AppHarvest, Inc.
APPHDelisted Sep 8, 2023- Industry
- Agricultural Production-Crops
- SEC CIK
- 0001807707
AppHarvest, Inc. was delisted on Sep 8, 2023; its insiders filed their last Form 4 on Jun 13, 2023; 129 institutions reported holding it in 13F filings for Q2 2023, worth $14.0M in total; no superinvestor held it.
13F holders, Q4 2021
Institutional positions in AppHarvest, Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 157
- +8 vs. Q3 2021
- Shares held
- 43.6M
- −1.21M (−2.7%) vs. Q3 2021
- Total value
- $169.9M
- −$122.6M (−41.9%) vs. Q3 2021
- New holders
- 35
- 52 more added
- Sold out
- 27
- 37 more reduced
1 institution that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting APPH on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 10 | $68 |
| Q3 2023 | 13 | $24.7K |
| Q2 2023 | 129 | $14.0M |
| Q1 2023 | 132 | $32.6M |
| Q4 2022 | 140 | $18.2M |
| Q3 2022 | 150 | $73.8M |
| Q2 2022 | 160 | $149.2M |
| Q1 2022 | 169 | $214.0M |
| Q4 2021 | 157 | $169.9M |
| Q3 2021 | 150 | $292.5M |
| Q2 2021 | 134 | $835.6M |
| Q1 2021 | 103 | $887.5M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding AppHarvest, Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Central Trust Co | 200 | $0 | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | 200 | $0 | 0.00% | 00.0% | Unchanged |
| Valley National Advisers Inc | 100 | $0 | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 30 | $0 | 0.00% | 00.0% | Unchanged |
| Gradient Investments LLC | 50 | $0 | 0.00% | 00.0% | Unchanged |
| Sterling Investment Advisors, Ltd. | 16 | $0 | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 40 | $0 | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 20 | $0 | 0.00% | +20 | New |
| Ellevest, Inc. | 59 | $0 | 0.00% | +59 | New |
| Econ Financial Services Corp | 46 | $0 | 0.00% | +46 | New |
| TAP Consulting, LLC | 10 | $0 | 0.00% | +10 | New |
| Future Financial Wealth Managment LLC | 5 | $0 | 0.00% | +5 | New |
| Harbour Investments, Inc. | 181 | $1.00K | 0.00% | −475−72.4% | Reduced |
| Spectrum Management Group, LLC | 310 | $1.00K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 193 | $1.00K | 0.00% | −133−40.8% | Reduced |
| South State Corp. | 215 | $1.00K | 0.00% | 00.0% | Unchanged |
| Banque Cantonale Vaudoise | 146 | $1.00K | 0.00% | 00.0% | Unchanged |
| Parkside Financial Bank & Trust | 300 | $1.00K | 0.00% | +300 | New |
| CoreCap Advisors, LLC | 102 | $1.00K | 0.00% | +102 | New |
| TD Waterhouse Canada Inc. | 400 | $1.58K | 0.00% | +400 | New |
| SJS Investment Consulting Inc. | 400 | $2.00K | 0.00% | +400 | New |
| Creative Financial Designs Inc | 647 | $3.00K | 0.00% | 00.0% | Unchanged |
| Eaton Vance Management | 1,125 | $4.00K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 1,000 | $4.00K | 0.00% | 00.0% | Unchanged |
| Trustcore Financial Services, LLC | 1,000 | $4.00K | 0.00% | 00.0% | Unchanged |
| Clearview Wealth Advisors LLC | 1,048 | $4.00K | 0.00% | 00.0% | Unchanged |
| Leonteq Securities AG | 1,276 | $4.96K | 0.00% | +375+41.6% | Added |
| Captrust Financial Advisors | 1,253 | $5.00K | 0.00% | −1,000−44.4% | Reduced |
| Geneos Wealth Management Inc. | 1,400 | $5.00K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 1,225 | $5.00K | 0.00% | 00.0% | Unchanged |
| Dark Forest Capital Management LP | 1,247 | $5.00K | 0.00% | +1,247 | New |
| Henrickson Nauta Wealth Advisors, Inc. | 1,676 | $6.00K | 0.00% | +1,676 | New |
| Federation des caisses Desjardins du Quebec | 1,550 | $6.03K | 0.00% | −850−35.4% | Reduced |
| The PNC Financial Services Group, Inc. | 1,592 | $7.00K | 0.00% | −396−19.9% | Reduced |
| Central Bank & Trust Co | 1,928 | $7.00K | 0.00% | 00.0% | Unchanged |
| Archer Investment Corp | 2,270 | $8.83K | 0.00% | +915+67.5% | Added |
| Fifth Third Bancorp | 2,240 | $9.00K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 3,050 | $12.0K | 0.00% | +50+1.7% | Added |
| Loring Wolcott & Coolidge Fiduciary Advisors LLP | 3,305 | $13.0K | 0.00% | +1,100+49.9% | Added |
| American Portfolios Advisors | 3,426 | $13.3K | 0.00% | +1,450+73.4% | Added |
| Evoke Wealth, LLC | 4,225 | $16.0K | 0.00% | +4,225 | New |
| IFP Advisors, Inc | 4,071 | $18.0K | 0.00% | −1,000−19.7% | Reduced |
| Tower Research Capital LLC (TRC) | 5,481 | $21.0K | 0.00% | −1,336−19.6% | Reduced |
| Ameritas Investment Partners, Inc. | 5,348 | $21.0K | 0.00% | 00.0% | Unchanged |
| Wolverine Asset Management LLC | 6,432 | $25.0K | 0.00% | +1,515+30.8% | Added |
| FMR LLC | 6,873 | $26.0K | 0.00% | −3,589,089−99.8% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 6,807 | $26.0K | 0.00% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 8,661 | $34.0K | 0.00% | −7,337−45.9% | Reduced |
| Steward Partners Investment Advisory, LLC | 8,990 | $35.0K | 0.00% | −2,714−23.2% | Reduced |
| Marshall Wace, LLP | 9,542 | $37.0K | 0.00% | +9,542 | New |
| ARGI Investment Services, LLC | 10,149 | $39.0K | 0.00% | 00.0% | Unchanged |
| Oppenheimer & Co Inc | 10,100 | $40.0K | 0.00% | −15,350−60.3% | Reduced |
| Oxler Private Wealth LLC | 10,410 | $40.0K | 0.02% | −3,555−25.5% | Reduced |
| Teacher Retirement System of Texas | 10,515 | $41.0K | 0.00% | +10,515 | New |
| Manteio Capital LLC | 10,568 | $41.0K | 0.05% | +10,568 | New |
| Wolverine Trading, LLC | 10,422 | $42.0K | 0.00% | −4,012−27.8% | Reduced |
| Metropolitan Life Insurance Co | 11,560 | $45.0K | 0.00% | −9,221−44.4% | Reduced |
| Garner Asset Management Corp | 11,780 | $46.0K | 0.02% | +11,780 | New |
| Principal Financial Group Inc | 12,044 | $47.0K | 0.00% | −2,589−17.7% | Reduced |
| Amalgamated Bank | 12,200 | $47.0K | 0.00% | −302−2.4% | Reduced |
| Clearstead Advisors, LLC | 12,290 | $48.0K | 0.00% | 00.0% | Unchanged |
| CPR Investments Inc. | 12,455 | $48.0K | 0.03% | +12,455 | New |
| Transcend Wealth Collective, LLC | 12,500 | $49.0K | 0.00% | −12,580−50.2% | Reduced |
| Fox Run Management, L.L.C. | 12,814 | $50.0K | 0.03% | +12,814 | New |
| Alliancebernstein L.P. | 13,200 | $51.0K | 0.00% | 00.0% | Unchanged |
| Virginia Retirement Systems Et Al | 13,800 | $54.0K | 0.00% | +2,000+16.9% | Added |
| Evercore Wealth Management, LLC | 14,150 | $55.0K | 0.00% | 00.0% | Unchanged |
| Arizona State Retirement System | 14,845 | $58.0K | 0.00% | −175−1.2% | Reduced |
| Financial Advisors, LLC | 15,000 | $58.0K | 0.02% | 00.0% | Unchanged |
| Cookson Peirce & Co Inc | 15,000 | $58.0K | 0.00% | +4,000+36.4% | Added |
| Ionic Capital Management LLC | 14,911 | $58.0K | 0.01% | +14,911 | New |
| ProShare Advisors LLC | 15,241 | $59.0K | 0.00% | +15,241 | New |
| STRS Ohio | 16,000 | $62.0K | 0.00% | 00.0% | Unchanged |
| Mirae Asset Global Investments Co., Ltd. | 16,895 | $66.0K | 0.00% | +5,450+47.6% | Added |
| Jane Street Group, LLC | 17,195 | $67.0K | 0.00% | +3,236+23.2% | Added |
| Virtu Financial LLC | 18,189 | $71.0K | 0.01% | +18,189 | New |
| Archford Capital Strategies, LLC | 18,606 | $72.0K | 0.02% | +18,606 | New |
| Keystone Financial Group | 19,048 | $74.0K | 0.01% | +2,070+12.2% | Added |
| WMG Financial Advisors, LLC | 19,250 | $76.0K | 0.06% | +19,250 | New |
| Penserra Capital Management LLC | 20,442 | $79.0K | 0.00% | +13,771+206.4% | Added |
| Wellington Shields Capital Management, LLC | 21,551 | $84.0K | 0.01% | −202,577−90.4% | Reduced |
| Cutler Group LP | 21,794 | $84.0K | 0.01% | +235+1.1% | Added |
| Blueshift Asset Management, LLC | 22,667 | $88.0K | 0.01% | −7,170−24.0% | Reduced |
| Raymond James & Associates | 22,929 | $89.0K | 0.00% | −11,007−32.4% | Reduced |
| Commonwealth Equity Services, LLC | 23,956 | $93.0K | 0.00% | −26,425−52.5% | Reduced |
| Crystal Rock Capital Management | 25,000 | $97.0K | 0.05% | 00.0% | Unchanged |
| Voya Investment Management LLC | 25,907 | $101.0K | 0.00% | +1,064+4.3% | Added |
| MetLife Investment Management | 27,468 | $106.9K | 0.00% | 00.0% | Unchanged |
| Van Eck Associates Corp | 27,719 | $108.0K | 0.00% | +27,719 | New |
| Invesco Ltd. | 28,969 | $113.0K | 0.00% | +2,535+9.6% | Added |
| Cambridge Investment Research Advisors, Inc. | 31,443 | $122.0K | 0.00% | +14,297+83.4% | Added |
| Alyeska Investment Group, L.P. | 31,546 | $123.0K | 0.00% | +31,546 | New |
| Alpine Global Management, LLC | 31,689 | $123.0K | 0.02% | +31,689 | New |
| International Assets Investment Management, LLC | 32,125 | $125.0K | 0.02% | +21,075+190.7% | Added |
| Kestra Advisory Services, LLC | 32,266 | $126.0K | 0.00% | +11,769+57.4% | Added |
| Hall Private Wealth Advisors | 34,438 | $134.0K | 0.08% | +16,134+88.1% | Added |
| American International Group, Inc. | 37,077 | $144.0K | 0.00% | −1,109−2.9% | Reduced |
| Advisor Group Holdings, Inc. | 36,972 | $144.0K | 0.00% | +1,929+5.5% | Added |
| Manufacturers Life Insurance Company, The | 37,175 | $145.0K | 0.00% | +627+1.7% | Added |
| National Asset Management, Inc. | 37,547 | $147.0K | 0.00% | +1,892+5.3% | Added |