AppHarvest, Inc.
APPHDelisted Sep 8, 2023- Industry
- Agricultural Production-Crops
- SEC CIK
- 0001807707
AppHarvest, Inc. was delisted on Sep 8, 2023; its insiders filed their last Form 4 on Jun 13, 2023; 129 institutions reported holding it in 13F filings for Q2 2023, worth $14.0M in total; no superinvestor held it.
13F holders, Q3 2021
Institutional positions in AppHarvest, Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 150
- +16 vs. Q2 2021
- Shares held
- 44.9M
- −7.40M (−14.2%) vs. Q2 2021
- Total value
- $292.5M
- −$543.1M (−65.0%) vs. Q2 2021
- New holders
- 44
- 63 more added
- Sold out
- 28
- 27 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting APPH on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 10 | $68 |
| Q3 2023 | 13 | $24.7K |
| Q2 2023 | 129 | $14.0M |
| Q1 2023 | 132 | $32.6M |
| Q4 2022 | 140 | $18.2M |
| Q3 2022 | 150 | $73.8M |
| Q2 2022 | 160 | $149.2M |
| Q1 2022 | 169 | $214.0M |
| Q4 2021 | 157 | $169.9M |
| Q3 2021 | 150 | $292.5M |
| Q2 2021 | 134 | $835.6M |
| Q1 2021 | 103 | $887.5M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding AppHarvest, Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Inclusive Capital Partners, L.P. | 8,798,704 | $57.4M | 6.26% | 00.0% | Unchanged |
| Vanguard Group Inc | 5,679,139 | $37.0M | 0.00% | +324,895+6.1% | Added |
| BlackRock Inc. | 4,215,164 | $27.5M | 0.00% | −300,221−6.6% | Reduced |
| FMR LLC | 3,595,962 | $23.4M | 0.00% | −9,977,363−73.5% | Reduced |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 3,591,498 | $23.4M | 0.09% | +1,122,962+45.5% | Added |
| Norges Bank | 3,200,000 | $20.9M | 0.00% | +1,200,000+60.0% | Added |
| Vident Investment Advisory, LLC | 1,602,527 | $10.4M | 0.32% | +1,602,527 | New |
| Davy Global Fund Management Ltd | 1,328,067 | $8.66M | 1.32% | +1,328,067 | New |
| State Street Corp | 1,154,445 | $7.53M | 0.00% | +199,249+20.9% | Added |
| Legal & General Group Plc | 1,135,684 | $7.41M | 0.00% | +1,118,445+6,487.9% | Added |
| Geode Capital Management, LLC | 1,074,506 | $7.00M | 0.00% | +58,295+5.7% | Added |
| Janus Henderson Group PLC | 935,440 | $6.10M | 0.00% | −3,685−0.4% | Reduced |
| Millennium Management LLC | 682,751 | $4.45M | 0.01% | +668,044+4,542.4% | Added |
| Morgan Stanley | 673,745 | $4.39M | 0.00% | +508,702+308.2% | Added |
| Northern Trust Corp | 654,939 | $4.27M | 0.00% | +130,920+25.0% | Added |
| Bank of New York Mellon Corp | 465,046 | $3.03M | 0.00% | +52,617+12.8% | Added |
| Deutsche Bank AG | 442,214 | $2.88M | 0.00% | +8,507+2.0% | Added |
| Two Sigma Investments, LP | 424,994 | $2.77M | 0.01% | +342,730+416.6% | Added |
| Charles Schwab Investment Management Inc | 411,896 | $2.69M | 0.00% | +19,459+5.0% | Added |
| D. E. Shaw & Co., Inc. | 410,000 | $2.67M | 0.00% | −350,000−46.1% | Reduced |
| Cowen and Company, LLC | 391,943 | $2.56M | 0.12% | 00.0% | Unchanged |
| DekaBank Deutsche Girozentrale | 320,000 | $2.02M | 0.01% | +120,000+60.0% | Added |
| Nuveen Asset Management, LLC | 198,620 | $1.51M | 0.00% | +32,897+19.9% | Added |
| Wellington Shields Capital Management, LLC | 224,128 | $1.46M | 0.20% | −28,676−11.3% | Reduced |
| Bank of America Corp | 211,960 | $1.38M | 0.00% | +106,832+101.6% | Added |
| Wellington Shields & Co., LLC | 194,471 | $1.27M | 0.44% | −6,225−3.1% | Reduced |
| JPMorgan Chase & Co | 181,126 | $1.18M | 0.00% | +112,274+163.1% | Added |
| Goldman Sachs Group Inc | 136,406 | $890.0K | 0.00% | +136,406 | New |
| Swiss National Bank | 121,800 | $794.0K | 0.00% | +3,100+2.6% | Added |
| Amundi | 108,935 | $709.0K | 0.00% | +52,961+94.6% | Added |
| Voloridge Investment Management, LLC | 107,154 | $699.0K | 0.00% | +107,154 | New |
| Credit Suisse AG | 92,038 | $600.0K | 0.00% | +48,574+111.8% | Added |
| California State Teachers Retirement System | 82,653 | $539.0K | 0.00% | +16,613+25.2% | Added |
| Wells Fargo & Company | 81,074 | $528.0K | 0.00% | +72,893+891.0% | Added |
| Cubist Systematic Strategies, LLC | 75,709 | $494.0K | 0.01% | +75,709 | New |
| Royal Bank of Canada | 70,349 | $459.0K | 0.00% | +33,245+89.6% | Added |
| Quantbot Technologies LP | 67,218 | $438.0K | 0.03% | +67,218 | New |
| HRT Financial LP | 65,818 | $429.0K | 0.00% | +65,818 | New |
| UBS Asset Management Americas Inc | 64,758 | $422.2K | 0.00% | +24,508+60.9% | Added |
| Sprott Inc. | 54,490 | $355.0K | 0.03% | +54,490 | New |
| 180 Wealth Advisors, LLC | 61,332 | $354.0K | 0.08% | +41,045+202.3% | Added |
| Zacks Investment Management | 52,480 | $342.0K | 0.01% | +52,480 | New |
| Commonwealth Equity Services, LLC | 50,381 | $328.0K | 0.00% | +1,909+3.9% | Added |
| Rhumbline Advisers | 50,153 | $327.0K | 0.00% | +11,694+30.4% | Added |
| Intellectus Partners, LLC | 46,900 | $306.0K | 0.07% | +800+1.7% | Added |
| Meridian Wealth Management, LLC | 45,950 | $300.0K | 0.04% | +45,950 | New |
| American International Group, Inc. | 38,186 | $249.0K | 0.00% | +11,317+42.1% | Added |
| Manufacturers Life Insurance Company, The | 36,548 | $238.0K | 0.00% | +10,183+38.6% | Added |
| Jump Financial, LLC | 36,000 | $235.0K | 0.02% | +36,000 | New |
| National Asset Management, Inc. | 35,655 | $233.0K | 0.01% | +35,655 | New |
| Advisor Group Holdings, Inc. | 35,043 | $228.0K | 0.00% | −617−1.7% | Reduced |
| Simplex Trading, LLC | 14,533 | $228.0K | 0.01% | −4,600−24.0% | Reduced |
| Raymond James & Associates | 33,936 | $221.0K | 0.00% | +13,616+67.0% | Added |
| Two Sigma Advisers, LP | 30,400 | $198.0K | 0.00% | +14,800+94.9% | Added |
| Citigroup Inc | 30,188 | $197.0K | 0.00% | +11,937+65.4% | Added |
| Blueshift Asset Management, LLC | 29,837 | $195.0K | 0.01% | +29,837 | New |
| Parametric Portfolio Associates LLC | 29,025 | $189.0K | 0.00% | +29,025 | New |
| New York State Common Retirement Fund | 27,902 | $182.0K | 0.00% | −13,198−32.1% | Reduced |
| Cim Investment Mangement Inc | 27,610 | $180.0K | 0.06% | +27,610 | New |
| MetLife Investment Management | 27,468 | $179.1K | 0.00% | +7,923+40.5% | Added |
| Invesco Ltd. | 26,434 | $172.0K | 0.00% | +8,666+48.8% | Added |
| Oppenheimer & Co Inc | 25,450 | $166.0K | 0.00% | −2,364−8.5% | Reduced |
| Crystal Rock Capital Management | 25,000 | $163.0K | 0.09% | 00.0% | Unchanged |
| Voya Investment Management LLC | 24,843 | $162.0K | 0.00% | +6,037+32.1% | Added |
| SG Americas Securities, LLC | 24,582 | $160.0K | 0.00% | +24,582 | New |
| HighTower Advisors, LLC | 22,541 | $151.0K | 0.00% | +9,331+70.6% | Added |
| Cutler Group LP | 21,559 | $140.0K | 0.01% | −2,105−8.9% | Reduced |
| Metropolitan Life Insurance Co | 20,781 | $135.5K | 0.00% | +5,817+38.9% | Added |
| Kestra Advisory Services, LLC | 20,497 | $134.0K | 0.00% | +20,497 | New |
| Susquehanna International Group, LLP | 19,987 | $130.0K | 0.00% | +19,987 | New |
| Transcend Wealth Collective, LLC | 25,080 | $130.0K | 0.01% | +25,080 | New |
| Engineers Gate Manager LP | 18,826 | $123.0K | 0.01% | +18,826 | New |
| Hall Private Wealth Advisors | 18,304 | $119.0K | 0.08% | +18,304 | New |
| 13D Management LLC | 17,801 | $116.0K | 0.04% | −304,499−94.5% | Reduced |
| UBS Group AG | 17,796 | $116.0K | 0.00% | −59,492−77.0% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 17,146 | $112.0K | 0.00% | +1,606+10.3% | Added |
| Keystone Financial Group | 16,978 | $111.0K | 0.02% | +16,978 | New |
| STRS Ohio | 16,000 | $104.0K | 0.00% | +4,900+44.1% | Added |
| Advisory Services Network, LLC | 15,998 | $104.0K | 0.00% | +12,678+381.9% | Added |
| LPL Financial LLC | 15,539 | $101.0K | 0.00% | +4,631+42.5% | Added |
| Arizona State Retirement System | 15,020 | $98.0K | 0.00% | +380+2.6% | Added |
| Financial Advisors, LLC | 15,000 | $98.0K | 0.03% | +15,000 | New |
| SEI Investments Co | 14,817 | $97.0K | 0.00% | +14,817 | New |
| Principal Financial Group Inc | 14,633 | $95.0K | 0.00% | +14,633 | New |
| Wolverine Trading, LLC | 14,434 | $93.0K | 0.00% | −5,378−27.1% | Reduced |
| Evercore Wealth Management, LLC | 14,150 | $92.0K | 0.00% | +14,150 | New |
| Creative Planning | 13,887 | $91.0K | 0.00% | −4,890−26.0% | Reduced |
| Oxler Private Wealth LLC | 13,965 | $91.0K | 0.04% | 00.0% | Unchanged |
| Jane Street Group, LLC | 13,959 | $91.0K | 0.00% | +13,959 | New |
| Alliancebernstein L.P. | 13,200 | $86.0K | 0.00% | −13,200−50.0% | Reduced |
| Crescent Grove Advisors, LLC | 13,000 | $85.0K | 0.01% | −2,428−15.7% | Reduced |
| Amalgamated Bank | 12,502 | $82.0K | 0.00% | +12,502 | New |
| Private Advisor Group, LLC | 12,477 | $81.0K | 0.00% | +1,667+15.4% | Added |
| Clearstead Advisors, LLC | 12,290 | $80.0K | 0.01% | +4,745+62.9% | Added |
| Virginia Retirement Systems Et Al | 11,800 | $77.0K | 0.00% | +11,800 | New |
| Steward Partners Investment Advisory, LLC | 11,704 | $76.0K | 0.00% | −3,386−22.4% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 11,445 | $75.0K | 0.00% | +11,445 | New |
| Cookson Peirce & Co Inc | 11,000 | $72.0K | 0.00% | +11,000 | New |
| International Assets Investment Management, LLC | 11,050 | $72.0K | 0.01% | +11,050 | New |
| ARGI Investment Services, LLC | 10,149 | $66.0K | 0.00% | +10,149 | New |