AppHarvest, Inc.
APPHDelisted Sep 8, 2023- Industry
- Agricultural Production-Crops
- SEC CIK
- 0001807707
AppHarvest, Inc. was delisted on Sep 8, 2023; its insiders filed their last Form 4 on Jun 13, 2023; 129 institutions reported holding it in 13F filings for Q2 2023, worth $14.0M in total; no superinvestor held it.
13F holders, Q4 2021
Institutional positions in AppHarvest, Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 157
- +8 vs. Q3 2021
- Shares held
- 43.6M
- −1.21M (−2.7%) vs. Q3 2021
- Total value
- $169.9M
- −$122.6M (−41.9%) vs. Q3 2021
- New holders
- 35
- 52 more added
- Sold out
- 27
- 37 more reduced
1 institution that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting APPH on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 10 | $68 |
| Q3 2023 | 13 | $24.7K |
| Q2 2023 | 129 | $14.0M |
| Q1 2023 | 132 | $32.6M |
| Q4 2022 | 140 | $18.2M |
| Q3 2022 | 150 | $73.8M |
| Q2 2022 | 160 | $149.2M |
| Q1 2022 | 169 | $214.0M |
| Q4 2021 | 157 | $169.9M |
| Q3 2021 | 150 | $292.5M |
| Q2 2021 | 134 | $835.6M |
| Q1 2021 | 103 | $887.5M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding AppHarvest, Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Metropolitan Life Insurance Co | 11,560 | $45.0K | 0.00% | −9,221−44.4% | Reduced |
| Wolverine Trading, LLC | 10,422 | $42.0K | 0.00% | −4,012−27.8% | Reduced |
| Teacher Retirement System of Texas | 10,515 | $41.0K | 0.00% | +10,515 | New |
| Manteio Capital LLC | 10,568 | $41.0K | 0.05% | +10,568 | New |
| Oppenheimer & Co Inc | 10,100 | $40.0K | 0.00% | −15,350−60.3% | Reduced |
| Oxler Private Wealth LLC | 10,410 | $40.0K | 0.02% | −3,555−25.5% | Reduced |
| ARGI Investment Services, LLC | 10,149 | $39.0K | 0.00% | 00.0% | Unchanged |
| Marshall Wace, LLP | 9,542 | $37.0K | 0.00% | +9,542 | New |
| Steward Partners Investment Advisory, LLC | 8,990 | $35.0K | 0.00% | −2,714−23.2% | Reduced |
| Advisory Services Network, LLC | 8,661 | $34.0K | 0.00% | −7,337−45.9% | Reduced |
| FMR LLC | 6,873 | $26.0K | 0.00% | −3,589,089−99.8% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 6,807 | $26.0K | 0.00% | 00.0% | Unchanged |
| Wolverine Asset Management LLC | 6,432 | $25.0K | 0.00% | +1,515+30.8% | Added |
| Tower Research Capital LLC (TRC) | 5,481 | $21.0K | 0.00% | −1,336−19.6% | Reduced |
| Ameritas Investment Partners, Inc. | 5,348 | $21.0K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 4,071 | $18.0K | 0.00% | −1,000−19.7% | Reduced |
| Evoke Wealth, LLC | 4,225 | $16.0K | 0.00% | +4,225 | New |
| American Portfolios Advisors | 3,426 | $13.3K | 0.00% | +1,450+73.4% | Added |
| Loring Wolcott & Coolidge Fiduciary Advisors LLP | 3,305 | $13.0K | 0.00% | +1,100+49.9% | Added |
| US Bancorp | 3,050 | $12.0K | 0.00% | +50+1.7% | Added |
| Fifth Third Bancorp | 2,240 | $9.00K | 0.00% | 00.0% | Unchanged |
| Archer Investment Corp | 2,270 | $8.83K | 0.00% | +915+67.5% | Added |
| The PNC Financial Services Group, Inc. | 1,592 | $7.00K | 0.00% | −396−19.9% | Reduced |
| Central Bank & Trust Co | 1,928 | $7.00K | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 1,550 | $6.03K | 0.00% | −850−35.4% | Reduced |
| Henrickson Nauta Wealth Advisors, Inc. | 1,676 | $6.00K | 0.00% | +1,676 | New |
| Captrust Financial Advisors | 1,253 | $5.00K | 0.00% | −1,000−44.4% | Reduced |
| Geneos Wealth Management Inc. | 1,400 | $5.00K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 1,225 | $5.00K | 0.00% | 00.0% | Unchanged |
| Dark Forest Capital Management LP | 1,247 | $5.00K | 0.00% | +1,247 | New |
| Leonteq Securities AG | 1,276 | $4.96K | 0.00% | +375+41.6% | Added |
| Eaton Vance Management | 1,125 | $4.00K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 1,000 | $4.00K | 0.00% | 00.0% | Unchanged |
| Trustcore Financial Services, LLC | 1,000 | $4.00K | 0.00% | 00.0% | Unchanged |
| Clearview Wealth Advisors LLC | 1,048 | $4.00K | 0.00% | 00.0% | Unchanged |
| Creative Financial Designs Inc | 647 | $3.00K | 0.00% | 00.0% | Unchanged |
| SJS Investment Consulting Inc. | 400 | $2.00K | 0.00% | +400 | New |
| TD Waterhouse Canada Inc. | 400 | $1.58K | 0.00% | +400 | New |
| Harbour Investments, Inc. | 181 | $1.00K | 0.00% | −475−72.4% | Reduced |
| Spectrum Management Group, LLC | 310 | $1.00K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 193 | $1.00K | 0.00% | −133−40.8% | Reduced |
| South State Corp. | 215 | $1.00K | 0.00% | 00.0% | Unchanged |
| Banque Cantonale Vaudoise | 146 | $1.00K | 0.00% | 00.0% | Unchanged |
| Parkside Financial Bank & Trust | 300 | $1.00K | 0.00% | +300 | New |
| CoreCap Advisors, LLC | 102 | $1.00K | 0.00% | +102 | New |
| Central Trust Co | 200 | $0 | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | 200 | $0 | 0.00% | 00.0% | Unchanged |
| Valley National Advisers Inc | 100 | $0 | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 30 | $0 | 0.00% | 00.0% | Unchanged |
| Gradient Investments LLC | 50 | $0 | 0.00% | 00.0% | Unchanged |
| Sterling Investment Advisors, Ltd. | 16 | $0 | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 40 | $0 | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 20 | $0 | 0.00% | +20 | New |
| Ellevest, Inc. | 59 | $0 | 0.00% | +59 | New |
| Econ Financial Services Corp | 46 | $0 | 0.00% | +46 | New |
| TAP Consulting, LLC | 10 | $0 | 0.00% | +10 | New |
| Future Financial Wealth Managment LLC | 5 | $0 | 0.00% | +5 | New |
| Amundi | 0 | $0 | 0.00% | −108,935−100.0% | Sold out |
| Voloridge Investment Management, LLC | 0 | $0 | 0.00% | −107,154−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −75,709−100.0% | Sold out |
| Quantbot Technologies LP | 0 | $0 | 0.00% | −67,218−100.0% | Sold out |
| Zacks Investment Management | 0 | $0 | 0.00% | −52,480−100.0% | Sold out |
| Intellectus Partners, LLC | 0 | $0 | 0.00% | −46,900−100.0% | Sold out |
| Jump Financial, LLC | 0 | $0 | 0.00% | −36,000−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −14,533−100.0% | Sold out |
| SG Americas Securities, LLC | 0 | $0 | 0.00% | −24,582−100.0% | Sold out |
| HighTower Advisors, LLC | 0 | $0 | 0.00% | −22,541−100.0% | Sold out |
| Engineers Gate Manager LP | 0 | $0 | 0.00% | −18,826−100.0% | Sold out |
| Creative Planning | 0 | $0 | 0.00% | −13,887−100.0% | Sold out |
| Crescent Grove Advisors, LLC | 0 | $0 | 0.00% | −13,000−100.0% | Sold out |
| Private Advisor Group, LLC | 0 | $0 | 0.00% | −12,477−100.0% | Sold out |
| PEAK6 Investments LLC | 0 | $0 | 0.00% | −7,651−100.0% | Sold out |
| Point72 Hong Kong Ltd | 0 | $0 | 0.00% | −7,098−100.0% | Sold out |
| MCF Advisors LLC | 0 | $0 | 0.00% | −2,850−100.0% | Sold out |
| Benjamin F. Edwards & Company, Inc. | 0 | $0 | 0.00% | −1,500−100.0% | Sold out |
| First Horizon Advisors, Inc. | 0 | $0 | 0.00% | −812−100.0% | Sold out |
| Sandy Spring Bank | 0 | $0 | 0.00% | −470−100.0% | Sold out |
| Arkadios Wealth Advisors | 0 | $0 | 0.00% | −390−100.0% | Sold out |
| Ade, LLC | 0 | $0 | 0.00% | −250−100.0% | Sold out |
| West Oak Capital, LLC | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| Joseph P. Lucia & Associates, LLC | 0 | $0 | 0.00% | −150−100.0% | Sold out |
| Herold Advisors, Inc. | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| Red Tortoise LLC | 0 | $0 | 0.00% | −672−100.0% | Sold out |
| Financial Advocates Investment Management | 0 | $0 | 0.00% | −22,749−100.0% | Sold out |
| Berman Capital Advisors, LLC | – | – | – | – | Not filed |