AppHarvest, Inc.

APPHDelisted Sep 8, 2023

Industry: Agricultural Production-Crops
SEC CIK: 0001807707

SEC filings (opens in a new tab)

AppHarvest, Inc. was delisted on Sep 8, 2023; its insiders filed their last Form 4 on Jun 13, 2023; 129 institutions reported holding it in 13F filings for Q2 2023, worth $14.0M in total; no superinvestor held it.

Q1 2022 vs. Q4 2021

How the institutions holding AppHarvest, Inc. changed between Q4 2021 and Q1 2022.

All holders in Q1 2022 All holders in Q4 2021

13F holders of APPH: Q4 2021 compared with Q1 2022
Measure	Q4 2021	Of which not filed for Q1 2022	Q1 2022	Change
Holders	157	1	169	+13
Shares	43.6M	181	39.7M	−3.90M (−8.9%)
Value	$169.9M	$1.00K	$214.0M	+$44.1M (+25.9%)

1 institution that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so the changes leave them out.

New holders (34)

Institutions that held AppHarvest, Inc. at the end of Q1 2022 but not at the end of Q4 2021.

Institutions new to APPH in Q1 2022
Institution	Shares	Value	% of portfolio
GMT Capital Corp	840,613	$4.52M	0.28%
Sculptor Capital LP	358,800	$1.93M	0.02%
Amundi	329,877	$1.77M	0.00%
EMJ Capital Ltd.	160,000	$860.0K	2.62%
Allianz Asset Management GmbH	147,992	$795.0K	0.00%
Hartline Investment Corp	44,400	$710.0K	0.09%
B. Riley Financial, Inc.	114,874	$617.0K	0.11%
Beck Capital Management, LLC	84,050	$452.0K	0.14%
HSBC Holdings PLC	83,050	$447.0K	0.00%
Valueworks LLC	81,082	$436.0K	0.14%
Lido Advisors, LLC	73,044	$392.0K	0.01%
Prudential Financial Inc	59,335	$319.0K	0.00%
Corient Capital Partners, LLC	55,036	$296.0K	0.02%
Private Advisor Group, LLC	22,533	$121.0K	0.00%
Gsa Capital Partners LLP	21,749	$117.0K	0.02%
Barclays PLC	19,379	$104.0K	0.00%
Alberta Investment Management Corp	14,600	$78.0K	0.00%
Cetera Advisor Networks LLC	14,130	$76.0K	0.00%
Ballast, Inc.	12,466	$67.0K	0.03%
Amalgamated Financial Corp.	11,396	$61.0K	0.00%
RDA Financial Network	11,000	$59.0K	0.02%
Independent Advisor Alliance	10,250	$55.0K	0.00%
Regent Investment Management LLC	10,000	$54.0K	0.01%
Glenmede Trust Co NA	10,000	$53.0K	0.00%
Dixon Hughes Goodman Wealth Advisors LLC	9,350	$50.0K	0.01%
Quantbot Technologies LP	8,807	$47.0K	0.00%
Nisa Investment Advisors, LLC	4,100	$22.0K	0.00%
Prospera Financial Services Inc	3,753	$20.0K	0.00%
Walleye Trading LLC	3,100	$17.0K	0.00%
MCF Advisors LLC	2,860	$15.0K	0.00%
CIBC Private Wealth Group, LLC	800	$4.00K	0.00%
CWM, LLC	306	$2.00K	0.00%
Capital Advisors, Ltd. LLC	111	$1.00K	0.00%
Joseph P. Lucia & Associates, LLC	150	$1.00K	0.00%

Sold out (21)

Institutions that held AppHarvest, Inc. at the end of Q4 2021 and filed for Q1 2022 without it.

Institutions that sold out of APPH in Q1 2022
Institution	Shares, Q4 2021	Value, Q4 2021
Cowen and Company, LLC	391,943	$1.52M
HRT Financial LP	176,349	$685.0K
DekaBank Deutsche Girozentrale	170,000	$671.0K
Paloma Partners Management Co	87,406	$340.0K
Alpine Global Management, LLC	31,689	$123.0K
Blueshift Asset Management, LLC	22,667	$88.0K
Ionic Capital Management LLC	14,911	$58.0K
Virginia Retirement Systems Et Al	13,800	$54.0K
Fox Run Management, L.L.C.	12,814	$50.0K
Wolverine Trading, LLC	10,422	$42.0K
Manteio Capital LLC	10,568	$41.0K
ARGI Investment Services, LLC	10,149	$39.0K
Advisory Services Network, LLC	8,661	$34.0K
Henrickson Nauta Wealth Advisors, Inc.	1,676	$6.00K
Dark Forest Capital Management LP	1,247	$5.00K
Eaton Vance Management	1,125	$4.00K
Creative Financial Designs Inc	647	$3.00K
SJS Investment Consulting Inc.	400	$2.00K
CoreCap Advisors, LLC	102	$1.00K
Northwestern Mutual Wealth Management Co	20	$0
TAP Consulting, LLC	10	$0

Not filed for Q1 2022 yet (1)

Institutions that held AppHarvest, Inc. at the end of Q4 2021 and haven't filed a 13F for Q1 2022. Not filing isn't selling, so they aren't counted as sold out.

Institutions holding APPH in Q4 2021 that haven't filed for Q1 2022
Institution	Shares, Q4 2021	Value, Q4 2021
Harbour Investments, Inc.	181	$1.00K