AppHarvest, Inc.
APPHDelisted Sep 8, 2023- Industry
- Agricultural Production-Crops
- SEC CIK
- 0001807707
AppHarvest, Inc. was delisted on Sep 8, 2023; its insiders filed their last Form 4 on Jun 13, 2023; 129 institutions reported holding it in 13F filings for Q2 2023, worth $14.0M in total; no superinvestor held it.
13F holders, Q3 2022
Institutional positions in AppHarvest, Inc. as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 150
- −10 vs. Q2 2022
- Shares held
- 37.4M
- −5.31M (−12.4%) vs. Q2 2022
- Total value
- $73.8M
- −$75.4M (−50.6%) vs. Q2 2022
- New holders
- 23
- 63 more added
- Sold out
- 33
- 24 more reduced
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting APPH on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 10 | $68 |
| Q3 2023 | 13 | $24.7K |
| Q2 2023 | 129 | $14.0M |
| Q1 2023 | 132 | $32.6M |
| Q4 2022 | 140 | $18.2M |
| Q3 2022 | 150 | $73.8M |
| Q2 2022 | 160 | $149.2M |
| Q1 2022 | 169 | $214.0M |
| Q4 2021 | 157 | $169.9M |
| Q3 2021 | 150 | $292.5M |
| Q2 2021 | 134 | $835.6M |
| Q1 2021 | 103 | $887.5M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding AppHarvest, Inc.; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Central Trust Co | 200 | $0 | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 193 | $0 | 0.00% | 00.0% | Unchanged |
| Valley National Advisers Inc | 100 | $0 | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 52 | $0 | 0.00% | +17+48.6% | Added |
| Gradient Investments LLC | 50 | $0 | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 40 | $0 | 0.00% | 00.0% | Unchanged |
| Evermay Wealth Management LLC | 46 | $0 | 0.00% | +46 | New |
| Annapolis Financial Services, LLC | 200 | $0 | 0.00% | +200 | New |
| Coston, McIsaac & Partners | 50 | $0 | 0.00% | +50 | New |
| Barrett & Company, Inc. | 500 | $284 | 0.00% | +500 | New |
| TD Waterhouse Canada Inc. | 400 | $772 | 0.00% | 00.0% | Unchanged |
| Fifth Third Bancorp | 700 | $1.00K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 181 | $1.00K | 0.00% | 00.0% | Unchanged |
| Parkside Financial Bank & Trust | 300 | $1.00K | 0.00% | 00.0% | Unchanged |
| Spectrum Management Group, LLC | 310 | $1.00K | 0.00% | 00.0% | Unchanged |
| Crewe Advisors LLC | 255 | $1.00K | 0.00% | 00.0% | Unchanged |
| Ellevest, Inc. | 267 | $1.00K | 0.00% | +182+214.1% | Added |
| Hantz Financial Services, Inc. | 330 | $1.00K | 0.00% | +330 | New |
| Walleye Trading LLC | 626 | $1.00K | 0.00% | +626 | New |
| EverSource Wealth Advisors, LLC | 356 | $1.00K | 0.00% | +356 | New |
| CWM, LLC | 888 | $2.00K | 0.00% | +382+75.5% | Added |
| Northwestern Mutual Wealth Management Co | 1,000 | $2.00K | 0.00% | +1,000 | New |
| Leonteq Securities AG | 1,200 | $2.36K | 0.00% | −5,532−82.2% | Reduced |
| Loring Wolcott & Coolidge Fiduciary Advisors LLP | 2,205 | $4.00K | 0.00% | 00.0% | Unchanged |
| Trustcore Financial Services, LLC | 2,000 | $4.00K | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 2,640 | $5.20K | 0.00% | +1,040+65.0% | Added |
| Barclays PLC | 3,151 | $6.00K | 0.00% | −432−12.1% | Reduced |
| MCF Advisors LLC | 2,860 | $6.00K | 0.00% | 00.0% | Unchanged |
| American Portfolios Advisors | 3,426 | $6.75K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 3,499 | $7.00K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 4,410 | $8.00K | 0.00% | −1,234−21.9% | Reduced |
| Evoke Wealth, LLC | 4,225 | $8.00K | 0.00% | 00.0% | Unchanged |
| FMR LLC | 4,454 | $9.00K | 0.00% | +3,210+258.0% | Added |
| Citigroup Inc | 5,189 | $10.0K | 0.00% | −9,109−63.7% | Reduced |
| The PNC Financial Services Group, Inc. | 4,686 | $10.0K | 0.00% | −756−13.9% | Reduced |
| Ameritas Investment Partners, Inc. | 5,348 | $10.0K | 0.00% | 00.0% | Unchanged |
| Central Bank & Trust Co | 4,966 | $10.0K | 0.00% | +4,038+435.1% | Added |
| Penserra Capital Management LLC | 5,740 | $11.0K | 0.00% | −1,912−25.0% | Reduced |
| Johnson Midwest Financial, LLC | 5,400 | $11.0K | 0.04% | +5,400 | New |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 6,807 | $13.0K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 7,508 | $14.0K | 0.00% | +958+14.6% | Added |
| Archer Investment Corp | 7,310 | $14.4K | 0.01% | +5,000+216.5% | Added |
| Cutler Group LP | 7,979 | $15.0K | 0.00% | −895−10.1% | Reduced |
| Wolverine Asset Management LLC | 7,697 | $15.0K | 0.00% | +340+4.6% | Added |
| Advisory Services Network, LLC | 9,084 | $18.0K | 0.00% | −7,063−43.7% | Reduced |
| Amalgamated Bank | 8,981 | $18.0K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 9,267 | $18.0K | 0.00% | +277+3.1% | Added |
| Glenmede Trust Co NA | 10,000 | $19.0K | 0.00% | 00.0% | Unchanged |
| Regent Investment Management LLC | 10,000 | $20.0K | 0.01% | 00.0% | Unchanged |
| Teacher Retirement System of Texas | 10,256 | $20.0K | 0.00% | +10,256 | New |
| Oxler Private Wealth LLC | – | $20.5K | 0.01% | – | – |
| Royal Bank of Canada | 10,754 | $21.0K | 0.00% | −10,568−49.6% | Reduced |
| Ballast, Inc. | 10,705 | $21.0K | 0.01% | −1,761−14.1% | Reduced |
| Mercer Global Advisors Inc | 10,592 | $21.0K | 0.00% | +10,592 | New |
| Donaldson Capital Management, LLC | 10,500 | $21.0K | 0.00% | +10,500 | New |
| Game Plan Financial Advisors, LLC | 10,700 | $21.0K | 0.02% | +10,700 | New |
| Janus Henderson Group PLC | 11,035 | $22.0K | 0.00% | −165−1.5% | Reduced |
| RDA Financial Network | 11,000 | $22.0K | 0.01% | 00.0% | Unchanged |
| Citadel Advisors LLC | 11,683 | $23.0K | 0.00% | +11,683 | New |
| AE Wealth Management LLC | 11,597 | $23.0K | 0.00% | +11,597 | New |
| Verition Fund Management LLC | 12,256 | $24.0K | 0.00% | 00.0% | Unchanged |
| Garner Asset Management Corp | 12,060 | $24.0K | 0.01% | +300+2.6% | Added |
| Huntington National Bank | 12,400 | $24.0K | 0.00% | +10,000+416.7% | Added |
| Price T Rowe Associates Inc | 12,171 | $24.0K | 0.00% | +12,171 | New |
| ARGI Investment Services, LLC | 12,379 | $24.0K | 0.00% | +12,379 | New |
| XTX Topco Ltd | 12,130 | $24.0K | 0.01% | +12,130 | New |
| Clearstead Advisors, LLC | 12,804 | $25.0K | 0.00% | 00.0% | Unchanged |
| Financial Advisors, LLC | 15,000 | $26.0K | 0.01% | 00.0% | Unchanged |
| Oppenheimer & Co Inc | 14,800 | $29.0K | 0.00% | +500+3.5% | Added |
| Cookson Peirce & Co Inc | 15,000 | $30.0K | 0.00% | −15,000−50.0% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 16,224 | $32.0K | 0.00% | +2,825+21.1% | Added |
| Cambridge Investment Research Advisors, Inc. | 16,868 | $33.0K | 0.00% | +4,120+32.3% | Added |
| Calton & Associates, Inc. | 16,895 | $33.0K | 0.02% | +16,895 | New |
| Arizona State Retirement System | 19,352 | $38.0K | 0.00% | +96+0.5% | Added |
| SeaCrest Wealth Management, LLC | 20,000 | $39.0K | 0.01% | +20,000 | New |
| IHT Wealth Management, LLC | 20,649 | $41.0K | 0.00% | +20,649 | New |
| Jane Street Group, LLC | 22,146 | $44.0K | 0.00% | +3,526+18.9% | Added |
| Crystal Rock Capital Management | 25,000 | $49.0K | 0.05% | 00.0% | Unchanged |
| Invesco Ltd. | 24,680 | $49.0K | 0.00% | +259+1.1% | Added |
| Natixis | 24,752 | $49.0K | 0.00% | 00.0% | Unchanged |
| Raymond James & Associates | 26,344 | $52.0K | 0.00% | +4,200+19.0% | Added |
| Cetera Advisor Networks LLC | 27,280 | $54.0K | 0.00% | +7,950+41.1% | Added |
| Manufacturers Life Insurance Company, The | 28,069 | $55.3K | 0.00% | −127−0.5% | Reduced |
| Bank of America Corp | 29,327 | $58.0K | 0.00% | 00.0% | Unchanged |
| International Assets Investment Management, LLC | 30,100 | $59.0K | 0.01% | +900+3.1% | Added |
| Tower Research Capital LLC (TRC) | 29,976 | $59.0K | 0.00% | +16,364+120.2% | Added |
| Commonwealth Equity Services, LLC | 31,112 | $61.0K | 0.00% | +3,691+13.5% | Added |
| Kestra Advisory Services, LLC | 32,708 | $64.0K | 0.00% | −2,158−6.2% | Reduced |
| Hall Private Wealth Advisors | 32,275 | $64.0K | 0.04% | +169+0.5% | Added |
| Voya Investment Management LLC | 33,678 | $66.3K | 0.00% | +5,323+18.8% | Added |
| Dimensional Fund Advisors LP | 35,276 | $69.0K | 0.00% | −37,534−51.6% | Reduced |
| American International Group, Inc. | 35,283 | $70.0K | 0.00% | +1,862+5.6% | Added |
| ICA Group Wealth Management, LLC | 35,669 | $70.0K | 0.01% | 00.0% | Unchanged |
| SG Americas Securities, LLC | 35,917 | $71.0K | 0.00% | +10,596+41.8% | Added |
| Advisor Group Holdings, Inc. | 36,815 | $72.0K | 0.00% | +589+1.6% | Added |
| Van Eck Associates Corp | 38,915 | $76.0K | 0.00% | +1,542+4.1% | Added |
| LPL Financial LLC | 38,654 | $76.0K | 0.00% | +9,570+32.9% | Added |
| New York State Common Retirement Fund | 38,834 | $77.0K | 0.00% | +134+0.3% | Added |
| National Asset Management, Inc. | 39,434 | $78.0K | 0.00% | +6,417+19.4% | Added |
| Alliancebernstein L.P. | 40,300 | $79.0K | 0.00% | +11,500+39.9% | Added |