AppHarvest, Inc.
APPHDelisted Sep 8, 2023- Industry
- Agricultural Production-Crops
- SEC CIK
- 0001807707
AppHarvest, Inc. was delisted on Sep 8, 2023; its insiders filed their last Form 4 on Jun 13, 2023; 129 institutions reported holding it in 13F filings for Q2 2023, worth $14.0M in total; no superinvestor held it.
13F holders, Q1 2022
Institutional positions in AppHarvest, Inc. as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 169
- +13 vs. Q4 2021
- Shares held
- 39.7M
- −3.90M (−8.9%) vs. Q4 2021
- Total value
- $214.0M
- +$44.1M (+25.9%) vs. Q4 2021
- New holders
- 34
- 53 more added
- Sold out
- 21
- 49 more reduced
1 institution that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting APPH on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 10 | $68 |
| Q3 2023 | 13 | $24.7K |
| Q2 2023 | 129 | $14.0M |
| Q1 2023 | 132 | $32.6M |
| Q4 2022 | 140 | $18.2M |
| Q3 2022 | 150 | $73.8M |
| Q2 2022 | 160 | $149.2M |
| Q1 2022 | 169 | $214.0M |
| Q4 2021 | 157 | $169.9M |
| Q3 2021 | 150 | $292.5M |
| Q2 2021 | 134 | $835.6M |
| Q1 2021 | 103 | $887.5M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding AppHarvest, Inc.; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Signaturefd, LLC | 30 | $0 | 0.00% | 00.0% | Unchanged |
| Gradient Investments LLC | 50 | $0 | 0.00% | 00.0% | Unchanged |
| Sterling Investment Advisors, Ltd. | 16 | $0 | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 40 | $0 | 0.00% | 00.0% | Unchanged |
| Future Financial Wealth Managment LLC | 5 | $0 | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 193 | $1.00K | 0.00% | 00.0% | Unchanged |
| Banque Cantonale Vaudoise | 146 | $1.00K | 0.00% | 00.0% | Unchanged |
| Central Trust Co | 200 | $1.00K | 0.00% | 00.0% | Unchanged |
| Valley National Advisers Inc | 100 | $1.00K | 0.00% | 00.0% | Unchanged |
| Econ Financial Services Corp | 108 | $1.00K | 0.00% | +62+134.8% | Added |
| Capital Advisors, Ltd. LLC | 111 | $1.00K | 0.00% | +111 | New |
| Joseph P. Lucia & Associates, LLC | 150 | $1.00K | 0.00% | +150 | New |
| TD Waterhouse Canada Inc. | 400 | $1.95K | 0.00% | 00.0% | Unchanged |
| Parkside Financial Bank & Trust | 300 | $2.00K | 0.00% | 00.0% | Unchanged |
| Spectrum Management Group, LLC | 310 | $2.00K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 306 | $2.00K | 0.00% | +306 | New |
| Federation des caisses Desjardins du Quebec | 550 | $2.96K | 0.00% | −1,000−64.5% | Reduced |
| Ellevest, Inc. | 477 | $3.00K | 0.00% | +418+708.5% | Added |
| Fifth Third Bancorp | 700 | $4.00K | 0.00% | −1,540−68.8% | Reduced |
| South State Corp. | 715 | $4.00K | 0.00% | +500+232.6% | Added |
| CIBC Private Wealth Group, LLC | 800 | $4.00K | 0.00% | +800 | New |
| Allworth Financial LP | 1,000 | $5.00K | 0.00% | 00.0% | Unchanged |
| Trustcore Financial Services, LLC | 1,000 | $5.00K | 0.00% | 00.0% | Unchanged |
| Clearview Wealth Advisors LLC | 1,003 | $5.00K | 0.00% | −45−4.3% | Reduced |
| Spire Wealth Management | 1,150 | $6.00K | 0.00% | −75−6.1% | Reduced |
| Huntington National Bank | 1,400 | $7.00K | 0.00% | +1,200+600.0% | Added |
| Archer Investment Corp | 2,310 | $10.0K | 0.00% | +40+1.8% | Added |
| Loring Wolcott & Coolidge Fiduciary Advisors LLP | 2,205 | $12.0K | 0.00% | −1,100−33.3% | Reduced |
| FMR LLC | 2,373 | $13.0K | 0.00% | −4,500−65.5% | Reduced |
| Central Bank & Trust Co | 2,428 | $13.0K | 0.00% | +500+25.9% | Added |
| MCF Advisors LLC | 2,860 | $15.0K | 0.00% | +2,860 | New |
| US Bancorp | 3,150 | $17.0K | 0.00% | +100+3.3% | Added |
| Walleye Trading LLC | 3,100 | $17.0K | 0.00% | +3,100 | New |
| American Portfolios Advisors | 3,426 | $18.4K | 0.00% | 00.0% | Unchanged |
| Prospera Financial Services Inc | 3,753 | $20.0K | 0.00% | +3,753 | New |
| Nisa Investment Advisors, LLC | 4,100 | $22.0K | 0.00% | +4,100 | New |
| Evoke Wealth, LLC | 4,225 | $23.0K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 4,442 | $23.0K | 0.00% | +2,850+179.0% | Added |
| Geneos Wealth Management Inc. | 5,383 | $28.0K | 0.00% | +3,983+284.5% | Added |
| Ameritas Investment Partners, Inc. | 5,348 | $29.0K | 0.00% | 00.0% | Unchanged |
| Metropolitan Life Insurance Co | 5,991 | $32.2K | 0.00% | −5,569−48.2% | Reduced |
| Tower Research Capital LLC (TRC) | 6,550 | $35.0K | 0.00% | +1,069+19.5% | Added |
| Captrust Financial Advisors | 6,523 | $35.0K | 0.00% | +5,270+420.6% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 6,807 | $37.0K | 0.00% | 00.0% | Unchanged |
| Leonteq Securities AG | 7,149 | $38.4K | 0.00% | +5,873+460.3% | Added |
| Cutler Group LP | 8,385 | $45.0K | 0.00% | −13,409−61.5% | Reduced |
| Wolverine Asset Management LLC | 8,437 | $45.0K | 0.00% | +2,005+31.2% | Added |
| Quantbot Technologies LP | 8,807 | $47.0K | 0.00% | +8,807 | New |
| Dixon Hughes Goodman Wealth Advisors LLC | 9,350 | $50.0K | 0.01% | +9,350 | New |
| Steward Partners Investment Advisory, LLC | 9,490 | $51.0K | 0.00% | +500+5.6% | Added |
| Bank of Montreal | 9,525 | $52.0K | 0.00% | −62,375−86.8% | Reduced |
| Glenmede Trust Co NA | 10,000 | $53.0K | 0.00% | +10,000 | New |
| Regent Investment Management LLC | 10,000 | $54.0K | 0.01% | +10,000 | New |
| Oxler Private Wealth LLC | 10,410 | $55.0K | 0.02% | 00.0% | Unchanged |
| Independent Advisor Alliance | 10,250 | $55.0K | 0.00% | +10,250 | New |
| RDA Financial Network | 11,000 | $59.0K | 0.02% | +11,000 | New |
| Amalgamated Bank | 11,396 | $61.0K | 0.00% | −804−6.6% | Reduced |
| Teacher Retirement System of Texas | 11,420 | $61.0K | 0.00% | +905+8.6% | Added |
| Amalgamated Financial Corp. | 11,396 | $61.0K | 0.00% | +11,396 | New |
| Garner Asset Management Corp | 11,760 | $63.0K | 0.03% | −20−0.2% | Reduced |
| Virtu Financial LLC | 12,481 | $67.0K | 0.00% | −5,708−31.4% | Reduced |
| Transcend Wealth Collective, LLC | 12,500 | $67.0K | 0.01% | 00.0% | Unchanged |
| Clearstead Advisors, LLC | 12,490 | $67.0K | 0.00% | +200+1.6% | Added |
| Ballast, Inc. | 12,466 | $67.0K | 0.03% | +12,466 | New |
| ProShare Advisors LLC | 13,083 | $69.0K | 0.00% | −2,158−14.2% | Reduced |
| Oppenheimer & Co Inc | 12,800 | $69.0K | 0.00% | +2,700+26.7% | Added |
| Principal Financial Group Inc | 12,966 | $70.0K | 0.00% | +922+7.7% | Added |
| Alliancebernstein L.P. | 13,200 | $71.0K | 0.00% | 00.0% | Unchanged |
| Evercore Wealth Management, LLC | 14,150 | $76.0K | 0.00% | 00.0% | Unchanged |
| Cetera Advisor Networks LLC | 14,130 | $76.0K | 0.00% | +14,130 | New |
| Alberta Investment Management Corp | 14,600 | $78.0K | 0.00% | +14,600 | New |
| Arizona State Retirement System | 14,971 | $80.0K | 0.00% | +126+0.8% | Added |
| Financial Advisors, LLC | 15,000 | $81.0K | 0.03% | 00.0% | Unchanged |
| STRS Ohio | 16,000 | $86.0K | 0.00% | 00.0% | Unchanged |
| Squarepoint Ops LLC | 16,767 | $90.0K | 0.00% | −31,190−65.0% | Reduced |
| CPR Investments Inc. | 17,185 | $92.0K | 0.08% | +4,730+38.0% | Added |
| Citigroup Inc | 19,298 | $103.0K | 0.00% | −87,635−82.0% | Reduced |
| Barclays PLC | 19,379 | $104.0K | 0.00% | +19,379 | New |
| Citadel Advisors LLC | 19,667 | $106.0K | 0.00% | −30,269−60.6% | Reduced |
| Van Eck Associates Corp | 19,762 | $106.0K | 0.00% | −7,957−28.7% | Reduced |
| Wellington Shields Capital Management, LLC | 21,551 | $116.0K | 0.01% | 00.0% | Unchanged |
| Raymond James & Associates | 21,682 | $117.0K | 0.00% | −1,247−5.4% | Reduced |
| Gsa Capital Partners LLP | 21,749 | $117.0K | 0.02% | +21,749 | New |
| Private Advisor Group, LLC | 22,533 | $121.0K | 0.00% | +22,533 | New |
| Crystal Rock Capital Management | 25,000 | $134.0K | 0.09% | 00.0% | Unchanged |
| International Assets Investment Management, LLC | 25,375 | $136.0K | 0.02% | −6,750−21.0% | Reduced |
| Voya Investment Management LLC | 25,907 | $139.0K | 0.00% | 00.0% | Unchanged |
| Two Sigma Advisers, LP | 26,500 | $142.0K | 0.00% | −85,600−76.4% | Reduced |
| Commonwealth Equity Services, LLC | 26,421 | $142.0K | 0.00% | +2,465+10.3% | Added |
| Cambridge Investment Research Advisors, Inc. | 26,717 | $144.0K | 0.00% | −4,726−15.0% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 26,791 | $144.0K | 0.00% | +9,896+58.6% | Added |
| Invesco Ltd. | 28,557 | $153.0K | 0.00% | −412−1.4% | Reduced |
| Manufacturers Life Insurance Company, The | 29,681 | $159.5K | 0.00% | −7,494−20.2% | Reduced |
| Cookson Peirce & Co Inc | 30,000 | $161.0K | 0.01% | +15,000+100.0% | Added |
| Penserra Capital Management LLC | 30,584 | $163.0K | 0.00% | +10,142+49.6% | Added |
| Jane Street Group, LLC | 30,461 | $164.0K | 0.00% | +13,266+77.2% | Added |
| Keystone Financial Group | 32,648 | $175.0K | 0.03% | +13,600+71.4% | Added |
| National Asset Management, Inc. | 32,912 | $177.0K | 0.01% | −4,635−12.3% | Reduced |
| American International Group, Inc. | 34,639 | $186.0K | 0.00% | −2,438−6.6% | Reduced |
| Kestra Advisory Services, LLC | 34,648 | $186.0K | 0.00% | +2,382+7.4% | Added |