AppHarvest, Inc.
APPHDelisted Sep 8, 2023- Industry
- Agricultural Production-Crops
- SEC CIK
- 0001807707
AppHarvest, Inc. was delisted on Sep 8, 2023; its insiders filed their last Form 4 on Jun 13, 2023; 129 institutions reported holding it in 13F filings for Q2 2023, worth $14.0M in total; no superinvestor held it.
13F holders, Q3 2023
Institutional positions in AppHarvest, Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
APPH is no longer listed, and 13F filings after Q2 2023 list far fewer holders. See Q2 2023
- Institutional holders
- 13
- −116 vs. Q2 2023
- Shares held
- 1.45M
- −36.5M (−96.2%) vs. Q2 2023
- Total value
- $24.7K
- −$14.0M (−99.8%) vs. Q2 2023
- New holders
- 2
- 1 more added
- Sold out
- 118
- 5 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting APPH on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 10 | $68 |
| Q3 2023 | 13 | $24.7K |
| Q2 2023 | 129 | $14.0M |
| Q1 2023 | 132 | $32.6M |
| Q4 2022 | 140 | $18.2M |
| Q3 2022 | 150 | $73.8M |
| Q2 2022 | 160 | $149.2M |
| Q1 2022 | 169 | $214.0M |
| Q4 2021 | 157 | $169.9M |
| Q3 2021 | 150 | $292.5M |
| Q2 2021 | 134 | $835.6M |
| Q1 2021 | 103 | $887.5M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding AppHarvest, Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| GMT Capital Corp | 1,205,800 | $20.6K | 0.00% | 00.0% | Unchanged |
| Howard Financial Services, Ltd. | 80,000 | $1.36K | 0.00% | 00.0% | Unchanged |
| XTX Topco Ltd | 71,169 | $1.22K | 0.00% | −6,943−8.9% | Reduced |
| Archer Investment Corp | 37,415 | $636 | 0.00% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 14,992 | $255 | 0.00% | +631+4.4% | Added |
| Huntington National Bank | 10,400 | $178 | 0.00% | −2,000−16.1% | Reduced |
| Thomasville National Bank | 10,000 | $171 | 0.00% | −1,000−9.1% | Reduced |
| Diversified Trust Co | 10,000 | $170 | 0.00% | +10,000 | New |
| Steward Partners Investment Advisory, LLC | 4,150 | $71 | 0.00% | −450−9.8% | Reduced |
| IFP Advisors, Inc | 1,781 | $30 | 0.00% | 00.0% | Unchanged |
| DHJJ Financial Advisors, Ltd. | 200 | $4 | 0.00% | +200 | New |
| Simplex Trading, LLC | 2,800 | $0 | 0.00% | −121,381−97.7% | Reduced |
| Coston, McIsaac & Partners | 100 | $0 | 0.00% | 00.0% | Unchanged |
| Alyeska Investment Group, L.P. | 0 | $0 | 0.00% | −9,177,778−100.0% | Sold out |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 0 | $0 | 0.00% | −7,713,153−100.0% | Sold out |
| Vanguard Group Inc | 0 | $0 | 0.00% | −5,013,418−100.0% | Sold out |
| Walleye Capital LLC | 0 | $0 | 0.00% | −3,360,530−100.0% | Sold out |
| Millennium Management LLC | 0 | $0 | 0.00% | −1,178,192−100.0% | Sold out |
| Geode Capital Management, LLC | 0 | $0 | 0.00% | −1,057,473−100.0% | Sold out |
| BlackRock Inc. | 0 | $0 | 0.00% | −989,875−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −761,495−100.0% | Sold out |
| Charles Schwab Investment Management Inc | 0 | $0 | 0.00% | −572,042−100.0% | Sold out |
| Mirae Asset Global Investments Co., Ltd. | 0 | $0 | 0.00% | −550,877−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −543,597−100.0% | Sold out |
| Meridian Wealth Management, LLC | 0 | $0 | 0.00% | −497,222−100.0% | Sold out |
| State Street Corp | 0 | $0 | 0.00% | −345,220−100.0% | Sold out |
| WMG Financial Advisors, LLC | 0 | $0 | 0.00% | −331,750−100.0% | Sold out |
| Y-Intercept (Hong Kong) Ltd | 0 | $0 | 0.00% | −324,798−100.0% | Sold out |
| Goldman Sachs Group Inc | 0 | $0 | 0.00% | −276,352−100.0% | Sold out |
| Group One Trading, L.P. | 0 | $0 | 0.00% | −271,045−100.0% | Sold out |
| Jaffetilchin Investment Partners, LLC | 0 | $0 | 0.00% | −227,949−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −222,255−100.0% | Sold out |
| Alpha Financial Partners, LLC | 0 | $0 | 0.00% | −216,549−100.0% | Sold out |
| Cookson Peirce & Co Inc | 0 | $0 | 0.00% | −200,000−100.0% | Sold out |
| Annandale Capital, LLC | 0 | $0 | 0.00% | −200,000−100.0% | Sold out |
| Northern Trust Corp | 0 | $0 | 0.00% | −166,407−100.0% | Sold out |
| Morgan Stanley | 0 | $0 | 0.00% | −156,508−100.0% | Sold out |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −154,191−100.0% | Sold out |
| 180 Wealth Advisors, LLC | 0 | $0 | 0.00% | −101,526−100.0% | Sold out |
| Ergoteles LLC | 0 | $0 | 0.00% | −102,200−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −98,390−100.0% | Sold out |
| Keystone Financial Group | 0 | $0 | 0.00% | −90,461−100.0% | Sold out |
| Royal Bank of Canada | 0 | $0 | 0.00% | −83,950−100.0% | Sold out |
| HSBC Holdings PLC | 0 | $0 | 0.00% | −77,423−100.0% | Sold out |
| Ballew Advisors, Inc | 0 | $0 | 0.00% | −62,754−100.0% | Sold out |
| Lido Advisors, LLC | 0 | $0 | 0.00% | −73,044−100.0% | Sold out |
| SeaCrest Wealth Management, LLC | 0 | $0 | 0.00% | −55,000−100.0% | Sold out |
| LPL Financial LLC | 0 | $0 | 0.00% | −54,628−100.0% | Sold out |
| Cim Investment Mangement Inc | 0 | $0 | 0.00% | −49,475−100.0% | Sold out |
| Bank of Montreal | 0 | $0 | 0.00% | −36,500−100.0% | Sold out |
| Hall Private Wealth Advisors | 0 | $0 | 0.00% | −41,842−100.0% | Sold out |
| Van Eck Associates Corp | 0 | $0 | 0.00% | −39,524−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −37,658−100.0% | Sold out |
| Advisor Group Holdings, Inc. | 0 | $0 | 0.00% | −36,071−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −32,304−100.0% | Sold out |
| Dimensional Fund Advisors LP | 0 | $0 | 0.00% | −31,657−100.0% | Sold out |
| Cetera Advisor Networks LLC | 0 | $0 | 0.00% | −30,380−100.0% | Sold out |
| DekaBank Deutsche Girozentrale | 0 | $0 | 0.00% | −30,000−100.0% | Sold out |
| IHT Wealth Management, LLC | 0 | $0 | 0.00% | −28,538−100.0% | Sold out |
| Bank of New York Mellon Corp | 0 | $0 | 0.00% | −28,484−100.0% | Sold out |
| GTS Securities LLC | 0 | $0 | 0.00% | −26,435−100.0% | Sold out |
| Natixis | 0 | $0 | 0.00% | −24,752−100.0% | Sold out |
| Balyasny Asset Management LLC | 0 | $0 | 0.00% | −24,729−100.0% | Sold out |
| International Assets Investment Management, LLC | 0 | $0 | 0.00% | −24,450−100.0% | Sold out |
| Lincoln National Corp | 0 | $0 | 0.00% | −22,988−100.0% | Sold out |
| Strategic Advisors LLC | 0 | $0 | 0.00% | −22,876−100.0% | Sold out |
| Johnson Midwest Financial, LLC | 0 | $0 | 0.00% | −20,000−100.0% | Sold out |
| Snowden Capital Advisors LLC | 0 | $0 | 0.00% | −20,000−100.0% | Sold out |
| HB Wealth Management, LLC | 0 | $0 | 0.00% | −20,000−100.0% | Sold out |
| Man Group plc | 0 | $0 | 0.00% | −19,444−100.0% | Sold out |
| Exencial Wealth Advisors, LLC | 0 | $0 | 0.00% | −19,000−100.0% | Sold out |
| Commonwealth Equity Services, LLC | 0 | $0 | 0.00% | −19,535−100.0% | Sold out |
| Stonegate Investment Group, LLC | 0 | $0 | 0.00% | −18,500−100.0% | Sold out |
| Cerity Partners LLC | 0 | $0 | 0.00% | −17,778−100.0% | Sold out |
| Calton & Associates, Inc. | 0 | $0 | 0.00% | −17,770−100.0% | Sold out |
| Kestra Advisory Services, LLC | 0 | $0 | 0.00% | −17,476−100.0% | Sold out |
| RDA Financial Network | 0 | $0 | 0.00% | −17,000−100.0% | Sold out |
| Creative Planning | 0 | $0 | 0.00% | −15,458−100.0% | Sold out |
| Financial Advisors, LLC | 0 | $0 | 0.00% | −15,000−100.0% | Sold out |
| Walleye Trading LLC | 0 | $0 | 0.00% | −13,637−100.0% | Sold out |
| Sigma Planning Corp | 0 | $0 | 0.00% | −13,537−100.0% | Sold out |
| AE Wealth Management LLC | 0 | $0 | 0.00% | −13,131−100.0% | Sold out |
| Victory Capital Management Inc | 0 | $0 | 0.00% | −13,118−100.0% | Sold out |
| Landmark Financial Advisors, LLC | 0 | $0 | 0.00% | −12,130−100.0% | Sold out |
| Ballast, Inc. | 0 | $0 | 0.00% | −11,466−100.0% | Sold out |
| Glenview Trust Co | 0 | $0 | 0.00% | −10,665−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −10,511−100.0% | Sold out |
| Leonteq Securities AG | 0 | $0 | 0.00% | −10,403−100.0% | Sold out |
| Traynor Capital Management, Inc. | 0 | $0 | 0.00% | −10,080−100.0% | Sold out |
| Archford Capital Strategies, LLC | 0 | $0 | 0.00% | −35,200−100.0% | Sold out |
| Bank of America Corp | 0 | $0 | 0.00% | −7,911−100.0% | Sold out |
| Federation des caisses Desjardins du Quebec | 0 | $0 | 0.00% | −6,565−100.0% | Sold out |
| Geneos Wealth Management Inc. | 0 | $0 | 0.00% | −6,508−100.0% | Sold out |
| UBS Group AG | 0 | $0 | 0.00% | −6,389−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −6,044−100.0% | Sold out |
| Cutler Group LP | 0 | $0 | 0.00% | −7,100−100.0% | Sold out |
| CWM, LLC | 0 | $0 | 0.00% | −4,795−100.0% | Sold out |
| Marathon Trading Investment Management LLC | 0 | $0 | 0.00% | −3,821−100.0% | Sold out |
| Wells Fargo & Company | 0 | $0 | 0.00% | −3,495−100.0% | Sold out |
| Clearstead Advisors, LLC | 0 | $0 | 0.00% | −3,264−100.0% | Sold out |