AppHarvest, Inc.
APPHDelisted Sep 8, 2023- Industry
- Agricultural Production-Crops
- SEC CIK
- 0001807707
AppHarvest, Inc. was delisted on Sep 8, 2023; its insiders filed their last Form 4 on Jun 13, 2023; 129 institutions reported holding it in 13F filings for Q2 2023, worth $14.0M in total; no superinvestor held it.
13F holders, Q4 2022
Institutional positions in AppHarvest, Inc. as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 140
- −7 vs. Q3 2022
- Shares held
- 31.8M
- −5.57M (−14.9%) vs. Q3 2022
- Total value
- $18.2M
- −$55.4M (−75.2%) vs. Q3 2022
- New holders
- 29
- 44 more added
- Sold out
- 36
- 42 more reduced
3 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting APPH on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 10 | $68 |
| Q3 2023 | 13 | $24.7K |
| Q2 2023 | 129 | $14.0M |
| Q1 2023 | 132 | $32.6M |
| Q4 2022 | 140 | $18.2M |
| Q3 2022 | 150 | $73.8M |
| Q2 2022 | 160 | $149.2M |
| Q1 2022 | 169 | $214.0M |
| Q4 2021 | 157 | $169.9M |
| Q3 2021 | 150 | $292.5M |
| Q2 2021 | 134 | $835.6M |
| Q1 2021 | 103 | $887.5M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding AppHarvest, Inc.; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 8,220,863 | $4.67M | 0.02% | +1,422,190+20.9% | Added |
| BlackRock Inc. | 4,800,896 | $2.72M | 0.00% | −93,117−1.9% | Reduced |
| Vanguard Group Inc | 3,657,705 | $2.08M | 0.00% | +48,318+1.3% | Added |
| State Street Corp | 2,544,812 | $1.44M | 0.00% | −518,847−16.9% | Reduced |
| Geode Capital Management, LLC | 1,362,343 | $772.0K | 0.00% | +50,450+3.8% | Added |
| Jane Street Group, LLC | 1,247,234 | $707.7K | 0.00% | +1,225,088+5,531.9% | Added |
| Alyeska Investment Group, L.P. | 1,056,731 | $599.6K | 0.01% | 00.0% | Unchanged |
| Norges Bank | 1,023,871 | $580.9K | 0.00% | −2,176,129−68.0% | Reduced |
| Northern Trust Corp | 587,051 | $333.1K | 0.00% | −58,716−9.1% | Reduced |
| Charles Schwab Investment Management Inc | 542,844 | $308.0K | 0.00% | +44,194+8.9% | Added |
| Meridian Wealth Management, LLC | 471,583 | $267.6K | 0.03% | +346,685+277.6% | Added |
| 180 Wealth Advisors, LLC | 101,612 | $236.8K | 0.06% | +12,074+13.5% | Added |
| Bridgeway Capital Management, LLC | 394,000 | $223.6K | 0.01% | +394,000 | New |
| Sculptor Capital LP | 359,500 | $204.0K | 0.00% | 00.0% | Unchanged |
| National Bank of Canada | 350,500 | $198.9K | 0.00% | +251,700+254.8% | Added |
| DekaBank Deutsche Girozentrale | 310,000 | $172.0K | 0.00% | +310,000 | New |
| Mirae Asset Global Investments Co., Ltd. | 273,172 | $155.0K | 0.00% | +200,041+273.5% | Added |
| Susquehanna International Group, LLP | 251,181 | $142.5K | 0.00% | +200,645+397.0% | Added |
| Bank of New York Mellon Corp | 222,174 | $126.1K | 0.00% | +1,487+0.7% | Added |
| Cubist Systematic Strategies, LLC | 210,478 | $119.4K | 0.00% | +210,478 | New |
| Morgan Stanley | 209,258 | $118.7K | 0.00% | −388,717−65.0% | Reduced |
| Annandale Capital, LLC | 200,000 | $113.0K | 0.04% | 00.0% | Unchanged |
| Jaffetilchin Investment Partners, LLC | 172,818 | $98.1K | 0.01% | +100,815+140.0% | Added |
| Prosperity Wealth Management, Inc. | 145,170 | $82.4K | 0.08% | +145,170 | New |
| Alpine Global Management, LLC | 141,814 | $80.0K | 0.03% | +141,814 | New |
| Verition Fund Management LLC | 120,000 | $68.1K | 0.00% | +107,744+879.1% | Added |
| Brinker Capital Investments, LLC | 108,417 | $61.5K | 0.00% | +108,417 | New |
| Rhumbline Advisers | 107,635 | $61.0K | 0.00% | +1,520+1.4% | Added |
| JPMorgan Chase & Co | 107,318 | $61.0K | 0.00% | +6,787+6.8% | Added |
| Cookson Peirce & Co Inc | 100,000 | $57.0K | 0.00% | +85,000+566.7% | Added |
| Vontobel Holding Ltd. | 100,000 | $56.7K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 95,043 | $53.9K | 0.00% | +65,716+224.1% | Added |
| Two Sigma Investments, LP | 81,308 | $46.1K | 0.00% | +81,308 | New |
| Ballew Advisors, Inc | 31,297 | $45.7K | 0.03% | +31,297 | New |
| UBS Group AG | 79,660 | $45.4K | 0.00% | −135,805−63.0% | Reduced |
| HSBC Holdings PLC | 77,409 | $44.0K | 0.00% | 00.0% | Unchanged |
| Lido Advisors, LLC | 73,044 | $41.4K | 0.00% | 00.0% | Unchanged |
| Penserra Capital Management LLC | 74,000 | $41.0K | 0.00% | +68,260+1,189.2% | Added |
| Goldman Sachs Group Inc | 65,293 | $37.0K | 0.00% | −7,161−9.9% | Reduced |
| Bank of Montreal | 49,300 | $31.6K | 0.00% | −40−0.1% | Reduced |
| Alliancebernstein L.P. | 55,100 | $31.3K | 0.00% | +14,800+36.7% | Added |
| Alpha Financial Partners, LLC | 51,160 | $29.0K | 0.04% | +51,160 | New |
| WMG Financial Advisors, LLC | 50,750 | $28.8K | 0.02% | +6,500+14.7% | Added |
| Cim Investment Mangement Inc | 47,773 | $27.1K | 0.01% | 00.0% | Unchanged |
| Renaissance Technologies LLC | 46,100 | $26.0K | 0.00% | +46,100 | New |
| Royal Bank of Canada | 42,672 | $25.0K | 0.00% | +31,918+296.8% | Added |
| AE Wealth Management LLC | 41,786 | $23.7K | 0.00% | +30,189+260.3% | Added |
| Natixis | 41,052 | $23.3K | 0.00% | +16,300+65.9% | Added |
| Y-Intercept (Hong Kong) Ltd | 40,115 | $22.8K | 0.00% | +40,115 | New |
| SeaCrest Wealth Management, LLC | 40,000 | $22.7K | 0.00% | +20,000+100.0% | Added |
| New York State Common Retirement Fund | 38,834 | $22.0K | 0.00% | 00.0% | Unchanged |
| Archford Capital Strategies, LLC | 36,209 | $20.5K | 0.00% | +36,209 | New |
| LPL Financial LLC | 35,929 | $20.4K | 0.00% | −2,725−7.0% | Reduced |
| American International Group, Inc. | 35,824 | $20.3K | 0.00% | +541+1.5% | Added |
| ICA Group Wealth Management, LLC | 35,669 | $20.3K | 0.00% | 00.0% | Unchanged |
| Dimensional Fund Advisors LP | 34,781 | $20.0K | 0.00% | −495−1.4% | Reduced |
| Vident Investment Advisory, LLC | 35,069 | $20.0K | 0.00% | −1,903,145−98.2% | Reduced |
| Voya Investment Management LLC | 33,678 | $19.1K | 0.00% | 00.0% | Unchanged |
| SG Americas Securities, LLC | 31,257 | $18.0K | 0.00% | −4,660−13.0% | Reduced |
| Advisor Group Holdings, Inc. | 30,727 | $17.9K | 0.00% | −6,088−16.5% | Reduced |
| Hall Private Wealth Advisors | 31,100 | $17.6K | 0.01% | −1,175−3.6% | Reduced |
| Cetera Advisor Networks LLC | 31,080 | $17.6K | 0.00% | +3,800+13.9% | Added |
| Keystone Financial Group | 30,458 | $17.3K | 0.00% | −14,010−31.5% | Reduced |
| California State Teachers Retirement System | 30,234 | $17.2K | 0.00% | −60,387−66.6% | Reduced |
| Van Eck Associates Corp | 29,643 | $17.0K | 0.00% | −9,272−23.8% | Reduced |
| Deutsche Bank AG | 29,444 | $16.7K | 0.00% | −953,403−97.0% | Reduced |
| International Assets Investment Management, LLC | 28,450 | $16.1K | 0.00% | −1,650−5.5% | Reduced |
| Kestra Advisory Services, LLC | 27,657 | $15.7K | 0.00% | −5,051−15.4% | Reduced |
| Balyasny Asset Management LLC | 26,912 | $15.3K | 0.00% | +26,912 | New |
| Ambassador Advisors, LLC | 26,016 | $14.8K | 0.00% | +26,016 | New |
| Point72 Middle East FZE | 24,658 | $14.0K | 0.00% | +24,658 | New |
| Lincoln National Corp | 22,988 | $13.0K | 0.00% | +22,988 | New |
| IHT Wealth Management, LLC | 21,449 | $12.2K | 0.00% | +800+3.9% | Added |
| Invesco Ltd. | 21,333 | $12.1K | 0.00% | −3,347−13.6% | Reduced |
| Game Plan Financial Advisors, LLC | 20,700 | $11.7K | 0.01% | +10,000+93.5% | Added |
| Barclays PLC | 20,335 | $11.5K | 0.00% | +17,184+545.4% | Added |
| Rockefeller Capital Management L.P. | 20,011 | $11.0K | 0.00% | +20,011 | New |
| Calton & Associates, Inc. | 17,695 | $10.0K | 0.00% | +800+4.7% | Added |
| RDA Financial Network | 17,000 | $9.65K | 0.00% | +6,000+54.5% | Added |
| Ameritas Investment Partners, Inc. | 5,348 | $9.14K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 16,085 | $9.00K | 0.00% | −13,891−46.3% | Reduced |
| Archer Investment Corp | 15,570 | $8.83K | 0.00% | +8,260+113.0% | Added |
| Financial Advisors, LLC | 15,000 | $8.51K | 0.00% | 00.0% | Unchanged |
| Money Concepts Capital Corp | 14,175 | $8.04K | 0.00% | −103,628−88.0% | Reduced |
| Commonwealth Equity Services, LLC | 14,330 | $8.00K | 0.00% | −16,782−53.9% | Reduced |
| ARGI Investment Services, LLC | 14,879 | $8.00K | 0.00% | +2,500+20.2% | Added |
| Stonegate Investment Group, LLC | 13,500 | $7.66K | 0.00% | +13,500 | New |
| Huntington National Bank | 12,550 | $7.12K | 0.00% | +150+1.2% | Added |
| Ballast, Inc. | 12,466 | $7.07K | 0.00% | +1,761+16.5% | Added |
| Price T Rowe Associates Inc | 12,171 | $7.00K | 0.00% | 00.0% | Unchanged |
| Squarepoint Ops LLC | 12,055 | $6.84K | 0.00% | +12,055 | New |
| Sigma Planning Corp | 12,037 | $6.83K | 0.00% | +12,037 | New |
| Raymond James Financial Services Advisors, Inc. | 11,752 | $6.67K | 0.00% | −4,472−27.6% | Reduced |
| State Board of Administration of Florida Retirement System | 11,230 | $6.37K | 0.00% | +11,230 | New |
| Snowden Capital Advisors LLC | 10,633 | $6.03K | 0.00% | +10,633 | New |
| Cambridge Investment Research Advisors, Inc. | 11,226 | $6.00K | 0.00% | −5,642−33.4% | Reduced |
| Mercer Global Advisors Inc | 10,340 | $6.00K | 0.00% | −252−2.4% | Reduced |
| Regent Investment Management LLC | 10,000 | $6.00K | 0.00% | 00.0% | Unchanged |
| Johnson Midwest Financial, LLC | 10,800 | $6.00K | 0.02% | +5,400+100.0% | Added |
| Oxler Private Wealth LLC | 10,410 | $5.91K | 0.00% | – | – |