AppHarvest, Inc.
APPHDelisted Sep 8, 2023- Industry
- Agricultural Production-Crops
- SEC CIK
- 0001807707
AppHarvest, Inc. was delisted on Sep 8, 2023; its insiders filed their last Form 4 on Jun 13, 2023; 129 institutions reported holding it in 13F filings for Q2 2023, worth $14.0M in total; no superinvestor held it.
Q1 2023 vs. Q4 2022
How the institutions holding AppHarvest, Inc. changed between Q4 2022 and Q1 2023.
All holders in Q1 2023All holders in Q4 2022
| Measure | Q4 2022 | Of which not filed for Q1 2023 | Q1 2023 | Change |
|---|---|---|---|---|
| Holders | 140 | 6 | 132 | −2 |
| Shares | 31.8M | 78.1K | 53.3M | +21.6M (+68.1%) |
| Value | $18.2M | $44.2K | $32.6M | +$14.4M (+79.1%) |
6 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so the changes leave them out.
New holders (19)
Institutions that held AppHarvest, Inc. at the end of Q1 2023 but not at the end of Q4 2022.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| AWM Investment Company, Inc. | 4,121,619 | $2.52M | 0.34% |
| Walleye Capital LLC | 3,360,530 | $2.06M | 0.04% |
| Citadel Advisors LLC | 2,867,570 | $1.76M | 0.00% |
| GMT Capital Corp | 1,205,800 | $738.3K | 0.03% |
| Group One Trading, L.P. | 208,013 | $127.4K | 0.01% |
| Orion Portfolio Solutions, LLC | 85,093 | $52.1K | 0.00% |
| Howard Financial Services, Ltd. | 70,000 | $42.9K | 0.01% |
| Simplex Trading, LLC | 49,767 | $30.0K | 0.00% |
| Zacks Investment Management | 13,493 | $8.26K | 0.00% |
| Victory Capital Management Inc | 13,421 | $8.22K | 0.00% |
| Creative Planning | 13,158 | $8.06K | 0.00% |
| ProShare Advisors LLC | 12,165 | $7.45K | 0.00% |
| Garner Asset Management Corp | 10,660 | $7.00K | 0.00% |
| Principal Financial Group Inc | 11,017 | $6.75K | 0.00% |
| Thomasville National Bank | 10,000 | $6.12K | 0.00% |
| First Horizon Advisors, Inc. | 7,139 | $4.37K | 0.00% |
| Spire Wealth Management | 1,832 | $1.12K | 0.00% |
| Clearview Wealth Advisors LLC | 172 | $105 | 0.00% |
| Householder Group Estate & Retirement Specialist, LLC | 100 | $0 | 0.00% |
Sold out (21)
Institutions that held AppHarvest, Inc. at the end of Q4 2022 and filed for Q1 2023 without it.
| Institution | Shares, Q4 2022 | Value, Q4 2022 |
|---|---|---|
| Norges Bank | 1,023,871 | $580.9K |
| Bridgeway Capital Management, LLC | 394,000 | $223.6K |
| Sculptor Capital LP | 359,500 | $204.0K |
| Cubist Systematic Strategies, LLC | 210,478 | $119.4K |
| Alpine Global Management, LLC | 141,814 | $80.0K |
| Verition Fund Management LLC | 120,000 | $68.1K |
| Vontobel Holding Ltd. | 100,000 | $56.7K |
| Two Sigma Investments, LP | 81,308 | $46.1K |
| Alpha Financial Partners, LLC | 51,160 | $29.0K |
| Y-Intercept (Hong Kong) Ltd | 40,115 | $22.8K |
| Vident Investment Advisory, LLC | 35,069 | $20.0K |
| Balyasny Asset Management LLC | 26,912 | $15.3K |
| Point72 Middle East FZE | 24,658 | $14.0K |
| Money Concepts Capital Corp | 14,175 | $8.04K |
| State Board of Administration of Florida Retirement System | 11,230 | $6.37K |
| Mercer Global Advisors Inc | 10,340 | $6.00K |
| Cambridge Investment Research Advisors, Inc. | 11,226 | $6.00K |
| JustInvest LLC | 10,056 | $5.70K |
| Ellevest, Inc. | 2,434 | $1.38K |
| Walleye Trading LLC | 434 | $246 |
| Credit Suisse AG | 3 | $2 |
Not filed for Q1 2023 yet (6)
Institutions that held AppHarvest, Inc. at the end of Q4 2022 and haven't filed a 13F for Q1 2023. Not filing isn't selling, so they aren't counted as sold out.
| Institution | Shares, Q4 2022 | Value, Q4 2022 |
|---|---|---|
| Keystone Financial Group | 30,458 | $17.3K |
| Game Plan Financial Advisors, LLC | 20,700 | $11.7K |
| ARGI Investment Services, LLC | 14,879 | $8.00K |
| Regent Investment Management LLC | 10,000 | $6.00K |
| Trustcore Financial Services, LLC | 2,000 | $1.14K |
| CoreCap Advisors, LLC | 34 | $19 |