AppHarvest, Inc.
APPHDelisted Sep 8, 2023- Industry
- Agricultural Production-Crops
- SEC CIK
- 0001807707
AppHarvest, Inc. was delisted on Sep 8, 2023; its insiders filed their last Form 4 on Jun 13, 2023; 129 institutions reported holding it in 13F filings for Q2 2023, worth $14.0M in total; no superinvestor held it.
13F holders, Q3 2021
Institutional positions in AppHarvest, Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 150
- +16 vs. Q2 2021
- Shares held
- 44.9M
- −7.40M (−14.2%) vs. Q2 2021
- Total value
- $292.5M
- −$543.1M (−65.0%) vs. Q2 2021
- New holders
- 44
- 63 more added
- Sold out
- 28
- 27 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting APPH on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 10 | $68 |
| Q3 2023 | 13 | $24.7K |
| Q2 2023 | 129 | $14.0M |
| Q1 2023 | 132 | $32.6M |
| Q4 2022 | 140 | $18.2M |
| Q3 2022 | 150 | $73.8M |
| Q2 2022 | 160 | $149.2M |
| Q1 2022 | 169 | $214.0M |
| Q4 2021 | 157 | $169.9M |
| Q3 2021 | 150 | $292.5M |
| Q2 2021 | 134 | $835.6M |
| Q1 2021 | 103 | $887.5M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding AppHarvest, Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Bank of Montreal | 9,287 | $59.0K | 0.00% | +9,287 | New |
| PEAK6 Investments LLC | 7,651 | $50.0K | 0.00% | +7,651 | New |
| Point72 Hong Kong Ltd | 7,098 | $46.0K | 0.00% | +7,098 | New |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 6,807 | $44.0K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 6,817 | $44.0K | 0.00% | +3,664+116.2% | Added |
| Penserra Capital Management LLC | 6,671 | $43.0K | 0.00% | −7,800−53.9% | Reduced |
| IFP Advisors, Inc | 5,071 | $36.0K | 0.00% | +1,331+35.6% | Added |
| Ameritas Investment Partners, Inc. | 5,348 | $35.0K | 0.00% | +1,588+42.2% | Added |
| Wolverine Asset Management LLC | 4,917 | $32.0K | 0.00% | +2,568+109.3% | Added |
| US Bancorp | 3,000 | $20.0K | 0.00% | +1,000+50.0% | Added |
| MCF Advisors LLC | 2,850 | $19.0K | 0.00% | +2,800+5,600.0% | Added |
| Federation des caisses Desjardins du Quebec | 2,400 | $15.6K | 0.00% | +1,100+84.6% | Added |
| Captrust Financial Advisors | 2,253 | $15.0K | 0.00% | +172+8.3% | Added |
| Fifth Third Bancorp | 2,240 | $15.0K | 0.00% | +700+45.5% | Added |
| Loring Wolcott & Coolidge Fiduciary Advisors LLP | 2,205 | $14.0K | 0.00% | −1,706−43.6% | Reduced |
| The PNC Financial Services Group, Inc. | 1,988 | $14.0K | 0.00% | −1,066−34.9% | Reduced |
| Central Bank & Trust Co | 1,928 | $13.0K | 0.00% | +1,500+350.5% | Added |
| American Portfolios Advisors | 1,976 | $12.9K | 0.00% | −54,163−96.5% | Reduced |
| Benjamin F. Edwards & Company, Inc. | 1,500 | $10.0K | 0.00% | −1,100−42.3% | Reduced |
| Geneos Wealth Management Inc. | 1,400 | $9.00K | 0.00% | 00.0% | Unchanged |
| Archer Investment Corp | 1,355 | $8.84K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 1,225 | $8.00K | 0.00% | +75+6.5% | Added |
| Eaton Vance Management | 1,125 | $7.00K | 0.00% | +125+12.5% | Added |
| Trustcore Financial Services, LLC | 1,000 | $7.00K | 0.00% | 00.0% | Unchanged |
| Clearview Wealth Advisors LLC | 1,048 | $7.00K | 0.00% | +304+40.9% | Added |
| Allworth Financial LP | 1,000 | $7.00K | 0.00% | +1,000 | New |
| Leonteq Securities AG | 901 | $5.88K | 0.00% | 00.0% | Unchanged |
| First Horizon Advisors, Inc. | 812 | $5.00K | 0.00% | +265+48.4% | Added |
| Creative Financial Designs Inc | 647 | $4.00K | 0.00% | −7,712−92.3% | Reduced |
| Harbour Investments, Inc. | 656 | $4.00K | 0.00% | −100−13.2% | Reduced |
| Sandy Spring Bank | 470 | $3.00K | 0.00% | 00.0% | Unchanged |
| Berman Capital Advisors, LLC | 609 | $3.00K | 0.00% | +609 | New |
| Parallel Advisors, LLC | 326 | $2.00K | 0.00% | −667−67.2% | Reduced |
| Spectrum Management Group, LLC | 310 | $2.00K | 0.00% | 00.0% | Unchanged |
| Arkadios Wealth Advisors | 390 | $2.00K | 0.00% | +137+54.2% | Added |
| Ade, LLC | 250 | $2.00K | 0.00% | +100+66.7% | Added |
| Central Trust Co | 200 | $1.00K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | 200 | $1.00K | 0.00% | 00.0% | Unchanged |
| Valley National Advisers Inc | 100 | $1.00K | 0.00% | 00.0% | Unchanged |
| Joseph P. Lucia & Associates, LLC | 150 | $1.00K | 0.00% | 00.0% | Unchanged |
| West Oak Capital, LLC | 200 | $1.00K | 0.00% | +150+300.0% | Added |
| South State Corp. | 215 | $1.00K | 0.00% | +215 | New |
| Banque Cantonale Vaudoise | 146 | $1.00K | 0.00% | +146 | New |
| Herold Advisors, Inc. | 200 | $1.00K | 0.00% | +200 | New |
| Red Tortoise LLC | 672 | $1.00K | 0.00% | +672 | New |
| Signaturefd, LLC | 30 | $0 | 0.00% | −225−88.2% | Reduced |
| Gradient Investments LLC | 50 | $0 | 0.00% | 00.0% | Unchanged |
| Sterling Investment Advisors, Ltd. | 16 | $0 | 0.00% | +8+100.0% | Added |
| Lindbrook Capital, LLC | 40 | $0 | 0.00% | +40 | New |
| Financial Advocates Investment Management | 22,749 | – | – | +22,749 | New |
| Proequities, Inc. | 0 | $0 | 0.00% | −150−100.0% | Sold out |
| Alyeska Investment Group, L.P. | 0 | $0 | 0.00% | −6,157,685−100.0% | Sold out |
| Essex Investment Management Co LLC | 0 | $0 | 0.00% | −278,958−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −97,931−100.0% | Sold out |
| Laurion Capital Management LP | 0 | $0 | 0.00% | −46,677−100.0% | Sold out |
| Hartline Investment Corp | 0 | $0 | 0.00% | −44,400−100.0% | Sold out |
| Jefferies Group LLC | 0 | $0 | 0.00% | −37,798−100.0% | Sold out |
| Beck Capital Management, LLC | 0 | $0 | 0.00% | −22,487−100.0% | Sold out |
| Alpine Global Management, LLC | 0 | $0 | 0.00% | −20,501−100.0% | Sold out |
| Exos Asset Management LLC | 0 | $0 | 0.00% | −20,516−100.0% | Sold out |
| Mirador Capital Partners LP | 0 | $0 | 0.00% | −19,691−100.0% | Sold out |
| DnB Asset Management AS | 0 | $0 | 0.00% | −16,575−100.0% | Sold out |
| Founders Financial Securities LLC | 0 | $0 | 0.00% | −16,178−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −15,939−100.0% | Sold out |
| ProShare Advisors LLC | 0 | $0 | 0.00% | −12,441−100.0% | Sold out |
| IHT Wealth Management, LLC | 0 | $0 | 0.00% | −11,290−100.0% | Sold out |
| Marshall Wace North America L.P. | 0 | $0 | 0.00% | −10,190−100.0% | Sold out |
| Brewin Dolphin Ltd | 0 | $0 | 0.00% | −2,040−100.0% | Sold out |
| Versant Capital Management, Inc | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |
| Gables Capital Management Inc. | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| Asset Dedication, LLC | 0 | $0 | 0.00% | −630−100.0% | Sold out |
| Gemmer Asset Management LLC | 0 | $0 | 0.00% | −175−100.0% | Sold out |
| Northwestern Mutual Wealth Management Co | 0 | $0 | 0.00% | −138−100.0% | Sold out |
| Hudock, Inc. | 0 | $0 | 0.00% | −134−100.0% | Sold out |
| Wolff Wiese Magana LLC | 0 | $0 | 0.00% | −125−100.0% | Sold out |
| Tortoise Investment Management, LLC | 0 | $0 | 0.00% | −60−100.0% | Sold out |
| Eubel Brady & Suttman Asset Management Inc | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| Harel Insurance Investments & Financial Services Ltd. | 0 | $0 | 0.00% | −15,000−100.0% | Sold out |