AppHarvest, Inc.
APPHDelisted Sep 8, 2023- Industry
- Agricultural Production-Crops
- SEC CIK
- 0001807707
AppHarvest, Inc. was delisted on Sep 8, 2023; its insiders filed their last Form 4 on Jun 13, 2023; 129 institutions reported holding it in 13F filings for Q2 2023, worth $14.0M in total; no superinvestor held it.
13F holders, Q4 2021
Institutional positions in AppHarvest, Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 157
- +8 vs. Q3 2021
- Shares held
- 43.6M
- −1.21M (−2.7%) vs. Q3 2021
- Total value
- $169.9M
- −$122.6M (−41.9%) vs. Q3 2021
- New holders
- 35
- 52 more added
- Sold out
- 27
- 37 more reduced
1 institution that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting APPH on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 10 | $68 |
| Q3 2023 | 13 | $24.7K |
| Q2 2023 | 129 | $14.0M |
| Q1 2023 | 132 | $32.6M |
| Q4 2022 | 140 | $18.2M |
| Q3 2022 | 150 | $73.8M |
| Q2 2022 | 160 | $149.2M |
| Q1 2022 | 169 | $214.0M |
| Q4 2021 | 157 | $169.9M |
| Q3 2021 | 150 | $292.5M |
| Q2 2021 | 134 | $835.6M |
| Q1 2021 | 103 | $887.5M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding AppHarvest, Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Inclusive Capital Partners, L.P. | 8,798,704 | $34.2M | 3.50% | 00.0% | Unchanged |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 5,202,193 | $20.2M | 0.07% | +1,610,695+44.8% | Added |
| Vanguard Group Inc | 4,547,230 | $17.7M | 0.00% | −1,131,909−19.9% | Reduced |
| BlackRock Inc. | 4,292,170 | $16.7M | 0.00% | +77,006+1.8% | Added |
| Norges Bank | 3,200,000 | $12.4M | 0.00% | 00.0% | Unchanged |
| Davy Global Fund Management Ltd | 1,576,250 | $6.13M | 0.94% | +248,183+18.7% | Added |
| Vident Investment Advisory, LLC | 1,559,375 | $6.07M | 0.16% | −43,152−2.7% | Reduced |
| Janus Henderson Group PLC | 1,415,972 | $5.51M | 0.00% | +480,532+51.4% | Added |
| State Street Corp | 1,289,897 | $5.02M | 0.00% | +135,452+11.7% | Added |
| Morgan Stanley | 1,196,599 | $4.66M | 0.00% | +522,854+77.6% | Added |
| Legal & General Group Plc | 1,185,881 | $4.61M | 0.00% | +50,197+4.4% | Added |
| Geode Capital Management, LLC | 1,109,334 | $4.32M | 0.00% | +34,828+3.2% | Added |
| Two Sigma Investments, LP | 883,449 | $3.44M | 0.01% | +458,455+107.9% | Added |
| Northern Trust Corp | 658,129 | $2.56M | 0.00% | +3,190+0.5% | Added |
| Deutsche Bank AG | 495,073 | $1.93M | 0.00% | +52,859+12.0% | Added |
| Charles Schwab Investment Management Inc | 450,758 | $1.75M | 0.00% | +38,862+9.4% | Added |
| Bank of New York Mellon Corp | 444,834 | $1.73M | 0.00% | −20,212−4.3% | Reduced |
| Cowen and Company, LLC | 391,943 | $1.52M | 0.15% | 00.0% | Unchanged |
| 13D Management LLC | 299,378 | $1.16M | 0.45% | +281,577+1,581.8% | Added |
| Bank of America Corp | 253,666 | $986.0K | 0.00% | +41,706+19.7% | Added |
| Nuveen Asset Management, LLC | 173,260 | $829.0K | 0.00% | −25,360−12.8% | Reduced |
| HRT Financial LP | 176,349 | $685.0K | 0.00% | +110,531+167.9% | Added |
| DekaBank Deutsche Girozentrale | 170,000 | $671.0K | 0.00% | −150,000−46.9% | Reduced |
| D. E. Shaw & Co., Inc. | 167,870 | $653.0K | 0.00% | −242,130−59.1% | Reduced |
| JPMorgan Chase & Co | 156,821 | $610.0K | 0.00% | −24,305−13.4% | Reduced |
| Susquehanna International Group, LLP | 153,394 | $596.0K | 0.00% | +133,407+667.5% | Added |
| National Bank of Canada | 124,900 | $486.0K | 0.00% | +124,900 | New |
| Swiss National Bank | 121,800 | $474.0K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 114,919 | $446.0K | 0.00% | +97,123+545.8% | Added |
| Two Sigma Advisers, LP | 112,100 | $436.0K | 0.00% | +81,700+268.8% | Added |
| Citigroup Inc | 106,933 | $417.0K | 0.00% | +76,745+254.2% | Added |
| Millennium Management LLC | 94,666 | $368.0K | 0.00% | −588,085−86.1% | Reduced |
| Parametric Portfolio Associates LLC | 89,482 | $348.0K | 0.00% | +60,457+208.3% | Added |
| Goldman Sachs Group Inc | 89,056 | $346.0K | 0.00% | −47,350−34.7% | Reduced |
| Paloma Partners Management Co | 87,406 | $340.0K | 0.01% | +87,406 | New |
| Ergoteles LLC | 86,500 | $336.0K | 0.01% | +86,500 | New |
| 180 Wealth Advisors, LLC | 93,916 | $333.0K | 0.07% | +32,584+53.1% | Added |
| California State Teachers Retirement System | 84,290 | $328.0K | 0.00% | +1,637+2.0% | Added |
| Accomplice Associates II, LLC | 79,961 | $311.0K | 0.40% | +79,961 | New |
| Money Concepts Capital Corp | 79,384 | $309.0K | 0.03% | +79,384 | New |
| Royal Bank of Canada | 77,327 | $301.0K | 0.00% | +6,978+9.9% | Added |
| Bank of Montreal | 71,900 | $287.0K | 0.00% | +62,613+674.2% | Added |
| Allspring Global Investments Holdings, LLC | 69,843 | $271.0K | 0.00% | +69,843 | New |
| LPL Financial LLC | 69,524 | $270.0K | 0.00% | +53,985+347.4% | Added |
| Wells Fargo & Company | 69,176 | $269.0K | 0.00% | −11,898−14.7% | Reduced |
| Sprott Inc. | 62,619 | $244.0K | 0.02% | +8,129+14.9% | Added |
| Cim Investment Mangement Inc | 53,333 | $207.0K | 0.06% | +25,723+93.2% | Added |
| Citadel Advisors LLC | 49,936 | $195.0K | 0.00% | +49,936 | New |
| Rhumbline Advisers | 48,927 | $190.0K | 0.00% | −1,226−2.4% | Reduced |
| Meridian Wealth Management, LLC | 48,805 | $190.0K | 0.02% | +2,855+6.2% | Added |
| Squarepoint Ops LLC | 47,957 | $187.0K | 0.00% | +47,957 | New |
| Ensign Peak Advisors, Inc | 44,650 | $174.0K | 0.00% | +44,650 | New |
| Credit Suisse AG | 44,489 | $173.0K | 0.00% | −47,549−51.7% | Reduced |
| Wellington Shields & Co., LLC | 42,030 | $163.0K | 0.03% | −152,441−78.4% | Reduced |
| SEI Investments Co | 39,586 | $154.0K | 0.00% | +24,769+167.2% | Added |
| New York State Common Retirement Fund | 38,875 | $151.0K | 0.00% | +10,973+39.3% | Added |
| UBS Asset Management Americas Inc | 38,505 | $149.8K | 0.00% | −26,253−40.5% | Reduced |
| National Asset Management, Inc. | 37,547 | $147.0K | 0.00% | +1,892+5.3% | Added |
| Manufacturers Life Insurance Company, The | 37,175 | $145.0K | 0.00% | +627+1.7% | Added |
| American International Group, Inc. | 37,077 | $144.0K | 0.00% | −1,109−2.9% | Reduced |
| Advisor Group Holdings, Inc. | 36,972 | $144.0K | 0.00% | +1,929+5.5% | Added |
| Hall Private Wealth Advisors | 34,438 | $134.0K | 0.08% | +16,134+88.1% | Added |
| Kestra Advisory Services, LLC | 32,266 | $126.0K | 0.00% | +11,769+57.4% | Added |
| International Assets Investment Management, LLC | 32,125 | $125.0K | 0.02% | +21,075+190.7% | Added |
| Alyeska Investment Group, L.P. | 31,546 | $123.0K | 0.00% | +31,546 | New |
| Alpine Global Management, LLC | 31,689 | $123.0K | 0.02% | +31,689 | New |
| Cambridge Investment Research Advisors, Inc. | 31,443 | $122.0K | 0.00% | +14,297+83.4% | Added |
| Invesco Ltd. | 28,969 | $113.0K | 0.00% | +2,535+9.6% | Added |
| Van Eck Associates Corp | 27,719 | $108.0K | 0.00% | +27,719 | New |
| MetLife Investment Management | 27,468 | $106.9K | 0.00% | 00.0% | Unchanged |
| Voya Investment Management LLC | 25,907 | $101.0K | 0.00% | +1,064+4.3% | Added |
| Crystal Rock Capital Management | 25,000 | $97.0K | 0.05% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 23,956 | $93.0K | 0.00% | −26,425−52.5% | Reduced |
| Raymond James & Associates | 22,929 | $89.0K | 0.00% | −11,007−32.4% | Reduced |
| Blueshift Asset Management, LLC | 22,667 | $88.0K | 0.01% | −7,170−24.0% | Reduced |
| Wellington Shields Capital Management, LLC | 21,551 | $84.0K | 0.01% | −202,577−90.4% | Reduced |
| Cutler Group LP | 21,794 | $84.0K | 0.01% | +235+1.1% | Added |
| Penserra Capital Management LLC | 20,442 | $79.0K | 0.00% | +13,771+206.4% | Added |
| WMG Financial Advisors, LLC | 19,250 | $76.0K | 0.06% | +19,250 | New |
| Keystone Financial Group | 19,048 | $74.0K | 0.01% | +2,070+12.2% | Added |
| Archford Capital Strategies, LLC | 18,606 | $72.0K | 0.02% | +18,606 | New |
| Virtu Financial LLC | 18,189 | $71.0K | 0.01% | +18,189 | New |
| Jane Street Group, LLC | 17,195 | $67.0K | 0.00% | +3,236+23.2% | Added |
| Mirae Asset Global Investments Co., Ltd. | 16,895 | $66.0K | 0.00% | +5,450+47.6% | Added |
| STRS Ohio | 16,000 | $62.0K | 0.00% | 00.0% | Unchanged |
| ProShare Advisors LLC | 15,241 | $59.0K | 0.00% | +15,241 | New |
| Arizona State Retirement System | 14,845 | $58.0K | 0.00% | −175−1.2% | Reduced |
| Financial Advisors, LLC | 15,000 | $58.0K | 0.02% | 00.0% | Unchanged |
| Cookson Peirce & Co Inc | 15,000 | $58.0K | 0.00% | +4,000+36.4% | Added |
| Ionic Capital Management LLC | 14,911 | $58.0K | 0.01% | +14,911 | New |
| Evercore Wealth Management, LLC | 14,150 | $55.0K | 0.00% | 00.0% | Unchanged |
| Virginia Retirement Systems Et Al | 13,800 | $54.0K | 0.00% | +2,000+16.9% | Added |
| Alliancebernstein L.P. | 13,200 | $51.0K | 0.00% | 00.0% | Unchanged |
| Fox Run Management, L.L.C. | 12,814 | $50.0K | 0.03% | +12,814 | New |
| Transcend Wealth Collective, LLC | 12,500 | $49.0K | 0.00% | −12,580−50.2% | Reduced |
| Clearstead Advisors, LLC | 12,290 | $48.0K | 0.00% | 00.0% | Unchanged |
| CPR Investments Inc. | 12,455 | $48.0K | 0.03% | +12,455 | New |
| Principal Financial Group Inc | 12,044 | $47.0K | 0.00% | −2,589−17.7% | Reduced |
| Amalgamated Bank | 12,200 | $47.0K | 0.00% | −302−2.4% | Reduced |
| Garner Asset Management Corp | 11,780 | $46.0K | 0.02% | +11,780 | New |