $795.0K | 0.00% | +147,992 | New |
| JPMorgan Chase & Co | 147,088 | $791.0K | 0.00% | −9,733−6.2% | Reduced |
| Hartline Investment Corp | 44,400 | $710.0K | 0.09% | +44,400 | New |
| Swiss National Bank | 130,900 | $704.0K | 0.00% | +9,100+7.5% | Added |
| Susquehanna International Group, LLP | 118,272 | $636.0K | 0.00% | −35,122−22.9% | Reduced |
| B. Riley Financial, Inc. | 114,874 | $617.0K | 0.11% | +114,874 | New |
| National Bank of Canada | 100,400 | $540.0K | 0.00% | −24,500−19.6% | Reduced |
| Wells Fargo & Company | 98,199 | $528.0K | 0.00% | +29,023+42.0% | Added |
| UBS Group AG | 94,324 | $507.0K | 0.00% | −20,595−17.9% | Reduced |
| Bank of America Corp | 84,966 | $458.0K | 0.00% | −168,700−66.5% | Reduced |
| Beck Capital Management, LLC | 84,050 | $452.0K | 0.14% | +84,050 | New |
| HSBC Holdings PLC | 83,050 | $447.0K | 0.00% | +83,050 | New |
| 180 Wealth Advisors, LLC | 98,735 | $446.0K | 0.10% | +4,819+5.1% | Added |
| Meridian Wealth Management, LLC | 81,515 | $438.0K | 0.05% | +32,710+67.0% | Added |
| Valueworks LLC | 81,082 | $436.0K | 0.14% | +81,082 | New |
| Accomplice Associates II, LLC | 79,961 | $430.0K | 0.74% | 00.0% | Unchanged |
| California State Teachers Retirement System | 76,812 | $413.0K | 0.00% | −7,478−8.9% | Reduced |
| Lido Advisors, LLC | 73,044 | $392.0K | 0.01% | +73,044 | New |
| Ergoteles LLC | 70,300 | $378.0K | 0.01% | −16,200−18.7% | Reduced |
| LPL Financial LLC | 70,178 | $377.0K | 0.00% | +654+0.9% | Added |
| Sprott Inc. | 65,315 | $351.0K | 0.02% | +2,696+4.3% | Added |
| Royal Bank of Canada | 65,205 | $350.0K | 0.00% | −12,122−15.7% | Reduced |
| Archford Capital Strategies, LLC | 63,083 | $328.0K | 0.07% | +44,477+239.0% | Added |
| Rhumbline Advisers | 59,855 | $322.0K | 0.00% | +10,928+22.3% | Added |
| Prudential Financial Inc | 59,335 | $319.0K | 0.00% | +59,335 | New |
| Corient Capital Partners, LLC | 55,036 | $296.0K | 0.02% | +55,036 | New |
| Marshall Wace, LLP | 50,159 | $270.0K | 0.00% | +40,617+425.7% | Added |
| Cim Investment Mangement Inc | 47,773 | $257.0K | 0.09% | −5,560−10.4% | Reduced |
| Allspring Global Investments Holdings, LLC | 46,686 | $250.0K | 0.00% | −23,157−33.2% | Reduced |
| Ensign Peak Advisors, Inc | 44,650 | $240.0K | 0.00% | 00.0% | Unchanged |
| Credit Suisse AG | 44,631 | $240.0K | 0.00% | +142+0.3% | Added |
| WMG Financial Advisors, LLC | 44,250 | $238.0K | 0.17% | +25,000+129.9% | Added |
| MetLife Investment Management | 42,955 | $230.9K | 0.00% | +15,487+56.4% | Added |
| Wellington Shields & Co., LLC | 42,030 | $226.0K | 0.07% | 00.0% | Unchanged |
| Millennium Management LLC | 39,673 | $213.0K | 0.00% | −54,993−58.1% | Reduced |
| SEI Investments Co | 39,586 | $213.0K | 0.00% | 00.0% | Unchanged |
| New York State Common Retirement Fund | 38,810 | $209.0K | 0.00% | −65−0.2% | Reduced |
| UBS Asset Management Americas Inc | 38,505 | $207.0K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 38,933 | $203.0K | 0.00% | +1,961+5.3% | Added |
| Hall Private Wealth Advisors | 35,259 | $190.0K | 0.10% | +821+2.4% | Added |
| American International Group, Inc. | 34,639 | $186.0K | 0.00% | −2,438−6.6% | Reduced |
| Kestra Advisory Services, LLC | 34,648 | $186.0K | 0.00% | +2,382+7.4% | Added |
| National Asset Management, Inc. | 32,912 | $177.0K | 0.01% | −4,635−12.3% | Reduced |
| Keystone Financial Group | 32,648 | $175.0K | 0.03% | +13,600+71.4% | Added |
| Jane Street Group, LLC | 30,461 | $164.0K | 0.00% | +13,266+77.2% | Added |
| Penserra Capital Management LLC | 30,584 | $163.0K | 0.00% | +10,142+49.6% | Added |
| Cookson Peirce & Co Inc | 30,000 | $161.0K | 0.01% | +15,000+100.0% | Added |
| Manufacturers Life Insurance Company, The | 29,681 | $159.5K | 0.00% | −7,494−20.2% | Reduced |
| Invesco Ltd. | 28,557 | $153.0K | 0.00% | −412−1.4% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 26,717 | $144.0K | 0.00% | −4,726−15.0% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 26,791 | $144.0K | 0.00% | +9,896+58.6% | Added |
| Two Sigma Advisers, LP | 26,500 | $142.0K | 0.00% | −85,600−76.4% | Reduced |
| Commonwealth Equity Services, LLC | 26,421 | $142.0K | 0.00% | +2,465+10.3% | Added |
| Voya Investment Management LLC | 25,907 | $139.0K | 0.00% | 00.0% | Unchanged |
| International Assets Investment Management, LLC | 25,375 | $136.0K | 0.02% | −6,750−21.0% | Reduced |
| Crystal Rock Capital Management | 25,000 | $134.0K | 0.09% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 22,533 | $121.0K | 0.00% | +22,533 | New |
| Raymond James & Associates | 21,682 | $117.0K | 0.00% | −1,247−5.4% | Reduced |
| Gsa Capital Partners LLP | 21,749 | $117.0K | 0.02% | +21,749 | New |
| Wellington Shields Capital Management, LLC | 21,551 | $116.0K | 0.01% | 00.0% | Unchanged |
| Citadel Advisors LLC | 19,667 | $106.0K | 0.00% | −30,269−60.6% | Reduced |
| Van Eck Associates Corp | 19,762 | $106.0K | 0.00% | −7,957−28.7% | Reduced |
| Barclays PLC | 19,379 | $104.0K | 0.00% | +19,379 | New |
| Citigroup Inc | 19,298 | $103.0K | 0.00% | −87,635−82.0% | Reduced |
| CPR Investments Inc. | 17,185 | $92.0K | 0.08% | +4,730+38.0% | Added |
| Squarepoint Ops LLC | 16,767 | $90.0K | 0.00% | −31,190−65.0% | Reduced |
| STRS Ohio | 16,000 | $86.0K | 0.00% | 00.0% | Unchanged |
| Financial Advisors, LLC | 15,000 | $81.0K | 0.03% | 00.0% | Unchanged |
| Arizona State Retirement System | 14,971 | $80.0K | 0.00% | +126+0.8% | Added |
| Alberta Investment Management Corp | 14,600 | $78.0K | 0.00% | +14,600 | New |
| Evercore Wealth Management, LLC | 14,150 | $76.0K | 0.00% | 00.0% | Unchanged |
| Cetera Advisor Networks LLC | 14,130 | $76.0K | 0.00% | +14,130 | New |