AppHarvest, Inc.
APPHDelisted Sep 8, 2023- Industry
- Agricultural Production-Crops
- SEC CIK
- 0001807707
AppHarvest, Inc. was delisted on Sep 8, 2023; its insiders filed their last Form 4 on Jun 13, 2023; 129 institutions reported holding it in 13F filings for Q2 2023, worth $14.0M in total; no superinvestor held it.
13F holders, Q2 2023
Institutional positions in AppHarvest, Inc. as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
APPH is no longer listed, so this page shows Q2 2023. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 129
- −2 vs. Q1 2023
- Shares held
- 37.9M
- −15.4M (−28.9%) vs. Q1 2023
- Total value
- $14.0M
- −$18.6M (−57.0%) vs. Q1 2023
- New holders
- 25
- 30 more added
- Sold out
- 27
- 43 more reduced
1 institution that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting APPH on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 10 | $68 |
| Q3 2023 | 13 | $24.7K |
| Q2 2023 | 129 | $14.0M |
| Q1 2023 | 132 | $32.6M |
| Q4 2022 | 140 | $18.2M |
| Q3 2022 | 150 | $73.8M |
| Q2 2022 | 160 | $149.2M |
| Q1 2022 | 169 | $214.0M |
| Q4 2021 | 157 | $169.9M |
| Q3 2021 | 150 | $292.5M |
| Q2 2021 | 134 | $835.6M |
| Q1 2021 | 103 | $887.5M |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding AppHarvest, Inc.; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Alyeska Investment Group, L.P. | 9,177,778 | $3.40M | 0.03% | +7,063+0.1% | Added |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 7,713,153 | $2.85M | 0.01% | −688,039−8.2% | Reduced |
| Vanguard Group Inc | 5,013,418 | $1.85M | 0.00% | −431,644−7.9% | Reduced |
| Walleye Capital LLC | 3,360,530 | $1.24M | 0.02% | 00.0% | Unchanged |
| GMT Capital Corp | 1,205,800 | $446.1K | 0.02% | 00.0% | Unchanged |
| Millennium Management LLC | 1,178,192 | $435.9K | 0.00% | +1,178,192 | New |
| Geode Capital Management, LLC | 1,057,473 | $391.3K | 0.00% | −669,460−38.8% | Reduced |
| BlackRock Inc. | 989,875 | $366.3K | 0.00% | −4,957,658−83.4% | Reduced |
| Citadel Advisors LLC | 761,495 | $281.8K | 0.00% | −2,106,075−73.4% | Reduced |
| Charles Schwab Investment Management Inc | 572,042 | $211.7K | 0.00% | −48,592−7.8% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 550,877 | $203.8K | 0.00% | +251,345+83.9% | Added |
| Susquehanna International Group, LLP | 543,597 | $201.1K | 0.00% | +478,856+739.6% | Added |
| Meridian Wealth Management, LLC | 497,222 | $184.0K | 0.02% | +3,585+0.7% | Added |
| State Street Corp | 345,220 | $127.7K | 0.00% | −2,311,862−87.0% | Reduced |
| WMG Financial Advisors, LLC | 331,750 | $122.7K | 0.09% | +145,000+77.6% | Added |
| Y-Intercept (Hong Kong) Ltd | 324,798 | $120.2K | 0.01% | +324,798 | New |
| Goldman Sachs Group Inc | 276,352 | $102.3K | 0.00% | +198,766+256.2% | Added |
| Group One Trading, L.P. | 271,045 | $100.3K | 0.00% | +63,032+30.3% | Added |
| Jaffetilchin Investment Partners, LLC | 227,949 | $84.3K | 0.01% | +27,307+13.6% | Added |
| Jane Street Group, LLC | 222,255 | $82.2K | 0.00% | +203,721+1,099.2% | Added |
| Alpha Financial Partners, LLC | 216,549 | $80.1K | 0.09% | +216,549 | New |
| Annandale Capital, LLC | 200,000 | $74.0K | 0.02% | 00.0% | Unchanged |
| Cookson Peirce & Co Inc | 200,000 | $74.0K | 0.00% | +40,000+25.0% | Added |
| Northern Trust Corp | 166,407 | $61.6K | 0.00% | −622,037−78.9% | Reduced |
| Morgan Stanley | 156,508 | $57.9K | 0.00% | −63,807−29.0% | Reduced |
| Qube Research & Technologies Ltd | 154,191 | $57.1K | 0.00% | +154,191 | New |
| Simplex Trading, LLC | 124,181 | $45.0K | 0.00% | +74,414+149.5% | Added |
| 180 Wealth Advisors, LLC | 101,526 | $42.1K | 0.01% | +628+0.6% | Added |
| Ergoteles LLC | 102,200 | $37.8K | 0.00% | +102,200 | New |
| HRT Financial LP | 98,390 | $36.0K | 0.00% | +98,390 | New |
| Keystone Financial Group | 90,461 | $33.5K | 0.01% | +90,461 | New |
| Royal Bank of Canada | 83,950 | $31.0K | 0.00% | +37,814+82.0% | Added |
| Howard Financial Services, Ltd. | 80,000 | $29.6K | 0.01% | +10,000+14.3% | Added |
| XTX Topco Ltd | 78,112 | $28.9K | 0.01% | +78,112 | New |
| HSBC Holdings PLC | 77,423 | $28.6K | 0.00% | +140.0% | Added |
| Ballew Advisors, Inc | 62,754 | $27.3K | 0.02% | 00.0% | Unchanged |
| Lido Advisors, LLC | 73,044 | $27.0K | 0.00% | −10.0% | Reduced |
| SeaCrest Wealth Management, LLC | 55,000 | $20.4K | 0.00% | 00.0% | Unchanged |
| LPL Financial LLC | 54,628 | $20.2K | 0.00% | −890−1.6% | Reduced |
| Cim Investment Mangement Inc | 49,475 | $18.3K | 0.01% | 00.0% | Unchanged |
| Bank of Montreal | 36,500 | $16.4K | 0.00% | −4,072−10.0% | Reduced |
| Hall Private Wealth Advisors | 41,842 | $15.5K | 0.01% | +5,000+13.6% | Added |
| Van Eck Associates Corp | 39,524 | $15.0K | 0.00% | −21,611−35.3% | Reduced |
| Tower Research Capital LLC (TRC) | 37,658 | $13.9K | 0.00% | +18,341+94.9% | Added |
| Archer Investment Corp | 37,415 | $13.8K | 0.00% | +4,845+14.9% | Added |
| Advisor Group Holdings, Inc. | 36,071 | $13.5K | 0.00% | +2,798+8.4% | Added |
| JPMorgan Chase & Co | 32,304 | $12.0K | 0.00% | −82,927−72.0% | Reduced |
| Dimensional Fund Advisors LP | 31,657 | $11.7K | 0.00% | −3,124−9.0% | Reduced |
| Cetera Advisor Networks LLC | 30,380 | $11.2K | 0.00% | −500−1.6% | Reduced |
| DekaBank Deutsche Girozentrale | 30,000 | $11.0K | 0.00% | −280,000−90.3% | Reduced |
| IHT Wealth Management, LLC | 28,538 | $10.6K | 0.00% | −2,955−9.4% | Reduced |
| Bank of New York Mellon Corp | 28,484 | $10.5K | 0.00% | −263,439−90.2% | Reduced |
| GTS Securities LLC | 26,435 | $9.78K | 0.00% | +26,435 | New |
| Natixis | 24,752 | $9.16K | 0.00% | 00.0% | Unchanged |
| Balyasny Asset Management LLC | 24,729 | $9.15K | 0.00% | +24,729 | New |
| International Assets Investment Management, LLC | 24,450 | $9.05K | 0.00% | −300−1.2% | Reduced |
| Lincoln National Corp | 22,988 | $8.51K | 0.00% | +25+0.1% | Added |
| Strategic Advisors LLC | 22,876 | $8.46K | 0.00% | +22,876 | New |
| Snowden Capital Advisors LLC | 20,000 | $7.40K | 0.00% | 00.0% | Unchanged |
| Johnson Midwest Financial, LLC | 20,000 | $7.40K | 0.01% | +10,000+100.0% | Added |
| HB Wealth Management, LLC | 20,000 | $7.40K | 0.00% | +20,000 | New |
| Man Group plc | 19,444 | $7.19K | 0.00% | +19,444 | New |
| Exencial Wealth Advisors, LLC | 19,000 | $7.03K | 0.00% | +19,000 | New |
| Commonwealth Equity Services, LLC | 19,535 | $7.00K | 0.00% | −1,000−4.9% | Reduced |
| Stonegate Investment Group, LLC | 18,500 | $6.84K | 0.00% | 00.0% | Unchanged |
| Cerity Partners LLC | 17,778 | $6.58K | 0.00% | +17,778 | New |
| Calton & Associates, Inc. | 17,770 | $6.58K | 0.00% | +75+0.4% | Added |
| Kestra Advisory Services, LLC | 17,476 | $6.47K | 0.00% | −4,536−20.6% | Reduced |
| RDA Financial Network | 17,000 | $6.29K | 0.00% | 00.0% | Unchanged |
| Creative Planning | 15,458 | $5.72K | 0.00% | +2,300+17.5% | Added |
| Financial Advisors, LLC | 15,000 | $5.55K | 0.00% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 14,361 | $5.31K | 0.00% | +1,847+14.8% | Added |
| Walleye Trading LLC | 13,637 | $5.05K | 0.00% | +13,637 | New |
| Sigma Planning Corp | 13,537 | $5.01K | 0.00% | 00.0% | Unchanged |
| AE Wealth Management LLC | 13,131 | $4.86K | 0.00% | +200+1.5% | Added |
| Victory Capital Management Inc | 13,118 | $4.85K | 0.00% | −303−2.3% | Reduced |
| Huntington National Bank | 12,400 | $4.59K | 0.00% | 00.0% | Unchanged |
| Landmark Financial Advisors, LLC | 12,130 | $4.49K | 0.00% | +12,130 | New |
| Ballast, Inc. | 11,466 | $4.24K | 0.00% | −1,000−8.0% | Reduced |
| Thomasville National Bank | 11,000 | $4.07K | 0.00% | +1,000+10.0% | Added |
| Glenview Trust Co | 10,665 | $3.95K | 0.00% | +10,665 | New |
| Advisory Services Network, LLC | 10,511 | $3.89K | 0.00% | −5,903−36.0% | Reduced |
| Leonteq Securities AG | 10,403 | $3.85K | 0.00% | +8,572+468.2% | Added |
| Traynor Capital Management, Inc. | 10,080 | $3.73K | 0.00% | +10,080 | New |
| Archford Capital Strategies, LLC | 35,200 | $3.17K | 0.00% | −1,009−2.8% | Reduced |
| Bank of America Corp | 7,911 | $2.93K | 0.00% | −154,444−95.1% | Reduced |
| Federation des caisses Desjardins du Quebec | 6,565 | $2.43K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 6,508 | $2.41K | 0.00% | −1,009−13.4% | Reduced |
| UBS Group AG | 6,389 | $2.36K | 0.00% | −34,710−84.5% | Reduced |
| Citigroup Inc | 6,044 | $2.24K | 0.00% | +1,572+35.2% | Added |
| Cutler Group LP | 7,100 | $2.00K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 4,795 | $2.00K | 0.00% | −76−1.6% | Reduced |
| Steward Partners Investment Advisory, LLC | 4,600 | $1.70K | 0.00% | −1,000−17.9% | Reduced |
| Marathon Trading Investment Management LLC | 3,821 | $1.41K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 3,495 | $1.29K | 0.00% | −17,309−83.2% | Reduced |
| Clearstead Advisors, LLC | 3,264 | $1.21K | 0.00% | 00.0% | Unchanged |
| Central Bank & Trust Co | 2,966 | $1.10K | 0.00% | 00.0% | Unchanged |
| MCF Advisors LLC | 2,850 | $1.05K | 0.00% | 00.0% | Unchanged |
| Cassady Schiller Wealth Management, LLC | 2,506 | $927 | 0.00% | 00.0% | Unchanged |
| Wolverine Asset Management LLC | 2,119 | $784 | 0.00% | −1,700−44.5% | Reduced |