AppHarvest, Inc.
APPHDelisted Sep 8, 2023- Industry
- Agricultural Production-Crops
- SEC CIK
- 0001807707
AppHarvest, Inc. was delisted on Sep 8, 2023; its insiders filed their last Form 4 on Jun 13, 2023; 129 institutions reported holding it in 13F filings for Q2 2023, worth $14.0M in total; no superinvestor held it.
13F holders, Q2 2023
Institutional positions in AppHarvest, Inc. as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
APPH is no longer listed, so this page shows Q2 2023. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 129
- −2 vs. Q1 2023
- Shares held
- 37.9M
- −15.4M (−28.9%) vs. Q1 2023
- Total value
- $14.0M
- −$18.6M (−57.0%) vs. Q1 2023
- New holders
- 25
- 30 more added
- Sold out
- 27
- 43 more reduced
1 institution that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting APPH on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 10 | $68 |
| Q3 2023 | 13 | $24.7K |
| Q2 2023 | 129 | $14.0M |
| Q1 2023 | 132 | $32.6M |
| Q4 2022 | 140 | $18.2M |
| Q3 2022 | 150 | $73.8M |
| Q2 2022 | 160 | $149.2M |
| Q1 2022 | 169 | $214.0M |
| Q4 2021 | 157 | $169.9M |
| Q3 2021 | 150 | $292.5M |
| Q2 2021 | 134 | $835.6M |
| Q1 2021 | 103 | $887.5M |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding AppHarvest, Inc.; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Coston, McIsaac & Partners | 100 | $0 | 0.00% | 00.0% | Unchanged |
| ICA Group Wealth Management, LLC | 20 | $7 | 0.00% | −150−88.2% | Reduced |
| Sunbelt Securities, Inc. | 28 | $10 | 0.00% | +28 | New |
| Lindbrook Capital, LLC | 40 | $15 | 0.00% | 00.0% | Unchanged |
| Gradient Investments LLC | 50 | $19 | 0.00% | 00.0% | Unchanged |
| Nisa Investment Advisors, LLC | 50 | $19 | 0.00% | +50 | New |
| Harbour Investments, Inc. | 55 | $20 | 0.00% | −126−69.6% | Reduced |
| VisionPoint Advisory Group, LLC | 93 | $34 | 0.00% | +93 | New |
| Venturi Wealth Management, LLC | 100 | $37 | 0.00% | +100 | New |
| Parallel Advisors, LLC | 193 | $71 | 0.00% | 00.0% | Unchanged |
| Parkside Financial Bank & Trust | 300 | $111 | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 321 | $119 | 0.00% | 00.0% | Unchanged |
| Raleigh Capital Management Inc. | 334 | $124 | 0.00% | +334 | New |
| Clearview Wealth Advisors LLC | 407 | $151 | 0.00% | +235+136.6% | Added |
| US Bancorp | 499 | $185 | 0.00% | −1,000−66.7% | Reduced |
| Barrett & Company, Inc. | 500 | $185 | 0.00% | 00.0% | Unchanged |
| New York State Common Retirement Fund | 634 | $235 | 0.00% | −38,200−98.4% | Reduced |
| Fifth Third Bancorp | 705 | $261 | 0.00% | 00.0% | Unchanged |
| South State Corp. | 715 | $265 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 736 | $273 | 0.00% | −37,853−98.1% | Reduced |
| Northwestern Mutual Wealth Management Co | 1,000 | $370 | 0.00% | +1,000 | New |
| National Bank of Canada | 1,300 | $511 | 0.00% | −62,800−98.0% | Reduced |
| TD Waterhouse Canada Inc. | 1,500 | $562 | 0.00% | +1,000+200.0% | Added |
| Deutsche Bank AG | 1,676 | $620 | 0.00% | −63,322−97.4% | Reduced |
| Spire Wealth Management | 1,825 | $675 | 0.00% | −7−0.4% | Reduced |
| First Horizon Advisors, Inc. | 2,000 | $740 | 0.00% | −5,139−72.0% | Reduced |
| The PNC Financial Services Group, Inc. | 2,000 | $740 | 0.00% | 00.0% | Unchanged |
| Wolverine Asset Management LLC | 2,119 | $784 | 0.00% | −1,700−44.5% | Reduced |
| Cassady Schiller Wealth Management, LLC | 2,506 | $927 | 0.00% | 00.0% | Unchanged |
| MCF Advisors LLC | 2,850 | $1.05K | 0.00% | 00.0% | Unchanged |
| Central Bank & Trust Co | 2,966 | $1.10K | 0.00% | 00.0% | Unchanged |
| Clearstead Advisors, LLC | 3,264 | $1.21K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 3,495 | $1.29K | 0.00% | −17,309−83.2% | Reduced |
| Marathon Trading Investment Management LLC | 3,821 | $1.41K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 4,600 | $1.70K | 0.00% | −1,000−17.9% | Reduced |
| Cutler Group LP | 7,100 | $2.00K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 4,795 | $2.00K | 0.00% | −76−1.6% | Reduced |
| Citigroup Inc | 6,044 | $2.24K | 0.00% | +1,572+35.2% | Added |
| UBS Group AG | 6,389 | $2.36K | 0.00% | −34,710−84.5% | Reduced |
| Geneos Wealth Management Inc. | 6,508 | $2.41K | 0.00% | −1,009−13.4% | Reduced |
| Federation des caisses Desjardins du Quebec | 6,565 | $2.43K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 7,911 | $2.93K | 0.00% | −154,444−95.1% | Reduced |
| Archford Capital Strategies, LLC | 35,200 | $3.17K | 0.00% | −1,009−2.8% | Reduced |
| Traynor Capital Management, Inc. | 10,080 | $3.73K | 0.00% | +10,080 | New |
| Leonteq Securities AG | 10,403 | $3.85K | 0.00% | +8,572+468.2% | Added |
| Advisory Services Network, LLC | 10,511 | $3.89K | 0.00% | −5,903−36.0% | Reduced |
| Glenview Trust Co | 10,665 | $3.95K | 0.00% | +10,665 | New |
| Thomasville National Bank | 11,000 | $4.07K | 0.00% | +1,000+10.0% | Added |
| Ballast, Inc. | 11,466 | $4.24K | 0.00% | −1,000−8.0% | Reduced |
| Landmark Financial Advisors, LLC | 12,130 | $4.49K | 0.00% | +12,130 | New |
| Huntington National Bank | 12,400 | $4.59K | 0.00% | 00.0% | Unchanged |
| Victory Capital Management Inc | 13,118 | $4.85K | 0.00% | −303−2.3% | Reduced |
| AE Wealth Management LLC | 13,131 | $4.86K | 0.00% | +200+1.5% | Added |
| Sigma Planning Corp | 13,537 | $5.01K | 0.00% | 00.0% | Unchanged |
| Walleye Trading LLC | 13,637 | $5.05K | 0.00% | +13,637 | New |
| Raymond James Financial Services Advisors, Inc. | 14,361 | $5.31K | 0.00% | +1,847+14.8% | Added |
| Financial Advisors, LLC | 15,000 | $5.55K | 0.00% | 00.0% | Unchanged |
| Creative Planning | 15,458 | $5.72K | 0.00% | +2,300+17.5% | Added |
| RDA Financial Network | 17,000 | $6.29K | 0.00% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 17,476 | $6.47K | 0.00% | −4,536−20.6% | Reduced |
| Calton & Associates, Inc. | 17,770 | $6.58K | 0.00% | +75+0.4% | Added |
| Cerity Partners LLC | 17,778 | $6.58K | 0.00% | +17,778 | New |
| Stonegate Investment Group, LLC | 18,500 | $6.84K | 0.00% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 19,535 | $7.00K | 0.00% | −1,000−4.9% | Reduced |
| Exencial Wealth Advisors, LLC | 19,000 | $7.03K | 0.00% | +19,000 | New |
| Man Group plc | 19,444 | $7.19K | 0.00% | +19,444 | New |
| Snowden Capital Advisors LLC | 20,000 | $7.40K | 0.00% | 00.0% | Unchanged |
| Johnson Midwest Financial, LLC | 20,000 | $7.40K | 0.01% | +10,000+100.0% | Added |
| HB Wealth Management, LLC | 20,000 | $7.40K | 0.00% | +20,000 | New |
| Strategic Advisors LLC | 22,876 | $8.46K | 0.00% | +22,876 | New |
| Lincoln National Corp | 22,988 | $8.51K | 0.00% | +25+0.1% | Added |
| International Assets Investment Management, LLC | 24,450 | $9.05K | 0.00% | −300−1.2% | Reduced |
| Balyasny Asset Management LLC | 24,729 | $9.15K | 0.00% | +24,729 | New |
| Natixis | 24,752 | $9.16K | 0.00% | 00.0% | Unchanged |
| GTS Securities LLC | 26,435 | $9.78K | 0.00% | +26,435 | New |
| Bank of New York Mellon Corp | 28,484 | $10.5K | 0.00% | −263,439−90.2% | Reduced |
| IHT Wealth Management, LLC | 28,538 | $10.6K | 0.00% | −2,955−9.4% | Reduced |
| DekaBank Deutsche Girozentrale | 30,000 | $11.0K | 0.00% | −280,000−90.3% | Reduced |
| Cetera Advisor Networks LLC | 30,380 | $11.2K | 0.00% | −500−1.6% | Reduced |
| Dimensional Fund Advisors LP | 31,657 | $11.7K | 0.00% | −3,124−9.0% | Reduced |
| JPMorgan Chase & Co | 32,304 | $12.0K | 0.00% | −82,927−72.0% | Reduced |
| Advisor Group Holdings, Inc. | 36,071 | $13.5K | 0.00% | +2,798+8.4% | Added |
| Archer Investment Corp | 37,415 | $13.8K | 0.00% | +4,845+14.9% | Added |
| Tower Research Capital LLC (TRC) | 37,658 | $13.9K | 0.00% | +18,341+94.9% | Added |
| Van Eck Associates Corp | 39,524 | $15.0K | 0.00% | −21,611−35.3% | Reduced |
| Hall Private Wealth Advisors | 41,842 | $15.5K | 0.01% | +5,000+13.6% | Added |
| Bank of Montreal | 36,500 | $16.4K | 0.00% | −4,072−10.0% | Reduced |
| Cim Investment Mangement Inc | 49,475 | $18.3K | 0.01% | 00.0% | Unchanged |
| LPL Financial LLC | 54,628 | $20.2K | 0.00% | −890−1.6% | Reduced |
| SeaCrest Wealth Management, LLC | 55,000 | $20.4K | 0.00% | 00.0% | Unchanged |
| Lido Advisors, LLC | 73,044 | $27.0K | 0.00% | −10.0% | Reduced |
| Ballew Advisors, Inc | 62,754 | $27.3K | 0.02% | 00.0% | Unchanged |
| HSBC Holdings PLC | 77,423 | $28.6K | 0.00% | +140.0% | Added |
| XTX Topco Ltd | 78,112 | $28.9K | 0.01% | +78,112 | New |
| Howard Financial Services, Ltd. | 80,000 | $29.6K | 0.01% | +10,000+14.3% | Added |
| Royal Bank of Canada | 83,950 | $31.0K | 0.00% | +37,814+82.0% | Added |
| Keystone Financial Group | 90,461 | $33.5K | 0.01% | +90,461 | New |
| HRT Financial LP | 98,390 | $36.0K | 0.00% | +98,390 | New |
| Ergoteles LLC | 102,200 | $37.8K | 0.00% | +102,200 | New |
| 180 Wealth Advisors, LLC | 101,526 | $42.1K | 0.01% | +628+0.6% | Added |