AppHarvest, Inc.
APPHDelisted Sep 8, 2023- Industry
- Agricultural Production-Crops
- SEC CIK
- 0001807707
AppHarvest, Inc. was delisted on Sep 8, 2023; its insiders filed their last Form 4 on Jun 13, 2023; 129 institutions reported holding it in 13F filings for Q2 2023, worth $14.0M in total; no superinvestor held it.
13F holders, Q1 2023
Institutional positions in AppHarvest, Inc. as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 132
- −2 vs. Q4 2022
- Shares held
- 53.3M
- +21.6M (+68.1%) vs. Q4 2022
- Total value
- $32.6M
- +$14.4M (+79.1%) vs. Q4 2022
- New holders
- 19
- 60 more added
- Sold out
- 21
- 24 more reduced
6 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting APPH on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 10 | $68 |
| Q3 2023 | 13 | $24.7K |
| Q2 2023 | 129 | $14.0M |
| Q1 2023 | 132 | $32.6M |
| Q4 2022 | 140 | $18.2M |
| Q3 2022 | 150 | $73.8M |
| Q2 2022 | 160 | $149.2M |
| Q1 2022 | 169 | $214.0M |
| Q4 2021 | 157 | $169.9M |
| Q3 2021 | 150 | $292.5M |
| Q2 2021 | 134 | $835.6M |
| Q1 2021 | 103 | $887.5M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding AppHarvest, Inc.; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Valley National Advisers Inc | 100 | $0 | 0.00% | 00.0% | Unchanged |
| Coston, McIsaac & Partners | 100 | $0 | 0.00% | 00.0% | Unchanged |
| Householder Group Estate & Retirement Specialist, LLC | 100 | $0 | 0.00% | +100 | New |
| Lindbrook Capital, LLC | 40 | $24 | 0.00% | 00.0% | Unchanged |
| Gradient Investments LLC | 50 | $31 | 0.00% | 00.0% | Unchanged |
| ICA Group Wealth Management, LLC | 170 | $104 | 0.00% | −35,499−99.5% | Reduced |
| Clearview Wealth Advisors LLC | 172 | $105 | 0.00% | +172 | New |
| Harbour Investments, Inc. | 181 | $111 | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 193 | $118 | 0.00% | 00.0% | Unchanged |
| Parkside Financial Bank & Trust | 300 | $184 | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 321 | $196 | 0.00% | −20−5.9% | Reduced |
| TD Waterhouse Canada Inc. | 500 | $304 | 0.00% | 00.0% | Unchanged |
| Barrett & Company, Inc. | 500 | $306 | 0.00% | 00.0% | Unchanged |
| Fifth Third Bancorp | 705 | $432 | 0.00% | +5+0.7% | Added |
| South State Corp. | 715 | $438 | 0.00% | 00.0% | Unchanged |
| US Bancorp | 1,499 | $918 | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 1,832 | $1.12K | 0.00% | +1,832 | New |
| Leonteq Securities AG | 1,831 | $1.12K | 0.00% | +255+16.2% | Added |
| The PNC Financial Services Group, Inc. | 2,000 | $1.22K | 0.00% | −1,850−48.1% | Reduced |
| Cassady Schiller Wealth Management, LLC | 2,506 | $1.53K | 0.00% | 00.0% | Unchanged |
| MCF Advisors LLC | 2,850 | $1.75K | 0.00% | 00.0% | Unchanged |
| Central Bank & Trust Co | 2,966 | $1.81K | 0.00% | 00.0% | Unchanged |
| Clearstead Advisors, LLC | 3,264 | $2.00K | 0.00% | 00.0% | Unchanged |
| Wolverine Asset Management LLC | 3,819 | $2.34K | 0.00% | +122+3.3% | Added |
| Marathon Trading Investment Management LLC | 3,821 | $2.34K | 0.00% | 00.0% | Unchanged |
| Belpointe Asset Management LLC | 4,208 | $2.58K | 0.00% | +355+9.2% | Added |
| Citigroup Inc | 4,472 | $2.74K | 0.00% | +126+2.9% | Added |
| CWM, LLC | 4,871 | $3.00K | 0.00% | 00.0% | Unchanged |
| Ameritas Investment Partners, Inc. | 5,348 | $3.27K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 5,600 | $3.43K | 0.00% | −2,700−32.5% | Reduced |
| Cutler Group LP | 7,100 | $4.00K | 0.00% | −1,349−16.0% | Reduced |
| Federation des caisses Desjardins du Quebec | 6,565 | $4.02K | 0.00% | +2,675+68.8% | Added |
| First Horizon Advisors, Inc. | 7,139 | $4.37K | 0.00% | +7,139 | New |
| Geneos Wealth Management Inc. | 7,517 | $4.58K | 0.00% | +19+0.3% | Added |
| Amalgamated Bank | 8,981 | $5.00K | 0.00% | 00.0% | Unchanged |
| Johnson Midwest Financial, LLC | 10,000 | $6.12K | 0.01% | −800−7.4% | Reduced |
| Thomasville National Bank | 10,000 | $6.12K | 0.00% | +10,000 | New |
| Oxler Private Wealth LLC | 10,080 | $6.17K | 0.00% | −330−3.2% | Reduced |
| Principal Financial Group Inc | 11,017 | $6.75K | 0.00% | +11,017 | New |
| Garner Asset Management Corp | 10,660 | $7.00K | 0.00% | +10,660 | New |
| Legal & General Group Plc | 11,551 | $7.07K | 0.00% | +5,028+77.1% | Added |
| ProShare Advisors LLC | 12,165 | $7.45K | 0.00% | +12,165 | New |
| Huntington National Bank | 12,400 | $7.59K | 0.00% | −150−1.2% | Reduced |
| Ballast, Inc. | 12,466 | $7.63K | 0.00% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 12,514 | $7.66K | 0.00% | +762+6.5% | Added |
| AE Wealth Management LLC | 12,931 | $7.92K | 0.00% | −28,855−69.1% | Reduced |
| Penserra Capital Management LLC | 13,120 | $8.00K | 0.00% | −60,880−82.3% | Reduced |
| Creative Planning | 13,158 | $8.06K | 0.00% | +13,158 | New |
| Victory Capital Management Inc | 13,421 | $8.22K | 0.00% | +13,421 | New |
| Zacks Investment Management | 13,493 | $8.26K | 0.00% | +13,493 | New |
| Sigma Planning Corp | 13,537 | $8.29K | 0.00% | +1,500+12.5% | Added |
| Financial Advisors, LLC | 15,000 | $9.19K | 0.00% | 00.0% | Unchanged |
| Squarepoint Ops LLC | 15,512 | $9.50K | 0.00% | +3,457+28.7% | Added |
| Advisory Services Network, LLC | 16,414 | $10.1K | 0.00% | +10,378+171.9% | Added |
| RDA Financial Network | 17,000 | $10.4K | 0.00% | 00.0% | Unchanged |
| Calton & Associates, Inc. | 17,695 | $10.8K | 0.01% | 00.0% | Unchanged |
| Stonegate Investment Group, LLC | 18,500 | $11.3K | 0.00% | +5,000+37.0% | Added |
| Jane Street Group, LLC | 18,534 | $11.3K | 0.00% | −1,228,700−98.5% | Reduced |
| Rockefeller Capital Management L.P. | 20,000 | $12.0K | 0.00% | −11−0.1% | Reduced |
| Tower Research Capital LLC (TRC) | 19,317 | $12.0K | 0.00% | +3,232+20.1% | Added |
| Commonwealth Equity Services, LLC | 20,535 | $12.0K | 0.00% | +6,205+43.3% | Added |
| Snowden Capital Advisors LLC | 20,000 | $12.2K | 0.00% | +9,367+88.1% | Added |
| Wells Fargo & Company | 20,804 | $12.7K | 0.00% | +18,183+693.7% | Added |
| Price T Rowe Associates Inc | 20,557 | $13.0K | 0.00% | +8,386+68.9% | Added |
| Invesco Ltd. | 21,400 | $13.1K | 0.00% | +67+0.3% | Added |
| Kestra Advisory Services, LLC | 22,012 | $13.5K | 0.00% | −5,645−20.4% | Reduced |
| Lincoln National Corp | 22,963 | $14.1K | 0.00% | −25−0.1% | Reduced |
| International Assets Investment Management, LLC | 24,750 | $15.2K | 0.00% | −3,700−13.0% | Reduced |
| Natixis | 24,752 | $15.2K | 0.00% | −16,300−39.7% | Reduced |
| Cetera Advisor Networks LLC | 30,880 | $18.9K | 0.00% | −200−0.6% | Reduced |
| Archford Capital Strategies, LLC | 36,209 | $19.2K | 0.00% | 00.0% | Unchanged |
| IHT Wealth Management, LLC | 31,493 | $19.3K | 0.00% | +10,044+46.8% | Added |
| Archer Investment Corp | 32,570 | $19.9K | 0.01% | +17,000+109.2% | Added |
| Advisor Group Holdings, Inc. | 33,273 | $20.2K | 0.00% | +2,546+8.3% | Added |
| Dimensional Fund Advisors LP | 34,781 | $21.3K | 0.00% | 00.0% | Unchanged |
| Ballew Advisors, Inc | 62,754 | $22.0K | 0.02% | +31,457+100.5% | Added |
| Hall Private Wealth Advisors | 36,842 | $22.6K | 0.01% | +5,742+18.5% | Added |
| SG Americas Securities, LLC | 37,449 | $23.0K | 0.00% | +6,192+19.8% | Added |
| California State Teachers Retirement System | 38,432 | $23.5K | 0.00% | +8,198+27.1% | Added |
| FMR LLC | 38,589 | $23.6K | 0.00% | +31,504+444.7% | Added |
| New York State Common Retirement Fund | 38,834 | $23.8K | 0.00% | 00.0% | Unchanged |
| Bank of Montreal | 40,572 | $25.0K | 0.00% | −8,728−17.7% | Reduced |
| UBS Group AG | 41,099 | $25.2K | 0.00% | −38,561−48.4% | Reduced |
| Voya Investment Management LLC | 44,790 | $27.4K | 0.00% | +11,112+33.0% | Added |
| Royal Bank of Canada | 46,136 | $29.0K | 0.00% | +3,464+8.1% | Added |
| Simplex Trading, LLC | 49,767 | $30.0K | 0.00% | +49,767 | New |
| Cim Investment Mangement Inc | 49,475 | $30.3K | 0.01% | +1,702+3.6% | Added |
| American International Group, Inc. | 49,890 | $30.5K | 0.00% | +14,066+39.3% | Added |
| Barclays PLC | 52,767 | $32.3K | 0.00% | +32,432+159.5% | Added |
| SeaCrest Wealth Management, LLC | 55,000 | $33.7K | 0.00% | +15,000+37.5% | Added |
| LPL Financial LLC | 55,518 | $34.0K | 0.00% | +19,589+54.5% | Added |
| Ambassador Advisors, LLC | 70,016 | $34.5K | 0.01% | +44,000+169.1% | Added |
| Van Eck Associates Corp | 61,135 | $37.0K | 0.00% | +31,492+106.2% | Added |
| National Bank of Canada | 64,100 | $39.2K | 0.00% | −286,400−81.7% | Reduced |
| Susquehanna International Group, LLP | 64,741 | $39.6K | 0.00% | −186,440−74.2% | Reduced |
| Deutsche Bank AG | 64,998 | $39.8K | 0.00% | +35,554+120.8% | Added |
| Howard Financial Services, Ltd. | 70,000 | $42.9K | 0.01% | +70,000 | New |
| Lido Advisors, LLC | 73,045 | $44.7K | 0.00% | +10.0% | Added |
| HSBC Holdings PLC | 77,409 | $47.4K | 0.00% | 00.0% | Unchanged |
| Goldman Sachs Group Inc | 77,586 | $47.5K | 0.00% | +12,293+18.8% | Added |