AppHarvest, Inc.
APPHDelisted Sep 8, 2023- Industry
- Agricultural Production-Crops
- SEC CIK
- 0001807707
AppHarvest, Inc. was delisted on Sep 8, 2023; its insiders filed their last Form 4 on Jun 13, 2023; 129 institutions reported holding it in 13F filings for Q2 2023, worth $14.0M in total; no superinvestor held it.
13F holders, Q2 2023
Institutional positions in AppHarvest, Inc. as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
APPH is no longer listed, so this page shows Q2 2023. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 129
- −2 vs. Q1 2023
- Shares held
- 37.9M
- −15.4M (−28.9%) vs. Q1 2023
- Total value
- $14.0M
- −$18.6M (−57.0%) vs. Q1 2023
- New holders
- 25
- 30 more added
- Sold out
- 27
- 43 more reduced
1 institution that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting APPH on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 10 | $68 |
| Q3 2023 | 13 | $24.7K |
| Q2 2023 | 129 | $14.0M |
| Q1 2023 | 132 | $32.6M |
| Q4 2022 | 140 | $18.2M |
| Q3 2022 | 150 | $73.8M |
| Q2 2022 | 160 | $149.2M |
| Q1 2022 | 169 | $214.0M |
| Q4 2021 | 157 | $169.9M |
| Q3 2021 | 150 | $292.5M |
| Q2 2021 | 134 | $835.6M |
| Q1 2021 | 103 | $887.5M |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding AppHarvest, Inc.; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| First Horizon Advisors, Inc. | 2,000 | $740 | 0.00% | −5,139−72.0% | Reduced |
| The PNC Financial Services Group, Inc. | 2,000 | $740 | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 1,825 | $675 | 0.00% | −7−0.4% | Reduced |
| Deutsche Bank AG | 1,676 | $620 | 0.00% | −63,322−97.4% | Reduced |
| TD Waterhouse Canada Inc. | 1,500 | $562 | 0.00% | +1,000+200.0% | Added |
| National Bank of Canada | 1,300 | $511 | 0.00% | −62,800−98.0% | Reduced |
| Northwestern Mutual Wealth Management Co | 1,000 | $370 | 0.00% | +1,000 | New |
| FMR LLC | 736 | $273 | 0.00% | −37,853−98.1% | Reduced |
| South State Corp. | 715 | $265 | 0.00% | 00.0% | Unchanged |
| Fifth Third Bancorp | 705 | $261 | 0.00% | 00.0% | Unchanged |
| New York State Common Retirement Fund | 634 | $235 | 0.00% | −38,200−98.4% | Reduced |
| US Bancorp | 499 | $185 | 0.00% | −1,000−66.7% | Reduced |
| Barrett & Company, Inc. | 500 | $185 | 0.00% | 00.0% | Unchanged |
| Clearview Wealth Advisors LLC | 407 | $151 | 0.00% | +235+136.6% | Added |
| Raleigh Capital Management Inc. | 334 | $124 | 0.00% | +334 | New |
| GWM Advisors LLC | 321 | $119 | 0.00% | 00.0% | Unchanged |
| Parkside Financial Bank & Trust | 300 | $111 | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 193 | $71 | 0.00% | 00.0% | Unchanged |
| Venturi Wealth Management, LLC | 100 | $37 | 0.00% | +100 | New |
| VisionPoint Advisory Group, LLC | 93 | $34 | 0.00% | +93 | New |
| Harbour Investments, Inc. | 55 | $20 | 0.00% | −126−69.6% | Reduced |
| Gradient Investments LLC | 50 | $19 | 0.00% | 00.0% | Unchanged |
| Nisa Investment Advisors, LLC | 50 | $19 | 0.00% | +50 | New |
| Lindbrook Capital, LLC | 40 | $15 | 0.00% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 28 | $10 | 0.00% | +28 | New |
| ICA Group Wealth Management, LLC | 20 | $7 | 0.00% | −150−88.2% | Reduced |
| Coston, McIsaac & Partners | 100 | $0 | 0.00% | 00.0% | Unchanged |
| Valley National Advisers Inc | 100 | – | – | 00.0% | Unchanged |
| IFP Advisors, Inc | 1,781 | – | – | −1,500−45.7% | Reduced |
| AWM Investment Company, Inc. | 0 | $0 | 0.00% | −4,121,619−100.0% | Sold out |
| Renaissance Technologies LLC | 0 | $0 | 0.00% | −1,178,282−100.0% | Sold out |
| Prosperity Wealth Management, Inc. | 0 | $0 | 0.00% | −245,800−100.0% | Sold out |
| Rhumbline Advisers | 0 | $0 | 0.00% | −142,090−100.0% | Sold out |
| Alliancebernstein L.P. | 0 | $0 | 0.00% | −105,700−100.0% | Sold out |
| Brinker Capital Investments, LLC | 0 | $0 | 0.00% | −85,093−100.0% | Sold out |
| Orion Portfolio Solutions, LLC | 0 | $0 | 0.00% | −85,093−100.0% | Sold out |
| Ambassador Advisors, LLC | 0 | $0 | 0.00% | −70,016−100.0% | Sold out |
| Barclays PLC | 0 | $0 | 0.00% | −52,767−100.0% | Sold out |
| American International Group, Inc. | 0 | $0 | 0.00% | −49,890−100.0% | Sold out |
| Voya Investment Management LLC | 0 | $0 | 0.00% | −44,790−100.0% | Sold out |
| California State Teachers Retirement System | 0 | $0 | 0.00% | −38,432−100.0% | Sold out |
| SG Americas Securities, LLC | 0 | $0 | 0.00% | −37,449−100.0% | Sold out |
| Invesco Ltd. | 0 | $0 | 0.00% | −21,400−100.0% | Sold out |
| Price T Rowe Associates Inc | 0 | $0 | 0.00% | −20,557−100.0% | Sold out |
| Rockefeller Capital Management L.P. | 0 | $0 | 0.00% | −20,000−100.0% | Sold out |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −15,512−100.0% | Sold out |
| Zacks Investment Management | 0 | $0 | 0.00% | −13,493−100.0% | Sold out |
| Penserra Capital Management LLC | 0 | $0 | 0.00% | −13,120−100.0% | Sold out |
| ProShare Advisors LLC | 0 | $0 | 0.00% | −12,165−100.0% | Sold out |
| Legal & General Group Plc | 0 | $0 | 0.00% | −11,551−100.0% | Sold out |
| Garner Asset Management Corp | 0 | $0 | 0.00% | −10,660−100.0% | Sold out |
| Principal Financial Group Inc | 0 | $0 | 0.00% | −11,017−100.0% | Sold out |
| Oxler Private Wealth LLC | 0 | $0 | 0.00% | −10,080−100.0% | Sold out |
| Amalgamated Bank | 0 | $0 | 0.00% | −8,981−100.0% | Sold out |
| Ameritas Investment Partners, Inc. | 0 | $0 | 0.00% | −5,348−100.0% | Sold out |
| Belpointe Asset Management LLC | 0 | $0 | 0.00% | −4,208−100.0% | Sold out |
| Householder Group Estate & Retirement Specialist, LLC | – | – | – | – | Not filed |