AppHarvest, Inc.
APPHDelisted Sep 8, 2023- Industry
- Agricultural Production-Crops
- SEC CIK
- 0001807707
AppHarvest, Inc. was delisted on Sep 8, 2023; its insiders filed their last Form 4 on Jun 13, 2023; 129 institutions reported holding it in 13F filings for Q2 2023, worth $14.0M in total; no superinvestor held it.
13F holders, Q3 2021
Institutional positions in AppHarvest, Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 150
- +16 vs. Q2 2021
- Shares held
- 44.9M
- −7.40M (−14.2%) vs. Q2 2021
- Total value
- $292.5M
- −$543.1M (−65.0%) vs. Q2 2021
- New holders
- 44
- 63 more added
- Sold out
- 28
- 27 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting APPH on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 10 | $68 |
| Q3 2023 | 13 | $24.7K |
| Q2 2023 | 129 | $14.0M |
| Q1 2023 | 132 | $32.6M |
| Q4 2022 | 140 | $18.2M |
| Q3 2022 | 150 | $73.8M |
| Q2 2022 | 160 | $149.2M |
| Q1 2022 | 169 | $214.0M |
| Q4 2021 | 157 | $169.9M |
| Q3 2021 | 150 | $292.5M |
| Q2 2021 | 134 | $835.6M |
| Q1 2021 | 103 | $887.5M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding AppHarvest, Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Signaturefd, LLC | 30 | $0 | 0.00% | −225−88.2% | Reduced |
| Gradient Investments LLC | 50 | $0 | 0.00% | 00.0% | Unchanged |
| Sterling Investment Advisors, Ltd. | 16 | $0 | 0.00% | +8+100.0% | Added |
| Lindbrook Capital, LLC | 40 | $0 | 0.00% | +40 | New |
| Central Trust Co | 200 | $1.00K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | 200 | $1.00K | 0.00% | 00.0% | Unchanged |
| Valley National Advisers Inc | 100 | $1.00K | 0.00% | 00.0% | Unchanged |
| Joseph P. Lucia & Associates, LLC | 150 | $1.00K | 0.00% | 00.0% | Unchanged |
| West Oak Capital, LLC | 200 | $1.00K | 0.00% | +150+300.0% | Added |
| South State Corp. | 215 | $1.00K | 0.00% | +215 | New |
| Banque Cantonale Vaudoise | 146 | $1.00K | 0.00% | +146 | New |
| Herold Advisors, Inc. | 200 | $1.00K | 0.00% | +200 | New |
| Red Tortoise LLC | 672 | $1.00K | 0.00% | +672 | New |
| Parallel Advisors, LLC | 326 | $2.00K | 0.00% | −667−67.2% | Reduced |
| Spectrum Management Group, LLC | 310 | $2.00K | 0.00% | 00.0% | Unchanged |
| Arkadios Wealth Advisors | 390 | $2.00K | 0.00% | +137+54.2% | Added |
| Ade, LLC | 250 | $2.00K | 0.00% | +100+66.7% | Added |
| Sandy Spring Bank | 470 | $3.00K | 0.00% | 00.0% | Unchanged |
| Berman Capital Advisors, LLC | 609 | $3.00K | 0.00% | +609 | New |
| Creative Financial Designs Inc | 647 | $4.00K | 0.00% | −7,712−92.3% | Reduced |
| Harbour Investments, Inc. | 656 | $4.00K | 0.00% | −100−13.2% | Reduced |
| First Horizon Advisors, Inc. | 812 | $5.00K | 0.00% | +265+48.4% | Added |
| Leonteq Securities AG | 901 | $5.88K | 0.00% | 00.0% | Unchanged |
| Eaton Vance Management | 1,125 | $7.00K | 0.00% | +125+12.5% | Added |
| Trustcore Financial Services, LLC | 1,000 | $7.00K | 0.00% | 00.0% | Unchanged |
| Clearview Wealth Advisors LLC | 1,048 | $7.00K | 0.00% | +304+40.9% | Added |
| Allworth Financial LP | 1,000 | $7.00K | 0.00% | +1,000 | New |
| Spire Wealth Management | 1,225 | $8.00K | 0.00% | +75+6.5% | Added |
| Archer Investment Corp | 1,355 | $8.84K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 1,400 | $9.00K | 0.00% | 00.0% | Unchanged |
| Benjamin F. Edwards & Company, Inc. | 1,500 | $10.0K | 0.00% | −1,100−42.3% | Reduced |
| American Portfolios Advisors | 1,976 | $12.9K | 0.00% | −54,163−96.5% | Reduced |
| Central Bank & Trust Co | 1,928 | $13.0K | 0.00% | +1,500+350.5% | Added |
| Loring Wolcott & Coolidge Fiduciary Advisors LLP | 2,205 | $14.0K | 0.00% | −1,706−43.6% | Reduced |
| The PNC Financial Services Group, Inc. | 1,988 | $14.0K | 0.00% | −1,066−34.9% | Reduced |
| Captrust Financial Advisors | 2,253 | $15.0K | 0.00% | +172+8.3% | Added |
| Fifth Third Bancorp | 2,240 | $15.0K | 0.00% | +700+45.5% | Added |
| Federation des caisses Desjardins du Quebec | 2,400 | $15.6K | 0.00% | +1,100+84.6% | Added |
| MCF Advisors LLC | 2,850 | $19.0K | 0.00% | +2,800+5,600.0% | Added |
| US Bancorp | 3,000 | $20.0K | 0.00% | +1,000+50.0% | Added |
| Wolverine Asset Management LLC | 4,917 | $32.0K | 0.00% | +2,568+109.3% | Added |
| Ameritas Investment Partners, Inc. | 5,348 | $35.0K | 0.00% | +1,588+42.2% | Added |
| IFP Advisors, Inc | 5,071 | $36.0K | 0.00% | +1,331+35.6% | Added |
| Penserra Capital Management LLC | 6,671 | $43.0K | 0.00% | −7,800−53.9% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 6,807 | $44.0K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 6,817 | $44.0K | 0.00% | +3,664+116.2% | Added |
| Point72 Hong Kong Ltd | 7,098 | $46.0K | 0.00% | +7,098 | New |
| PEAK6 Investments LLC | 7,651 | $50.0K | 0.00% | +7,651 | New |
| Bank of Montreal | 9,287 | $59.0K | 0.00% | +9,287 | New |
| ARGI Investment Services, LLC | 10,149 | $66.0K | 0.00% | +10,149 | New |
| Cookson Peirce & Co Inc | 11,000 | $72.0K | 0.00% | +11,000 | New |
| International Assets Investment Management, LLC | 11,050 | $72.0K | 0.01% | +11,050 | New |
| Mirae Asset Global Investments Co., Ltd. | 11,445 | $75.0K | 0.00% | +11,445 | New |
| Steward Partners Investment Advisory, LLC | 11,704 | $76.0K | 0.00% | −3,386−22.4% | Reduced |
| Virginia Retirement Systems Et Al | 11,800 | $77.0K | 0.00% | +11,800 | New |
| Clearstead Advisors, LLC | 12,290 | $80.0K | 0.01% | +4,745+62.9% | Added |
| Private Advisor Group, LLC | 12,477 | $81.0K | 0.00% | +1,667+15.4% | Added |
| Amalgamated Bank | 12,502 | $82.0K | 0.00% | +12,502 | New |
| Crescent Grove Advisors, LLC | 13,000 | $85.0K | 0.01% | −2,428−15.7% | Reduced |
| Alliancebernstein L.P. | 13,200 | $86.0K | 0.00% | −13,200−50.0% | Reduced |
| Creative Planning | 13,887 | $91.0K | 0.00% | −4,890−26.0% | Reduced |
| Oxler Private Wealth LLC | 13,965 | $91.0K | 0.04% | 00.0% | Unchanged |
| Jane Street Group, LLC | 13,959 | $91.0K | 0.00% | +13,959 | New |
| Evercore Wealth Management, LLC | 14,150 | $92.0K | 0.00% | +14,150 | New |
| Wolverine Trading, LLC | 14,434 | $93.0K | 0.00% | −5,378−27.1% | Reduced |
| Principal Financial Group Inc | 14,633 | $95.0K | 0.00% | +14,633 | New |
| SEI Investments Co | 14,817 | $97.0K | 0.00% | +14,817 | New |
| Arizona State Retirement System | 15,020 | $98.0K | 0.00% | +380+2.6% | Added |
| Financial Advisors, LLC | 15,000 | $98.0K | 0.03% | +15,000 | New |
| LPL Financial LLC | 15,539 | $101.0K | 0.00% | +4,631+42.5% | Added |
| STRS Ohio | 16,000 | $104.0K | 0.00% | +4,900+44.1% | Added |
| Advisory Services Network, LLC | 15,998 | $104.0K | 0.00% | +12,678+381.9% | Added |
| Keystone Financial Group | 16,978 | $111.0K | 0.02% | +16,978 | New |
| Cambridge Investment Research Advisors, Inc. | 17,146 | $112.0K | 0.00% | +1,606+10.3% | Added |
| 13D Management LLC | 17,801 | $116.0K | 0.04% | −304,499−94.5% | Reduced |
| UBS Group AG | 17,796 | $116.0K | 0.00% | −59,492−77.0% | Reduced |
| Hall Private Wealth Advisors | 18,304 | $119.0K | 0.08% | +18,304 | New |
| Engineers Gate Manager LP | 18,826 | $123.0K | 0.01% | +18,826 | New |
| Susquehanna International Group, LLP | 19,987 | $130.0K | 0.00% | +19,987 | New |
| Transcend Wealth Collective, LLC | 25,080 | $130.0K | 0.01% | +25,080 | New |
| Kestra Advisory Services, LLC | 20,497 | $134.0K | 0.00% | +20,497 | New |
| Metropolitan Life Insurance Co | 20,781 | $135.5K | 0.00% | +5,817+38.9% | Added |
| Cutler Group LP | 21,559 | $140.0K | 0.01% | −2,105−8.9% | Reduced |
| HighTower Advisors, LLC | 22,541 | $151.0K | 0.00% | +9,331+70.6% | Added |
| SG Americas Securities, LLC | 24,582 | $160.0K | 0.00% | +24,582 | New |
| Voya Investment Management LLC | 24,843 | $162.0K | 0.00% | +6,037+32.1% | Added |
| Crystal Rock Capital Management | 25,000 | $163.0K | 0.09% | 00.0% | Unchanged |
| Oppenheimer & Co Inc | 25,450 | $166.0K | 0.00% | −2,364−8.5% | Reduced |
| Invesco Ltd. | 26,434 | $172.0K | 0.00% | +8,666+48.8% | Added |
| MetLife Investment Management | 27,468 | $179.1K | 0.00% | +7,923+40.5% | Added |
| Cim Investment Mangement Inc | 27,610 | $180.0K | 0.06% | +27,610 | New |
| New York State Common Retirement Fund | 27,902 | $182.0K | 0.00% | −13,198−32.1% | Reduced |
| Parametric Portfolio Associates LLC | 29,025 | $189.0K | 0.00% | +29,025 | New |
| Blueshift Asset Management, LLC | 29,837 | $195.0K | 0.01% | +29,837 | New |
| Citigroup Inc | 30,188 | $197.0K | 0.00% | +11,937+65.4% | Added |
| Two Sigma Advisers, LP | 30,400 | $198.0K | 0.00% | +14,800+94.9% | Added |
| Raymond James & Associates | 33,936 | $221.0K | 0.00% | +13,616+67.0% | Added |
| Advisor Group Holdings, Inc. | 35,043 | $228.0K | 0.00% | −617−1.7% | Reduced |
| Simplex Trading, LLC | 14,533 | $228.0K | 0.01% | −4,600−24.0% | Reduced |
| National Asset Management, Inc. | 35,655 | $233.0K | 0.01% | +35,655 | New |