AppHarvest, Inc.
APPHDelisted Sep 8, 2023- Industry
- Agricultural Production-Crops
- SEC CIK
- 0001807707
AppHarvest, Inc. was delisted on Sep 8, 2023; its insiders filed their last Form 4 on Jun 13, 2023; 129 institutions reported holding it in 13F filings for Q2 2023, worth $14.0M in total; no superinvestor held it.
13F holders, Q1 2023
Institutional positions in AppHarvest, Inc. as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 132
- −2 vs. Q4 2022
- Shares held
- 53.3M
- +21.6M (+68.1%) vs. Q4 2022
- Total value
- $32.6M
- +$14.4M (+79.1%) vs. Q4 2022
- New holders
- 19
- 60 more added
- Sold out
- 21
- 24 more reduced
6 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting APPH on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 10 | $68 |
| Q3 2023 | 13 | $24.7K |
| Q2 2023 | 129 | $14.0M |
| Q1 2023 | 132 | $32.6M |
| Q4 2022 | 140 | $18.2M |
| Q3 2022 | 150 | $73.8M |
| Q2 2022 | 160 | $149.2M |
| Q1 2022 | 169 | $214.0M |
| Q4 2021 | 157 | $169.9M |
| Q3 2021 | 150 | $292.5M |
| Q2 2021 | 134 | $835.6M |
| Q1 2021 | 103 | $887.5M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding AppHarvest, Inc.; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Alyeska Investment Group, L.P. | 9,170,715 | $5.62M | 0.05% | +8,113,984+767.8% | Added |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 8,401,192 | $5.14M | 0.02% | +180,329+2.2% | Added |
| BlackRock Inc. | 5,947,533 | $3.64M | 0.00% | +1,146,637+23.9% | Added |
| Vanguard Group Inc | 5,445,062 | $3.33M | 0.00% | +1,787,357+48.9% | Added |
| AWM Investment Company, Inc. | 4,121,619 | $2.52M | 0.34% | +4,121,619 | New |
| Walleye Capital LLC | 3,360,530 | $2.06M | 0.04% | +3,360,530 | New |
| Citadel Advisors LLC | 2,867,570 | $1.76M | 0.00% | +2,867,570 | New |
| State Street Corp | 2,657,082 | $1.63M | 0.00% | +112,270+4.4% | Added |
| Geode Capital Management, LLC | 1,726,933 | $1.06M | 0.00% | +364,590+26.8% | Added |
| GMT Capital Corp | 1,205,800 | $738.3K | 0.03% | +1,205,800 | New |
| Renaissance Technologies LLC | 1,178,282 | $721.0K | 0.00% | +1,132,182+2,455.9% | Added |
| Northern Trust Corp | 788,444 | $482.8K | 0.00% | +201,393+34.3% | Added |
| Charles Schwab Investment Management Inc | 620,634 | $380.0K | 0.00% | +77,790+14.3% | Added |
| Meridian Wealth Management, LLC | 493,637 | $302.3K | 0.03% | +22,054+4.7% | Added |
| DekaBank Deutsche Girozentrale | 310,000 | $186.0K | 0.00% | 00.0% | Unchanged |
| Mirae Asset Global Investments Co., Ltd. | 299,532 | $183.4K | 0.00% | +26,360+9.6% | Added |
| Bank of New York Mellon Corp | 291,923 | $178.7K | 0.00% | +69,749+31.4% | Added |
| Prosperity Wealth Management, Inc. | 245,800 | $150.5K | 0.12% | +100,630+69.3% | Added |
| Morgan Stanley | 220,315 | $134.9K | 0.00% | +11,057+5.3% | Added |
| Group One Trading, L.P. | 208,013 | $127.4K | 0.01% | +208,013 | New |
| Jaffetilchin Investment Partners, LLC | 200,642 | $122.9K | 0.01% | +27,824+16.1% | Added |
| Annandale Capital, LLC | 200,000 | $122.0K | 0.04% | 00.0% | Unchanged |
| WMG Financial Advisors, LLC | 186,750 | $114.3K | 0.09% | +136,000+268.0% | Added |
| Bank of America Corp | 162,355 | $99.4K | 0.00% | +67,312+70.8% | Added |
| Cookson Peirce & Co Inc | 160,000 | $98.0K | 0.01% | +60,000+60.0% | Added |
| Rhumbline Advisers | 142,090 | $87.0K | 0.00% | +34,455+32.0% | Added |
| JPMorgan Chase & Co | 115,231 | $70.0K | 0.00% | +7,913+7.4% | Added |
| Alliancebernstein L.P. | 105,700 | $64.7K | 0.00% | +50,600+91.8% | Added |
| 180 Wealth Advisors, LLC | 100,898 | $61.8K | 0.01% | −714−0.7% | Reduced |
| Brinker Capital Investments, LLC | 85,093 | $52.1K | 0.00% | −23,324−21.5% | Reduced |
| Orion Portfolio Solutions, LLC | 85,093 | $52.1K | 0.00% | +85,093 | New |
| Goldman Sachs Group Inc | 77,586 | $47.5K | 0.00% | +12,293+18.8% | Added |
| HSBC Holdings PLC | 77,409 | $47.4K | 0.00% | 00.0% | Unchanged |
| Lido Advisors, LLC | 73,045 | $44.7K | 0.00% | +10.0% | Added |
| Howard Financial Services, Ltd. | 70,000 | $42.9K | 0.01% | +70,000 | New |
| Deutsche Bank AG | 64,998 | $39.8K | 0.00% | +35,554+120.8% | Added |
| Susquehanna International Group, LLP | 64,741 | $39.6K | 0.00% | −186,440−74.2% | Reduced |
| National Bank of Canada | 64,100 | $39.2K | 0.00% | −286,400−81.7% | Reduced |
| Van Eck Associates Corp | 61,135 | $37.0K | 0.00% | +31,492+106.2% | Added |
| Ambassador Advisors, LLC | 70,016 | $34.5K | 0.01% | +44,000+169.1% | Added |
| LPL Financial LLC | 55,518 | $34.0K | 0.00% | +19,589+54.5% | Added |
| SeaCrest Wealth Management, LLC | 55,000 | $33.7K | 0.00% | +15,000+37.5% | Added |
| Barclays PLC | 52,767 | $32.3K | 0.00% | +32,432+159.5% | Added |
| American International Group, Inc. | 49,890 | $30.5K | 0.00% | +14,066+39.3% | Added |
| Cim Investment Mangement Inc | 49,475 | $30.3K | 0.01% | +1,702+3.6% | Added |
| Simplex Trading, LLC | 49,767 | $30.0K | 0.00% | +49,767 | New |
| Royal Bank of Canada | 46,136 | $29.0K | 0.00% | +3,464+8.1% | Added |
| Voya Investment Management LLC | 44,790 | $27.4K | 0.00% | +11,112+33.0% | Added |
| UBS Group AG | 41,099 | $25.2K | 0.00% | −38,561−48.4% | Reduced |
| Bank of Montreal | 40,572 | $25.0K | 0.00% | −8,728−17.7% | Reduced |
| New York State Common Retirement Fund | 38,834 | $23.8K | 0.00% | 00.0% | Unchanged |
| FMR LLC | 38,589 | $23.6K | 0.00% | +31,504+444.7% | Added |
| California State Teachers Retirement System | 38,432 | $23.5K | 0.00% | +8,198+27.1% | Added |
| SG Americas Securities, LLC | 37,449 | $23.0K | 0.00% | +6,192+19.8% | Added |
| Hall Private Wealth Advisors | 36,842 | $22.6K | 0.01% | +5,742+18.5% | Added |
| Ballew Advisors, Inc | 62,754 | $22.0K | 0.02% | +31,457+100.5% | Added |
| Dimensional Fund Advisors LP | 34,781 | $21.3K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 33,273 | $20.2K | 0.00% | +2,546+8.3% | Added |
| Archer Investment Corp | 32,570 | $19.9K | 0.01% | +17,000+109.2% | Added |
| IHT Wealth Management, LLC | 31,493 | $19.3K | 0.00% | +10,044+46.8% | Added |
| Archford Capital Strategies, LLC | 36,209 | $19.2K | 0.00% | 00.0% | Unchanged |
| Cetera Advisor Networks LLC | 30,880 | $18.9K | 0.00% | −200−0.6% | Reduced |
| Natixis | 24,752 | $15.2K | 0.00% | −16,300−39.7% | Reduced |
| International Assets Investment Management, LLC | 24,750 | $15.2K | 0.00% | −3,700−13.0% | Reduced |
| Lincoln National Corp | 22,963 | $14.1K | 0.00% | −25−0.1% | Reduced |
| Kestra Advisory Services, LLC | 22,012 | $13.5K | 0.00% | −5,645−20.4% | Reduced |
| Invesco Ltd. | 21,400 | $13.1K | 0.00% | +67+0.3% | Added |
| Price T Rowe Associates Inc | 20,557 | $13.0K | 0.00% | +8,386+68.9% | Added |
| Wells Fargo & Company | 20,804 | $12.7K | 0.00% | +18,183+693.7% | Added |
| Snowden Capital Advisors LLC | 20,000 | $12.2K | 0.00% | +9,367+88.1% | Added |
| Rockefeller Capital Management L.P. | 20,000 | $12.0K | 0.00% | −11−0.1% | Reduced |
| Tower Research Capital LLC (TRC) | 19,317 | $12.0K | 0.00% | +3,232+20.1% | Added |
| Commonwealth Equity Services, LLC | 20,535 | $12.0K | 0.00% | +6,205+43.3% | Added |
| Jane Street Group, LLC | 18,534 | $11.3K | 0.00% | −1,228,700−98.5% | Reduced |
| Stonegate Investment Group, LLC | 18,500 | $11.3K | 0.00% | +5,000+37.0% | Added |
| Calton & Associates, Inc. | 17,695 | $10.8K | 0.01% | 00.0% | Unchanged |
| RDA Financial Network | 17,000 | $10.4K | 0.00% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 16,414 | $10.1K | 0.00% | +10,378+171.9% | Added |
| Squarepoint Ops LLC | 15,512 | $9.50K | 0.00% | +3,457+28.7% | Added |
| Financial Advisors, LLC | 15,000 | $9.19K | 0.00% | 00.0% | Unchanged |
| Sigma Planning Corp | 13,537 | $8.29K | 0.00% | +1,500+12.5% | Added |
| Zacks Investment Management | 13,493 | $8.26K | 0.00% | +13,493 | New |
| Victory Capital Management Inc | 13,421 | $8.22K | 0.00% | +13,421 | New |
| Creative Planning | 13,158 | $8.06K | 0.00% | +13,158 | New |
| Penserra Capital Management LLC | 13,120 | $8.00K | 0.00% | −60,880−82.3% | Reduced |
| AE Wealth Management LLC | 12,931 | $7.92K | 0.00% | −28,855−69.1% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 12,514 | $7.66K | 0.00% | +762+6.5% | Added |
| Ballast, Inc. | 12,466 | $7.63K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | 12,400 | $7.59K | 0.00% | −150−1.2% | Reduced |
| ProShare Advisors LLC | 12,165 | $7.45K | 0.00% | +12,165 | New |
| Legal & General Group Plc | 11,551 | $7.07K | 0.00% | +5,028+77.1% | Added |
| Garner Asset Management Corp | 10,660 | $7.00K | 0.00% | +10,660 | New |
| Principal Financial Group Inc | 11,017 | $6.75K | 0.00% | +11,017 | New |
| Oxler Private Wealth LLC | 10,080 | $6.17K | 0.00% | −330−3.2% | Reduced |
| Johnson Midwest Financial, LLC | 10,000 | $6.12K | 0.01% | −800−7.4% | Reduced |
| Thomasville National Bank | 10,000 | $6.12K | 0.00% | +10,000 | New |
| Amalgamated Bank | 8,981 | $5.00K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 7,517 | $4.58K | 0.00% | +19+0.3% | Added |
| First Horizon Advisors, Inc. | 7,139 | $4.37K | 0.00% | +7,139 | New |
| Federation des caisses Desjardins du Quebec | 6,565 | $4.02K | 0.00% | +2,675+68.8% | Added |