AppHarvest, Inc.
APPHDelisted Sep 8, 2023- Industry
- Agricultural Production-Crops
- SEC CIK
- 0001807707
AppHarvest, Inc. was delisted on Sep 8, 2023; its insiders filed their last Form 4 on Jun 13, 2023; 129 institutions reported holding it in 13F filings for Q2 2023, worth $14.0M in total; no superinvestor held it.
13F holders, Q2 2021
Institutional positions in AppHarvest, Inc. as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 134
- +32 vs. Q1 2021
- Shares held
- 52.3M
- +3.82M (+7.9%) vs. Q1 2021
- Total value
- $835.6M
- −$51.6M (−5.8%) vs. Q1 2021
- New holders
- 57
- 43 more added
- Sold out
- 25
- 15 more reduced
1 institution that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting APPH on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 10 | $68 |
| Q3 2023 | 13 | $24.7K |
| Q2 2023 | 129 | $14.0M |
| Q1 2023 | 132 | $32.6M |
| Q4 2022 | 140 | $18.2M |
| Q3 2022 | 150 | $73.8M |
| Q2 2022 | 160 | $149.2M |
| Q1 2022 | 169 | $214.0M |
| Q4 2021 | 157 | $169.9M |
| Q3 2021 | 150 | $292.5M |
| Q2 2021 | 134 | $835.6M |
| Q1 2021 | 103 | $887.5M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding AppHarvest, Inc.; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 13,573,325 | $217.2M | 0.02% | +935,715+7.4% | Added |
| Inclusive Capital Partners, L.P. | 8,798,704 | $140.8M | 13.04% | −3,000,000−25.4% | Reduced |
| Alyeska Investment Group, L.P. | 6,157,685 | $98.5M | 1.14% | −15,588−0.3% | Reduced |
| Vanguard Group Inc | 5,354,244 | $85.7M | 0.00% | +360,927+7.2% | Added |
| BlackRock Inc. | 4,515,385 | $72.2M | 0.00% | +2,121,347+88.6% | Added |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 2,468,536 | $39.5M | 0.14% | +493,649+25.0% | Added |
| Norges Bank | 2,000,000 | $32.0M | 0.01% | 00.0% | Unchanged |
| Geode Capital Management, LLC | 1,016,211 | $16.3M | 0.00% | +468,857+85.7% | Added |
| State Street Corp | 955,196 | $15.3M | 0.00% | +916,196+2,349.2% | Added |
| Janus Henderson Group PLC | 939,125 | $15.0M | 0.01% | −36,975−3.8% | Reduced |
| D. E. Shaw & Co., Inc. | 760,000 | $12.2M | 0.01% | 00.0% | Unchanged |
| Northern Trust Corp | 524,019 | $8.38M | 0.00% | +409,709+358.4% | Added |
| Deutsche Bank AG | 433,707 | $6.94M | 0.00% | +233,707+116.9% | Added |
| Bank of New York Mellon Corp | 412,429 | $6.60M | 0.00% | +110,605+36.6% | Added |
| Charles Schwab Investment Management Inc | 392,437 | $6.28M | 0.00% | +112,038+40.0% | Added |
| Cowen and Company, LLC | 391,943 | $6.27M | 0.33% | 00.0% | Unchanged |
| 13D Management LLC | 322,300 | $5.16M | 1.77% | +53,791+20.0% | Added |
| Essex Investment Management Co LLC | 278,958 | $4.46M | 0.52% | +203,397+269.2% | Added |
| Wellington Shields Capital Management, LLC | 252,804 | $4.04M | 0.49% | +10,438+4.3% | Added |
| Wellington Shields & Co., LLC | 200,696 | $3.21M | 1.06% | +12,454+6.6% | Added |
| DekaBank Deutsche Girozentrale | 200,000 | $3.06M | 0.01% | +200,000 | New |
| Nuveen Asset Management, LLC | 165,723 | $2.65M | 0.00% | +165,723 | New |
| Morgan Stanley | 165,043 | $2.64M | 0.00% | +19,642+13.5% | Added |
| Swiss National Bank | 118,700 | $1.90M | 0.00% | +118,700 | New |
| Bank of America Corp | 105,128 | $1.68M | 0.00% | +103,928+8,660.7% | Added |
| Citadel Advisors LLC | 97,931 | $1.57M | 0.00% | +83,471+577.3% | Added |
| Two Sigma Investments, LP | 82,264 | $1.32M | 0.00% | +82,264 | New |
| UBS Group AG | 77,288 | $1.24M | 0.00% | +15,098+24.3% | Added |
| JPMorgan Chase & Co | 68,852 | $1.10M | 0.00% | +61,713+864.4% | Added |
| California State Teachers Retirement System | 66,040 | $1.06M | 0.00% | +66,040 | New |
| American Portfolios Advisors | 56,139 | $898.2K | 0.03% | +2,343+4.4% | Added |
| Amundi | 55,974 | $894.0K | 0.00% | +55,974 | New |
| Commonwealth Equity Services, LLC | 48,472 | $775.0K | 0.00% | +15,967+49.1% | Added |
| Laurion Capital Management LP | 46,677 | $747.0K | 0.01% | +46,677 | New |
| Intellectus Partners, LLC | 46,100 | $738.0K | 0.17% | −6,750−12.8% | Reduced |
| Hartline Investment Corp | 44,400 | $710.0K | 0.09% | −24,289−35.4% | Reduced |
| Credit Suisse AG | 43,464 | $696.0K | 0.00% | +43,464 | New |
| New York State Common Retirement Fund | 41,100 | $658.0K | 0.00% | +41,100 | New |
| UBS Asset Management Americas Inc | 40,250 | $644.0K | 0.00% | +40,250 | New |
| Rhumbline Advisers | 38,459 | $615.0K | 0.00% | +38,459 | New |
| Jefferies Group LLC | 37,798 | $604.8K | 0.01% | +3,887+11.5% | Added |
| Royal Bank of Canada | 37,104 | $594.0K | 0.00% | +10,932+41.8% | Added |
| Advisor Group Holdings, Inc. | 35,660 | $569.0K | 0.00% | +13,021+57.5% | Added |
| Oppenheimer & Co Inc | 27,814 | $445.0K | 0.01% | +17,514+170.0% | Added |
| American International Group, Inc. | 26,869 | $430.0K | 0.00% | +26,869 | New |
| Manufacturers Life Insurance Company, The | 26,365 | $422.0K | 0.00% | +26,365 | New |
| Alliancebernstein L.P. | 26,400 | $422.0K | 0.00% | +26,400 | New |
| Crystal Rock Capital Management | 25,000 | $400.0K | 0.21% | +5,000+25.0% | Added |
| Cutler Group LP | 23,664 | $378.0K | 0.03% | −13,510−36.3% | Reduced |
| Beck Capital Management, LLC | 22,487 | $360.0K | 0.12% | +22,487 | New |
| Exos Asset Management LLC | 20,516 | $328.0K | 0.17% | −3,219−13.6% | Reduced |
| Alpine Global Management, LLC | 20,501 | $328.0K | 0.04% | −2,199−9.7% | Reduced |
| Raymond James & Associates | 20,320 | $325.0K | 0.00% | −16,142−44.3% | Reduced |
| Mirador Capital Partners LP | 19,691 | $315.0K | 0.07% | +19,691 | New |
| MetLife Investment Management | 19,545 | $312.7K | 0.00% | +19,545 | New |
| Wolverine Trading, LLC | 19,812 | $307.0K | 0.01% | +19,812 | New |
| Simplex Trading, LLC | 19,133 | $306.0K | 0.01% | +18,733+4,683.3% | Added |
| Voya Investment Management LLC | 18,806 | $301.0K | 0.00% | +18,806 | New |
| Creative Planning | 18,777 | $300.0K | 0.00% | +2,792+17.5% | Added |
| Citigroup Inc | 18,251 | $292.0K | 0.00% | +16,101+748.9% | Added |
| Invesco Ltd. | 17,768 | $283.0K | 0.00% | +17,768 | New |
| Legal & General Group Plc | 17,239 | $275.0K | 0.00% | +17,239 | New |
| DnB Asset Management AS | 16,575 | $264.9K | 0.00% | −5,080−23.5% | Reduced |
| Founders Financial Securities LLC | 16,178 | $259.0K | 0.05% | +16,178 | New |
| Virtu Financial LLC | 15,939 | $255.0K | 0.02% | +15,939 | New |
| Two Sigma Advisers, LP | 15,600 | $250.0K | 0.00% | +15,600 | New |
| Cambridge Investment Research Advisors, Inc. | 15,540 | $249.0K | 0.00% | +15,540 | New |
| Crescent Grove Advisors, LLC | 15,428 | $247.0K | 0.03% | +15,428 | New |
| 180 Wealth Advisors, LLC | 20,287 | $243.0K | 0.06% | +3,940+24.1% | Added |
| Steward Partners Investment Advisory, LLC | 15,090 | $241.0K | 0.00% | +1,700+12.7% | Added |
| Metropolitan Life Insurance Co | 14,964 | $239.4K | 0.00% | +14,964 | New |
| Millennium Management LLC | 14,707 | $235.0K | 0.00% | −157,485−91.5% | Reduced |
| Arizona State Retirement System | 14,640 | $234.0K | 0.00% | +14,640 | New |
| Penserra Capital Management LLC | 14,471 | $231.0K | 0.00% | +6,617+84.3% | Added |
| Oxler Private Wealth LLC | 13,965 | $223.0K | 0.10% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 13,210 | $212.0K | 0.00% | +13,210 | New |
| ProShare Advisors LLC | 12,441 | $199.0K | 0.00% | +12,441 | New |
| IHT Wealth Management, LLC | 11,290 | $181.0K | 0.01% | +11,290 | New |
| STRS Ohio | 11,100 | $177.0K | 0.00% | +11,100 | New |
| LPL Financial LLC | 10,908 | $175.0K | 0.00% | +10,908 | New |
| Private Advisor Group, LLC | 10,810 | $173.0K | 0.00% | +10,810 | New |
| Marshall Wace North America L.P. | 10,190 | $163.0K | 0.00% | +10,190 | New |
| Creative Financial Designs Inc | 8,359 | $134.0K | 0.02% | +3,601+75.7% | Added |
| Wells Fargo & Company | 8,181 | $131.0K | 0.00% | +1,037+14.5% | Added |
| Clearstead Advisors, LLC | 7,545 | $121.0K | 0.01% | +1,455+23.9% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 6,807 | $109.0K | 0.00% | +6,807 | New |
| Loring Wolcott & Coolidge Fiduciary Advisors LLP | 3,911 | $63.0K | 0.00% | +3,911 | New |
| IFP Advisors, Inc | 3,740 | $61.0K | 0.00% | +2,180+139.7% | Added |
| Ameritas Investment Partners, Inc. | 3,760 | $60.0K | 0.00% | +3,760 | New |
| Advisory Services Network, LLC | 3,320 | $53.0K | 0.00% | +3,320 | New |
| Tower Research Capital LLC (TRC) | 3,153 | $50.0K | 0.00% | +3,153 | New |
| The PNC Financial Services Group, Inc. | 3,054 | $49.0K | 0.00% | +1,396+84.2% | Added |
| Benjamin F. Edwards & Company, Inc. | 2,600 | $42.0K | 0.00% | +800+44.4% | Added |
| Wolverine Asset Management LLC | 2,349 | $37.0K | 0.00% | +2,349 | New |
| Captrust Financial Advisors | 2,081 | $33.0K | 0.00% | +21+1.0% | Added |
| Brewin Dolphin Ltd | 2,040 | $32.6K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 2,000 | $32.0K | 0.00% | 00.0% | Unchanged |
| Versant Capital Management, Inc | 2,000 | $32.0K | 0.01% | 00.0% | Unchanged |
| Fifth Third Bancorp | 1,540 | $25.0K | 0.00% | 00.0% | Unchanged |
| Archer Investment Corp | 1,355 | $21.7K | 0.01% | +300+28.4% | Added |