AppHarvest, Inc.
APPHDelisted Sep 8, 2023- Industry
- Agricultural Production-Crops
- SEC CIK
- 0001807707
AppHarvest, Inc. was delisted on Sep 8, 2023; its insiders filed their last Form 4 on Jun 13, 2023; 129 institutions reported holding it in 13F filings for Q2 2023, worth $14.0M in total; no superinvestor held it.
13F holders, Q4 2022
Institutional positions in AppHarvest, Inc. as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 140
- −7 vs. Q3 2022
- Shares held
- 31.8M
- −5.57M (−14.9%) vs. Q3 2022
- Total value
- $18.2M
- −$55.4M (−75.2%) vs. Q3 2022
- New holders
- 29
- 44 more added
- Sold out
- 36
- 42 more reduced
3 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting APPH on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 10 | $68 |
| Q3 2023 | 13 | $24.7K |
| Q2 2023 | 129 | $14.0M |
| Q1 2023 | 132 | $32.6M |
| Q4 2022 | 140 | $18.2M |
| Q3 2022 | 150 | $73.8M |
| Q2 2022 | 160 | $149.2M |
| Q1 2022 | 169 | $214.0M |
| Q4 2021 | 157 | $169.9M |
| Q3 2021 | 150 | $292.5M |
| Q2 2021 | 134 | $835.6M |
| Q1 2021 | 103 | $887.5M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding AppHarvest, Inc.; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Valley National Advisers Inc | 100 | $0 | 0.00% | 00.0% | Unchanged |
| Coston, McIsaac & Partners | 100 | $0 | 0.00% | +50+100.0% | Added |
| Credit Suisse AG | 3 | $2 | 0.00% | −51,952−100.0% | Reduced |
| CoreCap Advisors, LLC | 34 | $19 | 0.00% | +34 | New |
| Lindbrook Capital, LLC | 40 | $23 | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 341 | $26 | 0.00% | +341 | New |
| Gradient Investments LLC | 50 | $28 | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 181 | $103 | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 193 | $110 | 0.00% | 00.0% | Unchanged |
| Parkside Financial Bank & Trust | 300 | $170 | 0.00% | 00.0% | Unchanged |
| Walleye Trading LLC | 434 | $246 | 0.00% | −192−30.7% | Reduced |
| Barrett & Company, Inc. | 500 | $284 | 0.00% | 00.0% | Unchanged |
| TD Waterhouse Canada Inc. | 500 | $348 | 0.00% | +100+25.0% | Added |
| Fifth Third Bancorp | 700 | $397 | 0.00% | 00.0% | Unchanged |
| South State Corp. | 715 | $406 | 0.00% | +715 | New |
| US Bancorp | 1,499 | $851 | 0.00% | −2,000−57.2% | Reduced |
| Leonteq Securities AG | 1,576 | $894 | 0.00% | +376+31.3% | Added |
| Trustcore Financial Services, LLC | 2,000 | $1.14K | 0.00% | 00.0% | Unchanged |
| Ellevest, Inc. | 2,434 | $1.38K | 0.00% | +2,167+811.6% | Added |
| Cassady Schiller Wealth Management, LLC | 2,506 | $1.42K | 0.00% | +2,506 | New |
| Wells Fargo & Company | 2,621 | $1.49K | 0.00% | −1,789−40.6% | Reduced |
| MCF Advisors LLC | 2,850 | $1.62K | 0.00% | −10−0.3% | Reduced |
| Central Bank & Trust Co | 2,966 | $1.66K | 0.00% | −2,000−40.3% | Reduced |
| Clearstead Advisors, LLC | 3,264 | $1.85K | 0.00% | −9,540−74.5% | Reduced |
| Wolverine Asset Management LLC | 3,697 | $2.10K | 0.00% | −4,000−52.0% | Reduced |
| Marathon Trading Investment Management LLC | 3,821 | $2.17K | 0.00% | +3,821 | New |
| The PNC Financial Services Group, Inc. | 3,850 | $2.18K | 0.00% | −836−17.8% | Reduced |
| Belpointe Asset Management LLC | 3,853 | $2.19K | 0.00% | +3,853 | New |
| Federation des caisses Desjardins du Quebec | 3,890 | $2.21K | 0.00% | +1,250+47.3% | Added |
| Citigroup Inc | 4,346 | $2.47K | 0.00% | −843−16.2% | Reduced |
| CWM, LLC | 4,871 | $3.00K | 0.00% | +3,983+448.5% | Added |
| Advisory Services Network, LLC | 6,036 | $3.42K | 0.00% | −3,048−33.6% | Reduced |
| Legal & General Group Plc | 6,523 | $3.70K | 0.00% | −1,337,665−99.5% | Reduced |
| Cutler Group LP | 8,449 | $4.00K | 0.00% | +470+5.9% | Added |
| FMR LLC | 7,085 | $4.02K | 0.00% | +2,631+59.1% | Added |
| Geneos Wealth Management Inc. | 7,498 | $4.27K | 0.00% | −10−0.1% | Reduced |
| Steward Partners Investment Advisory, LLC | 8,300 | $4.71K | 0.00% | −967−10.4% | Reduced |
| Amalgamated Bank | 8,981 | $5.00K | 0.00% | 00.0% | Unchanged |
| JustInvest LLC | 10,056 | $5.70K | 0.00% | +10,056 | New |
| Oxler Private Wealth LLC | 10,410 | $5.91K | 0.00% | – | – |
| Cambridge Investment Research Advisors, Inc. | 11,226 | $6.00K | 0.00% | −5,642−33.4% | Reduced |
| Mercer Global Advisors Inc | 10,340 | $6.00K | 0.00% | −252−2.4% | Reduced |
| Regent Investment Management LLC | 10,000 | $6.00K | 0.00% | 00.0% | Unchanged |
| Johnson Midwest Financial, LLC | 10,800 | $6.00K | 0.02% | +5,400+100.0% | Added |
| Snowden Capital Advisors LLC | 10,633 | $6.03K | 0.00% | +10,633 | New |
| State Board of Administration of Florida Retirement System | 11,230 | $6.37K | 0.00% | +11,230 | New |
| Raymond James Financial Services Advisors, Inc. | 11,752 | $6.67K | 0.00% | −4,472−27.6% | Reduced |
| Sigma Planning Corp | 12,037 | $6.83K | 0.00% | +12,037 | New |
| Squarepoint Ops LLC | 12,055 | $6.84K | 0.00% | +12,055 | New |
| Price T Rowe Associates Inc | 12,171 | $7.00K | 0.00% | 00.0% | Unchanged |
| Ballast, Inc. | 12,466 | $7.07K | 0.00% | +1,761+16.5% | Added |
| Huntington National Bank | 12,550 | $7.12K | 0.00% | +150+1.2% | Added |
| Stonegate Investment Group, LLC | 13,500 | $7.66K | 0.00% | +13,500 | New |
| Commonwealth Equity Services, LLC | 14,330 | $8.00K | 0.00% | −16,782−53.9% | Reduced |
| ARGI Investment Services, LLC | 14,879 | $8.00K | 0.00% | +2,500+20.2% | Added |
| Money Concepts Capital Corp | 14,175 | $8.04K | 0.00% | −103,628−88.0% | Reduced |
| Financial Advisors, LLC | 15,000 | $8.51K | 0.00% | 00.0% | Unchanged |
| Archer Investment Corp | 15,570 | $8.83K | 0.00% | +8,260+113.0% | Added |
| Tower Research Capital LLC (TRC) | 16,085 | $9.00K | 0.00% | −13,891−46.3% | Reduced |
| Ameritas Investment Partners, Inc. | 5,348 | $9.14K | 0.00% | 00.0% | Unchanged |
| RDA Financial Network | 17,000 | $9.65K | 0.00% | +6,000+54.5% | Added |
| Calton & Associates, Inc. | 17,695 | $10.0K | 0.00% | +800+4.7% | Added |
| Rockefeller Capital Management L.P. | 20,011 | $11.0K | 0.00% | +20,011 | New |
| Barclays PLC | 20,335 | $11.5K | 0.00% | +17,184+545.4% | Added |
| Game Plan Financial Advisors, LLC | 20,700 | $11.7K | 0.01% | +10,000+93.5% | Added |
| Invesco Ltd. | 21,333 | $12.1K | 0.00% | −3,347−13.6% | Reduced |
| IHT Wealth Management, LLC | 21,449 | $12.2K | 0.00% | +800+3.9% | Added |
| Lincoln National Corp | 22,988 | $13.0K | 0.00% | +22,988 | New |
| Point72 Middle East FZE | 24,658 | $14.0K | 0.00% | +24,658 | New |
| Ambassador Advisors, LLC | 26,016 | $14.8K | 0.00% | +26,016 | New |
| Balyasny Asset Management LLC | 26,912 | $15.3K | 0.00% | +26,912 | New |
| Kestra Advisory Services, LLC | 27,657 | $15.7K | 0.00% | −5,051−15.4% | Reduced |
| International Assets Investment Management, LLC | 28,450 | $16.1K | 0.00% | −1,650−5.5% | Reduced |
| Deutsche Bank AG | 29,444 | $16.7K | 0.00% | −953,403−97.0% | Reduced |
| Van Eck Associates Corp | 29,643 | $17.0K | 0.00% | −9,272−23.8% | Reduced |
| California State Teachers Retirement System | 30,234 | $17.2K | 0.00% | −60,387−66.6% | Reduced |
| Keystone Financial Group | 30,458 | $17.3K | 0.00% | −14,010−31.5% | Reduced |
| Cetera Advisor Networks LLC | 31,080 | $17.6K | 0.00% | +3,800+13.9% | Added |
| Hall Private Wealth Advisors | 31,100 | $17.6K | 0.01% | −1,175−3.6% | Reduced |
| Advisor Group Holdings, Inc. | 30,727 | $17.9K | 0.00% | −6,088−16.5% | Reduced |
| SG Americas Securities, LLC | 31,257 | $18.0K | 0.00% | −4,660−13.0% | Reduced |
| Voya Investment Management LLC | 33,678 | $19.1K | 0.00% | 00.0% | Unchanged |
| Vident Investment Advisory, LLC | 35,069 | $20.0K | 0.00% | −1,903,145−98.2% | Reduced |
| Dimensional Fund Advisors LP | 34,781 | $20.0K | 0.00% | −495−1.4% | Reduced |
| ICA Group Wealth Management, LLC | 35,669 | $20.3K | 0.00% | 00.0% | Unchanged |
| American International Group, Inc. | 35,824 | $20.3K | 0.00% | +541+1.5% | Added |
| LPL Financial LLC | 35,929 | $20.4K | 0.00% | −2,725−7.0% | Reduced |
| Archford Capital Strategies, LLC | 36,209 | $20.5K | 0.00% | +36,209 | New |
| New York State Common Retirement Fund | 38,834 | $22.0K | 0.00% | 00.0% | Unchanged |
| SeaCrest Wealth Management, LLC | 40,000 | $22.7K | 0.00% | +20,000+100.0% | Added |
| Y-Intercept (Hong Kong) Ltd | 40,115 | $22.8K | 0.00% | +40,115 | New |
| Natixis | 41,052 | $23.3K | 0.00% | +16,300+65.9% | Added |
| AE Wealth Management LLC | 41,786 | $23.7K | 0.00% | +30,189+260.3% | Added |
| Royal Bank of Canada | 42,672 | $25.0K | 0.00% | +31,918+296.8% | Added |
| Renaissance Technologies LLC | 46,100 | $26.0K | 0.00% | +46,100 | New |
| Cim Investment Mangement Inc | 47,773 | $27.1K | 0.01% | 00.0% | Unchanged |
| WMG Financial Advisors, LLC | 50,750 | $28.8K | 0.02% | +6,500+14.7% | Added |
| Alpha Financial Partners, LLC | 51,160 | $29.0K | 0.04% | +51,160 | New |
| Alliancebernstein L.P. | 55,100 | $31.3K | 0.00% | +14,800+36.7% | Added |
| Bank of Montreal | 49,300 | $31.6K | 0.00% | −40−0.1% | Reduced |