AppHarvest, Inc.
APPHDelisted Sep 8, 2023- Industry
- Agricultural Production-Crops
- SEC CIK
- 0001807707
AppHarvest, Inc. was delisted on Sep 8, 2023; its insiders filed their last Form 4 on Jun 13, 2023; 129 institutions reported holding it in 13F filings for Q2 2023, worth $14.0M in total; no superinvestor held it.
13F holders, Q2 2021
Institutional positions in AppHarvest, Inc. as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 134
- +32 vs. Q1 2021
- Shares held
- 52.3M
- +3.82M (+7.9%) vs. Q1 2021
- Total value
- $835.6M
- −$51.6M (−5.8%) vs. Q1 2021
- New holders
- 57
- 43 more added
- Sold out
- 25
- 15 more reduced
1 institution that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting APPH on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 10 | $68 |
| Q3 2023 | 13 | $24.7K |
| Q2 2023 | 129 | $14.0M |
| Q1 2023 | 132 | $32.6M |
| Q4 2022 | 140 | $18.2M |
| Q3 2022 | 150 | $73.8M |
| Q2 2022 | 160 | $149.2M |
| Q1 2022 | 169 | $214.0M |
| Q4 2021 | 157 | $169.9M |
| Q3 2021 | 150 | $292.5M |
| Q2 2021 | 134 | $835.6M |
| Q1 2021 | 103 | $887.5M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding AppHarvest, Inc.; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Eubel Brady & Suttman Asset Management Inc | 1 | $0 | 0.00% | +1 | New |
| Sterling Investment Advisors, Ltd. | 8 | $0 | 0.00% | +8 | New |
| West Oak Capital, LLC | 50 | $1.00K | 0.00% | +20+66.7% | Added |
| Gradient Investments LLC | 50 | $1.00K | 0.00% | 00.0% | Unchanged |
| Tortoise Investment Management, LLC | 60 | $1.00K | 0.00% | −15−20.0% | Reduced |
| MCF Advisors LLC | 50 | $1.00K | 0.00% | +50 | New |
| Hudock, Inc. | 134 | $2.00K | 0.00% | −512−79.3% | Reduced |
| Valley National Advisers Inc | 100 | $2.00K | 0.00% | 00.0% | Unchanged |
| Ade, LLC | 150 | $2.00K | 0.00% | +100+200.0% | Added |
| Proequities, Inc. | 150 | $2.00K | 0.00% | +150 | New |
| Northwestern Mutual Wealth Management Co | 138 | $2.00K | 0.00% | +138 | New |
| Joseph P. Lucia & Associates, LLC | 150 | $2.00K | 0.00% | +150 | New |
| Wolff Wiese Magana LLC | 125 | $2.00K | 0.00% | +125 | New |
| Gemmer Asset Management LLC | 175 | $3.00K | 0.00% | 00.0% | Unchanged |
| Central Trust Co | 200 | $3.00K | 0.00% | +200 | New |
| Huntington National Bank | 200 | $3.00K | 0.00% | +200 | New |
| Signaturefd, LLC | 255 | $4.00K | 0.00% | 00.0% | Unchanged |
| Arkadios Wealth Advisors | 253 | $4.00K | 0.00% | +253 | New |
| Spectrum Management Group, LLC | 310 | $5.00K | 0.00% | 00.0% | Unchanged |
| Central Bank & Trust Co | 428 | $7.00K | 0.00% | 00.0% | Unchanged |
| Sandy Spring Bank | 470 | $8.00K | 0.00% | 00.0% | Unchanged |
| First Horizon Advisors, Inc. | 547 | $8.00K | 0.00% | +547 | New |
| Asset Dedication, LLC | 630 | $10.0K | 0.00% | +630 | New |
| Harbour Investments, Inc. | 756 | $12.0K | 0.00% | 00.0% | Unchanged |
| Clearview Wealth Advisors LLC | 744 | $12.0K | 0.01% | +744 | New |
| Leonteq Securities AG | 901 | $14.4K | 0.00% | +901 | New |
| Parallel Advisors, LLC | 993 | $16.0K | 0.00% | −3,672−78.7% | Reduced |
| Trustcore Financial Services, LLC | 1,000 | $16.0K | 0.00% | 00.0% | Unchanged |
| Gables Capital Management Inc. | 1,000 | $16.0K | 0.01% | 00.0% | Unchanged |
| Eaton Vance Management | 1,000 | $16.0K | 0.00% | +1,000 | New |
| Spire Wealth Management | 1,150 | $18.0K | 0.00% | +1,150 | New |
| Geneos Wealth Management Inc. | 1,400 | $20.0K | 0.00% | −1,010−41.9% | Reduced |
| Federation des caisses Desjardins du Quebec | 1,300 | $20.8K | 0.00% | +850+188.9% | Added |
| Archer Investment Corp | 1,355 | $21.7K | 0.01% | +300+28.4% | Added |
| Fifth Third Bancorp | 1,540 | $25.0K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 2,000 | $32.0K | 0.00% | 00.0% | Unchanged |
| Versant Capital Management, Inc | 2,000 | $32.0K | 0.01% | 00.0% | Unchanged |
| Brewin Dolphin Ltd | 2,040 | $32.6K | 0.00% | 00.0% | Unchanged |
| Captrust Financial Advisors | 2,081 | $33.0K | 0.00% | +21+1.0% | Added |
| Wolverine Asset Management LLC | 2,349 | $37.0K | 0.00% | +2,349 | New |
| Benjamin F. Edwards & Company, Inc. | 2,600 | $42.0K | 0.00% | +800+44.4% | Added |
| The PNC Financial Services Group, Inc. | 3,054 | $49.0K | 0.00% | +1,396+84.2% | Added |
| Tower Research Capital LLC (TRC) | 3,153 | $50.0K | 0.00% | +3,153 | New |
| Advisory Services Network, LLC | 3,320 | $53.0K | 0.00% | +3,320 | New |
| Ameritas Investment Partners, Inc. | 3,760 | $60.0K | 0.00% | +3,760 | New |
| IFP Advisors, Inc | 3,740 | $61.0K | 0.00% | +2,180+139.7% | Added |
| Loring Wolcott & Coolidge Fiduciary Advisors LLP | 3,911 | $63.0K | 0.00% | +3,911 | New |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 6,807 | $109.0K | 0.00% | +6,807 | New |
| Clearstead Advisors, LLC | 7,545 | $121.0K | 0.01% | +1,455+23.9% | Added |
| Wells Fargo & Company | 8,181 | $131.0K | 0.00% | +1,037+14.5% | Added |
| Creative Financial Designs Inc | 8,359 | $134.0K | 0.02% | +3,601+75.7% | Added |
| Marshall Wace North America L.P. | 10,190 | $163.0K | 0.00% | +10,190 | New |
| Private Advisor Group, LLC | 10,810 | $173.0K | 0.00% | +10,810 | New |
| LPL Financial LLC | 10,908 | $175.0K | 0.00% | +10,908 | New |
| STRS Ohio | 11,100 | $177.0K | 0.00% | +11,100 | New |
| IHT Wealth Management, LLC | 11,290 | $181.0K | 0.01% | +11,290 | New |
| ProShare Advisors LLC | 12,441 | $199.0K | 0.00% | +12,441 | New |
| HighTower Advisors, LLC | 13,210 | $212.0K | 0.00% | +13,210 | New |
| Oxler Private Wealth LLC | 13,965 | $223.0K | 0.10% | 00.0% | Unchanged |
| Penserra Capital Management LLC | 14,471 | $231.0K | 0.00% | +6,617+84.3% | Added |
| Arizona State Retirement System | 14,640 | $234.0K | 0.00% | +14,640 | New |
| Millennium Management LLC | 14,707 | $235.0K | 0.00% | −157,485−91.5% | Reduced |
| Metropolitan Life Insurance Co | 14,964 | $239.4K | 0.00% | +14,964 | New |
| Steward Partners Investment Advisory, LLC | 15,090 | $241.0K | 0.00% | +1,700+12.7% | Added |
| 180 Wealth Advisors, LLC | 20,287 | $243.0K | 0.06% | +3,940+24.1% | Added |
| Crescent Grove Advisors, LLC | 15,428 | $247.0K | 0.03% | +15,428 | New |
| Cambridge Investment Research Advisors, Inc. | 15,540 | $249.0K | 0.00% | +15,540 | New |
| Two Sigma Advisers, LP | 15,600 | $250.0K | 0.00% | +15,600 | New |
| Virtu Financial LLC | 15,939 | $255.0K | 0.02% | +15,939 | New |
| Founders Financial Securities LLC | 16,178 | $259.0K | 0.05% | +16,178 | New |
| DnB Asset Management AS | 16,575 | $264.9K | 0.00% | −5,080−23.5% | Reduced |
| Legal & General Group Plc | 17,239 | $275.0K | 0.00% | +17,239 | New |
| Invesco Ltd. | 17,768 | $283.0K | 0.00% | +17,768 | New |
| Citigroup Inc | 18,251 | $292.0K | 0.00% | +16,101+748.9% | Added |
| Creative Planning | 18,777 | $300.0K | 0.00% | +2,792+17.5% | Added |
| Voya Investment Management LLC | 18,806 | $301.0K | 0.00% | +18,806 | New |
| Simplex Trading, LLC | 19,133 | $306.0K | 0.01% | +18,733+4,683.3% | Added |
| Wolverine Trading, LLC | 19,812 | $307.0K | 0.01% | +19,812 | New |
| MetLife Investment Management | 19,545 | $312.7K | 0.00% | +19,545 | New |
| Mirador Capital Partners LP | 19,691 | $315.0K | 0.07% | +19,691 | New |
| Raymond James & Associates | 20,320 | $325.0K | 0.00% | −16,142−44.3% | Reduced |
| Exos Asset Management LLC | 20,516 | $328.0K | 0.17% | −3,219−13.6% | Reduced |
| Alpine Global Management, LLC | 20,501 | $328.0K | 0.04% | −2,199−9.7% | Reduced |
| Beck Capital Management, LLC | 22,487 | $360.0K | 0.12% | +22,487 | New |
| Cutler Group LP | 23,664 | $378.0K | 0.03% | −13,510−36.3% | Reduced |
| Crystal Rock Capital Management | 25,000 | $400.0K | 0.21% | +5,000+25.0% | Added |
| Manufacturers Life Insurance Company, The | 26,365 | $422.0K | 0.00% | +26,365 | New |
| Alliancebernstein L.P. | 26,400 | $422.0K | 0.00% | +26,400 | New |
| American International Group, Inc. | 26,869 | $430.0K | 0.00% | +26,869 | New |
| Oppenheimer & Co Inc | 27,814 | $445.0K | 0.01% | +17,514+170.0% | Added |
| Advisor Group Holdings, Inc. | 35,660 | $569.0K | 0.00% | +13,021+57.5% | Added |
| Royal Bank of Canada | 37,104 | $594.0K | 0.00% | +10,932+41.8% | Added |
| Jefferies Group LLC | 37,798 | $604.8K | 0.01% | +3,887+11.5% | Added |
| Rhumbline Advisers | 38,459 | $615.0K | 0.00% | +38,459 | New |
| UBS Asset Management Americas Inc | 40,250 | $644.0K | 0.00% | +40,250 | New |
| New York State Common Retirement Fund | 41,100 | $658.0K | 0.00% | +41,100 | New |
| Credit Suisse AG | 43,464 | $696.0K | 0.00% | +43,464 | New |
| Hartline Investment Corp | 44,400 | $710.0K | 0.09% | −24,289−35.4% | Reduced |
| Intellectus Partners, LLC | 46,100 | $738.0K | 0.17% | −6,750−12.8% | Reduced |
| Laurion Capital Management LP | 46,677 | $747.0K | 0.01% | +46,677 | New |