AppHarvest, Inc.
APPHDelisted Sep 8, 2023- Industry
- Agricultural Production-Crops
- SEC CIK
- 0001807707
AppHarvest, Inc. was delisted on Sep 8, 2023; its insiders filed their last Form 4 on Jun 13, 2023; 129 institutions reported holding it in 13F filings for Q2 2023, worth $14.0M in total; no superinvestor held it.
13F holders, Q3 2022
Institutional positions in AppHarvest, Inc. as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 150
- −10 vs. Q2 2022
- Shares held
- 37.4M
- −5.31M (−12.4%) vs. Q2 2022
- Total value
- $73.8M
- −$75.4M (−50.6%) vs. Q2 2022
- New holders
- 23
- 63 more added
- Sold out
- 33
- 24 more reduced
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting APPH on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 10 | $68 |
| Q3 2023 | 13 | $24.7K |
| Q2 2023 | 129 | $14.0M |
| Q1 2023 | 132 | $32.6M |
| Q4 2022 | 140 | $18.2M |
| Q3 2022 | 150 | $73.8M |
| Q2 2022 | 160 | $149.2M |
| Q1 2022 | 169 | $214.0M |
| Q4 2021 | 157 | $169.9M |
| Q3 2021 | 150 | $292.5M |
| Q2 2021 | 134 | $835.6M |
| Q1 2021 | 103 | $887.5M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding AppHarvest, Inc.; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 6,798,673 | $13.4M | 0.05% | +7,601+0.1% | Added |
| BlackRock Inc. | 4,894,013 | $9.64M | 0.00% | +102,664+2.1% | Added |
| Vanguard Group Inc | 3,609,387 | $7.11M | 0.00% | +552,330+18.1% | Added |
| Norges Bank | 3,200,000 | $6.30M | 0.00% | 00.0% | Unchanged |
| State Street Corp | 3,063,659 | $6.04M | 0.00% | +76,554+2.6% | Added |
| Vident Investment Advisory, LLC | 1,938,214 | $3.82M | 0.12% | +273,535+16.4% | Added |
| Legal & General Group Plc | 1,344,188 | $2.65M | 0.00% | +147,486+12.3% | Added |
| Geode Capital Management, LLC | 1,311,893 | $2.58M | 0.00% | +76,184+6.2% | Added |
| GMT Capital Corp | 1,205,800 | $2.38M | 0.15% | 00.0% | Unchanged |
| Alyeska Investment Group, L.P. | 1,056,731 | $2.08M | 0.02% | +152,354+16.8% | Added |
| Deutsche Bank AG | 982,847 | $1.94M | 0.00% | −4,771−0.5% | Reduced |
| Northern Trust Corp | 645,767 | $1.27M | 0.00% | +16,112+2.6% | Added |
| AXA S.A. | 609,204 | $1.20M | 0.00% | +382,447+168.7% | Added |
| Morgan Stanley | 597,975 | $1.18M | 0.00% | −109,618−15.5% | Reduced |
| Amundi | 577,093 | $1.14M | 0.00% | +120,224+26.3% | Added |
| Charles Schwab Investment Management Inc | 498,650 | $983.0K | 0.00% | +46,443+10.3% | Added |
| Sculptor Capital LP | 359,500 | $708.0K | 0.01% | 00.0% | Unchanged |
| Nuveen Asset Management, LLC | 296,770 | $584.0K | 0.00% | +3,098+1.1% | Added |
| Skandinaviska Enskilda Banken AB (publ) | 286,356 | $564.0K | 0.00% | +196,360+218.2% | Added |
| Bank of New York Mellon Corp | 220,687 | $434.0K | 0.00% | +23,546+11.9% | Added |
| UBS Group AG | 215,465 | $425.0K | 0.00% | +84,015+63.9% | Added |
| Annandale Capital, LLC | 200,000 | $394.0K | 0.15% | +200,000 | New |
| Swiss National Bank | 167,400 | $330.0K | 0.00% | 00.0% | Unchanged |
| UBS Asset Management Americas Inc | 130,610 | $257.3K | 0.00% | +30,418+30.4% | Added |
| Meridian Wealth Management, LLC | 124,898 | $246.0K | 0.03% | +9,553+8.3% | Added |
| Money Concepts Capital Corp | 117,803 | $232.0K | 0.01% | +2,082+1.8% | Added |
| Valueworks LLC | 106,282 | $209.0K | 0.09% | 00.0% | Unchanged |
| Rhumbline Advisers | 106,115 | $209.0K | 0.00% | +6,843+6.9% | Added |
| JPMorgan Chase & Co | 100,531 | $198.0K | 0.00% | −19,387−16.2% | Reduced |
| Vontobel Holding Ltd. | 100,000 | $197.0K | 0.00% | +40,000+66.7% | Added |
| National Bank of Canada | 98,800 | $194.0K | 0.00% | −56,500−36.4% | Reduced |
| California State Teachers Retirement System | 90,621 | $179.0K | 0.00% | −847−0.9% | Reduced |
| Ionic Capital Management LLC | 90,545 | $178.0K | 0.04% | +90,545 | New |
| 180 Wealth Advisors, LLC | 89,538 | $176.0K | 0.05% | −5,709−6.0% | Reduced |
| Accomplice Management, LLC | 79,961 | $158.0K | 0.39% | 00.0% | Unchanged |
| HSBC Holdings PLC | 77,409 | $152.0K | 0.00% | −15,062−16.3% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 73,131 | $144.0K | 0.00% | −3,856−5.0% | Reduced |
| Goldman Sachs Group Inc | 72,454 | $143.0K | 0.00% | −19,774−21.4% | Reduced |
| Lido Advisors, LLC | 73,044 | $143.0K | 0.00% | 00.0% | Unchanged |
| Jaffetilchin Investment Partners, LLC | 72,003 | $142.0K | 0.02% | +33,768+88.3% | Added |
| Sprott Inc. | 70,674 | $139.0K | 0.01% | +15,607+28.3% | Added |
| SEI Investments Co | 66,069 | $130.0K | 0.00% | +13,126+24.8% | Added |
| Credit Suisse AG | 51,955 | $102.0K | 0.00% | +16,482+46.5% | Added |
| Bank of Montreal | 49,340 | $102.0K | 0.00% | +39,339+393.4% | Added |
| Susquehanna International Group, LLP | 50,536 | $100.0K | 0.00% | +18,893+59.7% | Added |
| State of Wisconsin Investment Board | 48,133 | $95.0K | 0.00% | +30,994+180.8% | Added |
| Cim Investment Mangement Inc | 47,773 | $94.0K | 0.04% | 00.0% | Unchanged |
| WMG Financial Advisors, LLC | 44,250 | $88.0K | 0.08% | 00.0% | Unchanged |
| Keystone Financial Group | 44,468 | $88.0K | 0.02% | +3,770+9.3% | Added |
| Alliancebernstein L.P. | 40,300 | $79.0K | 0.00% | +11,500+39.9% | Added |
| National Asset Management, Inc. | 39,434 | $78.0K | 0.00% | +6,417+19.4% | Added |
| New York State Common Retirement Fund | 38,834 | $77.0K | 0.00% | +134+0.3% | Added |
| Van Eck Associates Corp | 38,915 | $76.0K | 0.00% | +1,542+4.1% | Added |
| LPL Financial LLC | 38,654 | $76.0K | 0.00% | +9,570+32.9% | Added |
| Advisor Group Holdings, Inc. | 36,815 | $72.0K | 0.00% | +589+1.6% | Added |
| SG Americas Securities, LLC | 35,917 | $71.0K | 0.00% | +10,596+41.8% | Added |
| American International Group, Inc. | 35,283 | $70.0K | 0.00% | +1,862+5.6% | Added |
| ICA Group Wealth Management, LLC | 35,669 | $70.0K | 0.01% | 00.0% | Unchanged |
| Dimensional Fund Advisors LP | 35,276 | $69.0K | 0.00% | −37,534−51.6% | Reduced |
| Voya Investment Management LLC | 33,678 | $66.3K | 0.00% | +5,323+18.8% | Added |
| Kestra Advisory Services, LLC | 32,708 | $64.0K | 0.00% | −2,158−6.2% | Reduced |
| Hall Private Wealth Advisors | 32,275 | $64.0K | 0.04% | +169+0.5% | Added |
| Commonwealth Equity Services, LLC | 31,112 | $61.0K | 0.00% | +3,691+13.5% | Added |
| International Assets Investment Management, LLC | 30,100 | $59.0K | 0.01% | +900+3.1% | Added |
| Tower Research Capital LLC (TRC) | 29,976 | $59.0K | 0.00% | +16,364+120.2% | Added |
| Bank of America Corp | 29,327 | $58.0K | 0.00% | 00.0% | Unchanged |
| Manufacturers Life Insurance Company, The | 28,069 | $55.3K | 0.00% | −127−0.5% | Reduced |
| Cetera Advisor Networks LLC | 27,280 | $54.0K | 0.00% | +7,950+41.1% | Added |
| Raymond James & Associates | 26,344 | $52.0K | 0.00% | +4,200+19.0% | Added |
| Crystal Rock Capital Management | 25,000 | $49.0K | 0.05% | 00.0% | Unchanged |
| Invesco Ltd. | 24,680 | $49.0K | 0.00% | +259+1.1% | Added |
| Natixis | 24,752 | $49.0K | 0.00% | 00.0% | Unchanged |
| Jane Street Group, LLC | 22,146 | $44.0K | 0.00% | +3,526+18.9% | Added |
| IHT Wealth Management, LLC | 20,649 | $41.0K | 0.00% | +20,649 | New |
| SeaCrest Wealth Management, LLC | 20,000 | $39.0K | 0.01% | +20,000 | New |
| Arizona State Retirement System | 19,352 | $38.0K | 0.00% | +96+0.5% | Added |
| Cambridge Investment Research Advisors, Inc. | 16,868 | $33.0K | 0.00% | +4,120+32.3% | Added |
| Calton & Associates, Inc. | 16,895 | $33.0K | 0.02% | +16,895 | New |
| Raymond James Financial Services Advisors, Inc. | 16,224 | $32.0K | 0.00% | +2,825+21.1% | Added |
| Cookson Peirce & Co Inc | 15,000 | $30.0K | 0.00% | −15,000−50.0% | Reduced |
| Oppenheimer & Co Inc | 14,800 | $29.0K | 0.00% | +500+3.5% | Added |
| Financial Advisors, LLC | 15,000 | $26.0K | 0.01% | 00.0% | Unchanged |
| Clearstead Advisors, LLC | 12,804 | $25.0K | 0.00% | 00.0% | Unchanged |
| Verition Fund Management LLC | 12,256 | $24.0K | 0.00% | 00.0% | Unchanged |
| Garner Asset Management Corp | 12,060 | $24.0K | 0.01% | +300+2.6% | Added |
| Huntington National Bank | 12,400 | $24.0K | 0.00% | +10,000+416.7% | Added |
| Price T Rowe Associates Inc | 12,171 | $24.0K | 0.00% | +12,171 | New |
| ARGI Investment Services, LLC | 12,379 | $24.0K | 0.00% | +12,379 | New |
| XTX Topco Ltd | 12,130 | $24.0K | 0.01% | +12,130 | New |
| Citadel Advisors LLC | 11,683 | $23.0K | 0.00% | +11,683 | New |
| AE Wealth Management LLC | 11,597 | $23.0K | 0.00% | +11,597 | New |
| Janus Henderson Group PLC | 11,035 | $22.0K | 0.00% | −165−1.5% | Reduced |
| RDA Financial Network | 11,000 | $22.0K | 0.01% | 00.0% | Unchanged |
| Royal Bank of Canada | 10,754 | $21.0K | 0.00% | −10,568−49.6% | Reduced |
| Ballast, Inc. | 10,705 | $21.0K | 0.01% | −1,761−14.1% | Reduced |
| Mercer Global Advisors Inc | 10,592 | $21.0K | 0.00% | +10,592 | New |
| Donaldson Capital Management, LLC | 10,500 | $21.0K | 0.00% | +10,500 | New |
| Game Plan Financial Advisors, LLC | 10,700 | $21.0K | 0.02% | +10,700 | New |
| Oxler Private Wealth LLC | – | $20.5K | 0.01% | – | – |
| Regent Investment Management LLC | 10,000 | $20.0K | 0.01% | 00.0% | Unchanged |